VI. CITIES AND PEOPLES
(C)
PRIMITIVES, CULTURE-PEOPLES, FELLAHEEN
I
Now at last it is possible to approach--if with extreme precaution--the conception “people,” and to bring order into that chaos of people-forms that the historical research of the present day has only succeeded in making worse confounded than before. There is no word that has been used more freely and more utterly uncritically, yet none that calls for a stricter critique, than this. Very careful historians, even, after going to much trouble to clear their theoretical basis (up to a point) slide back thereafter into treating peoples, race-parts, and speech-communities as completely equivalent. If they find the name of a people, it counts without more ado as the designation of a language as well. If they discover an inscription of three words, they believe they have established a racial connexion. If a few “roots” correspond, the curtain rises at once on a primitive people with a primitive habitat in the background. And the modern nationalist spirit has only enhanced this “thinking in terms of peoples.”
But is it the Hellenes, the Dorians, or the Spartans that are a people? If the Romans were a people, what are we to say about the Latins? And what kind of a unit within the population of Italy at c. 400 do we mean by the name “Etruscan?” Has not their “nationality,” like that of Basques and Thracians, been made actually to depend upon the build of their language? What ethnic idea underlies the words “American,” “Swiss,” “Jew,” “Boer”? Blood, speech, faith, State, landscape--what in all these is determinative in the formation of a people? In general, relationships of blood and language are determined only by way of scholarship, and the ordinary individual is perfectly unconscious of them. “Indogermanic” is purely and simply a scientific, more particularly a philological, concept. The attempt of Alexander the Great to fuse Greeks and Persians together was a complete failure, and we have recently had experience of the real strength of Anglo-German community of feeling. But “people” is a linkage of which one is conscious. In ordinary usage, one designates as one’s “people”--and with feeling--that community, out of the many to which one belongs, which inwardly stands nearest to one.[215] And then he extends the use of this concept, which is really quite particular and derived from personal experience, to collectivities of the most varied kinds. For Cæsar the Arverni were a “civitas”; for us the Chinese are a “nation.” On this basis, it was the Athenians and not the Greeks who constituted a nation, and in fact there were only a few individuals who, like Isocrates, felt themselves primarily as Hellenes. On this basis, one of two brothers may call himself a Swiss and the other, with equal right, a German. These are not philosophical concepts, but historical facts. A people is an aggregate of men which feels itself a unit. The Spartiates[216] felt themselves a people in this sense; the “Dorians” of 1100, too, probably, but those of 400 certainly not. The Crusaders became genuinely a people in taking the oath of Clermont; the Mormons in their expulsion from Missouri, in 1839;[217] the Mamertines[218] by their need of winning for themselves a stronghold of refuge.[219] Was the formative principle very different with the Jacobins and Hyksos? How many peoples may have originated in a chief’s following or a band of fugitives? Such a group can change race, like the Osmanli, who appeared in Asia Minor as Mongols; or language, like the Sicilian Normans; or name, like Achæans and Danaoi. So long as the common feeling is there, the people as such is there.
We have to distinguish the destiny of a people from its name. The latter is often the only thing about which information remains to us; but can we fairly conclude from a name anything about the history, the descent, the language, or even merely the identity of those who bore it? Here again the historical researcher is to blame, in that, whatever his theory may have been, he has in practice treated the relation between name and bearer as simply as he would treat, say, the personal names of to-day. Have we any conception of the number of unexplored possibilities in this field? To begin with, the very act of name-giving is of enormous importance in early associations. For with a name the human group consciously sets itself up with a sort of sacral dignity. But, here, cult- and war-names may exist side by side; others the land or the heritage may provide; the tribal name may be exchanged for that of an eponymous hero, as with the Osmanli;[220] lastly, an unlimited number of alien names can be applied along the frontiers of a group without more than a part of the community ever hearing them at all. If only such names as these be handed down, it becomes practically inevitable that conclusions about the bearers of them will be wrong. The indubitably sacral names of Franks, Alemanni, and Saxons have superseded a host of names of the period of the Varus battle--but if we did not happen to know this, we should long ago have been convinced that an expulsion or annihilation of old tribes by new intruders had taken place here. The names “Romans” and “Quirites,” “Spartans” and “Lacedæmonians,” “Carthaginian” and “Punic” have endured side by side--here again there was a risk of supposing two peoples instead of one. In what relation the names “Pelasgi,” “Achæans,” “Danai,” stand to one another we shall never learn, and had we nothing more than these names, the scholar would long ago have assigned to each a separate people, complete with language and racial affinities. Has it not been attempted to draw from the regional designation “Doric” conclusions as to the course of the Dorian migration? How often may a people have adopted a land-name and taken it along with them? This is the case with the modern Prussians, but also with the modern Parsees, Jews, and Turks, while the opposite is the case in Burgundy and Normandy. The name “Hellenes” arose about 650, and, therefore, cannot be connected with any movement of population. Lorraine (Lothringen) received the name of a perfectly unimportant prince, and that, in connexion with the decision of a heritage and not a folk-migration. Paris called the Germans Allemands in 1814, Prussians in 1870, Boches in 1914--in other circumstances three distinct peoples might have been supposed to be covered by these names. The West-European is called in the East a Frank, the Jew a Spaniole--the fact is readily explained by historical circumstances, but what would a philologist have produced from the words alone?
It is not to be imagined at what results the scholars of A.D. 3000 might arrive if they worked by present-day methods on names, linguistic remains, and the notion of original homes and migration. For example, the Teutonic Knights about 1300 drove out the heathen “Prussians,” and in 1870 these people suddenly appear on their wanderings at the gates of Paris! The Romans, pressed by the Goths, emigrate from the Tiber to the lower Danube! Or a part of them perhaps settled in Poland, where Latin was spoken? Charlemagne on the Weser defeated the Saxons, who thereupon emigrated to the neighbourhood of Dresden, their places being taken by the Hanoverians, whose original settlement, according to the dynasty-name, was on the Thames! The historian who writes down the history of names instead of that of peoples, forgets that names, too, have their destinies. So also languages, which, with their migrations, modifications, victories, and defeats, are inconclusive even as to the existence of peoples associated with them. This is the basic error of Indo-Germanic research in particular. If in historic times the names “Pfalz” and “Calabria” have moved about, if Hebrew has been driven from Palestine to Warsaw, and Persian from the Tigris to India, what conclusions can be drawn from the history of the Etruscan name and the alleged “Tyrsenian” inscription at Lemnos?[221] Or did the French and the Haytian Negroes, as shown by their common language, once form a single primitive people? In the region between Budapest and Constantinople to-day two Mongolian, one Semitic, two Classical, and three Slavonic languages are spoken, and these speech-communities all feel themselves essentially as peoples.[222] If we were to build up a migration-story here, the error of the method would be manifested in some singular results. “Doric” is a dialect designation--that we know, and that is all we know. No doubt some few dialects of this group spread rapidly, but that is no proof of the spread or even of the existence of a human stock belonging with it.[223]
II
Thus we come to the pet idea of modern historical thought. If a historian meets a people that has achieved something, he feels that he owes it to these people to answer the question: Whence did it come? It is a matter of dignity for a people to have come from somewhere and to have an original home. The notion that it is at home in the place where we find it is almost an insulting assumption. Wandering is a cherished saga-motive of primitive mankind, but its employment in serious research also has become a sheer mania. Whether the Chinese invaded China or the Egyptians Egypt no one inquires, the question being always when and whence they did so. It would be less of an effort to originate the Semites in Scandinavia or the Aryans in Canaan than to abandon the notion of an original home.
Now, the fact that all early populations were highly mobile is unquestionable. In it, for example, lies the secret of the Libyan problem. The Libyans or their predecessors spoke Hamitic, but, as shown even by old Egyptian reliefs, they were all blond and blue-eyed and, therefore, doubtless of North-European provenance.[224] In Asia Minor at least three migration-strata since 1300 have been determined, which are related probably to the attacks of the “Sea-peoples” in Egypt, and something similar has been shown in the Mexican Culture. But as to the nature of these movements we know nothing at all. In any case, there can be no question of migrations such as modern historians like to picture--movements of close-pressed peoples traversing the lands in great masses, pushing and being pushed till finally they come to rest somewhere or other. It is not the alterations in themselves, but the conceptions we have formed about them, that have spoilt our outlook upon the nature of the peoples. Peoples in the modern sense of the word do not wander, and that which of old did wander needs to be very carefully examined before it is labelled, as the label will not always stand for the same thing. The motive, too, that is everlastingly assigned to these migrations is colourless and worthy of the century that invented it--material necessity. Hunger would normally lead to efforts of quite a different sort, and it has certainly been only the last of the motives that drove men of race out of their nests--although it is understandable that it would very frequently make itself felt when such bands suddenly encountered a military obstacle. It was doubtless, in this simple and strong kind of man, the primary microcosmic urgency to move in free space which sprang up out of the depths of his soul as love of adventure, daring, liking for power and booty; as a blazing desire, to us almost incomprehensible, for deeds, for joy of carnage, for the death of the hero. Often, too, no doubt, domestic strife or fear of the revenge of the stronger, was the motive, but again a strong and manly one. Motives like these are infectious--the “man who stays at home” is a coward. Was it common bodily hunger, again, that induced the Crusades, or the expeditions of Cortez and Pizarro, or in our time the ventures of “wild west” pioneers? Where, in history, we find the little handful invading wide lands, it is ever the voices of the blood, the longing for high destinies, that drive them.
Further, we have to consider the position in the country traversed by the invaders. Its characteristics are always modified more or less, but the modifications are due not merely to the influence of the immigrants, but more and more to the nature of the settled population, which in the end becomes numerically overwhelming.
Obviously, in spaces almost empty of men it is easy for the weaker simply to evade the onslaught, and as a rule he was able to do so. But in later and denser conditions, the inroad spelt dispossession for the weaker, who must either defend himself successfully or else win new lands for old. Already there is the out-thrust into space. No tribe lives without constant contacts on all sides and a mistrustful readiness to stand to arms. The hard necessity of war breeds men. Peoples grow by, and against, other peoples to inward greatness. Weapons become weapons against men and not beasts. And finally we have the only migration-form that counts in historic times--warrior bands sweep through thoroughly populated countries, whose inhabitants remain, undisturbed and upstanding, as an essential part of the spoils of victory. And then, the victors being in a minority, completely new situations arise. Peoples of strong inward form spread themselves on top of much larger but formless populations, and the further transformations of peoples, languages, and races depend upon very complicated factors of detail. Since the decisive investigations of Beloch[225] and Delbrück[226] we know that all migrant peoples--and the Persians of Cyrus, the Mamertines and the Crusaders, the Ostrogoths and the “Sea-peoples” of the Egyptian inscriptions were all peoples in this sense--were, in comparison with the inhabitants of the regions they occupied, very small in numbers, just a few thousand warriors, superior to the natives only in respect of their determination to be a Destiny and not to submit to one. It was not inhabitable, but inhabited, land of which they took possession, and thus the relation between the two peoples became a question of status, the migration turned into the campaign, and the process of settling down became a political process. And here again, in presence of the fact that at a historic distance of time the successes of a small war-band, with the consequent spread of the victor’s names and language, may all too easily be taken for a “migration of peoples,” it is necessary to repeat our question, what, in fact, the men, things, and factors are that can migrate.
Here are some of the answers--the name of a district or that of a collectivity (or of a hero, adopted by his followers), in that it spreads, becomes extinct here and is taken by or given to a totally different population there: in that it may pass from land to people and travel with the latter or vice versa--the language of the conqueror or that of the conquered, or even a third language, adopted for reciprocal understanding--the war-band of a chief which subdues whole countries and propagates itself through captive women, or some accidental group of heterogeneous adventurers, or a tribe with its women and children, like the Philistines of 1200, who quite in the Germanic fashion trekked with their ox-wagons along the Phœnician coast to Egypt.[227] In such conditions, we may again ask, can conclusions be drawn from the destinies of names and languages as to those of peoples and races? There is only one possible answer, a decided negative.
Amongst the “Sea-peoples” that repeatedly attacked Egypt in the thirteenth century appear the names of Danai and Achæans--but in Homer both are almost mythical designations--the name of the Lukka--which adhered later to Lycia, though the inhabitants of that country called themselves Tramilæ--and the names of the Etruscans, the Sards, the Siculi--but this in no wise proved that these “Tursha” spoke the later Etruscan, nor that there was the slightest physical connexion with the like-named inhabitants of Italy or anything else entitling us to speak of “one and the same people.” Assuming that the Lemnos inscription is Etruscan, and Etruscan an Indogermanic language, much could be deduced therefrom in the domain of linguistic history, but in that of racial history nothing whatever. Rome was an Etruscan city, but is not the fact completely without bearing upon the soul of the Roman people? Are the Romans Indogermanic because they happen to speak a Latin dialect? The ethnologists recognize a Mediterranean Race and an Alpine Race, and north and south of these an astonishing physical resemblance between North-Germans and Libyans; but the philologists know that the Basques are in virtue of their speech a “pre-Indogermanic”--Iberian--population. The two views are mutually exclusive. Were the builders of Mycenæ and Tiryns “Hellenes”?--it would be as pertinent to ask were the Ostrogoths Germans. I confess that I do not comprehend why such questions are formulated at all.
For me, the “people” is a unit of the soul. The great events of history were not really achieved by peoples; they themselves created the peoples. Every act alters the soul of the doer. Even when the event is preceded by some grouping around or under a famous name, the fact that there is a people and not merely a band behind the prestige of that name is not a condition, but a result of the event. It was the fortunes of their migrations that made the Ostrogoths and the Osmanli what they afterwards were. The “Americans” did not immigrate from Europe; the name of the Florentine geographer Amerigo Vespucci designates to-day not only a continent, but also a people in the true sense of the word, whose specific character was born in the spiritual upheavals of 1775 and, above all, 1861-5.
This is the one and only connotation of the word “people.” Neither unity of speech nor physical descent is decisive. That which distinguishes the people from the population, raises it up out of the population, and will one day let it find its level again in the population is always the inwardly lived experience of the “we.” The deeper this feeling is, the stronger is the vis viva of the people. There are energetic and tame, ephemeral and indestructible, forms of peoples. They can change speech, name, race, and land, but so long as their soul lasts, they can gather to themselves and transform human material of any and every provenance. The Roman name in Hannibal’s day meant a people, in Trajan’s time nothing more than a population.
Of course, it is often quite justifiable to align peoples with races, but “race” in this connexion must not be interpreted in the present-day Darwinian sense of the word. It cannot be accepted, surely, that a people was ever held together by the mere unity of physical origin, or, if it were, could maintain that unity even for ten generations. It cannot be too often reiterated that this physiological provenance has no existence except for science--never for folk-consciousness--and that no people was ever yet stirred to enthusiasm for this ideal of blood-purity. In race there is nothing material, but something cosmic and directional, the felt harmony of a Destiny, the single cadence of the march of historical Being. It is inco-ordination of this (wholly metaphysical) beat that produces race-hatred, which is just as strong between Germans and Frenchmen as it is between Germans and Jews, and it is resonance on this beat that makes the true love--so akin to hate--between man and wife. He who has not race knows nothing of this perilous love. If a part of the human multitude that now speaks Indogermanic languages, cherishes a certain race-ideal, what is evidenced thereby is not the existence of the prototype-people so dear to the scholar, but the metaphysical force and power of the ideal. It is highly significant that this ideal is expressed, never in the whole population, but mainly in its warrior-element and pre-eminently in its genuine nobility--that is, in men who live entirely in a world of facts, under the spell of historical becoming, destiny-men who will and dare--and it was precisely in the early times (another significant point) that a born alien of quality and dignity could without particular difficulty gain admittance to the ruling class, and wives in particular were chosen for their “breed” and not their descent. Correspondingly, the impress of race-traits is weakest (as may be observed even to-day) in the true priestly and scholarly natures,[228] even though these often do stand in close blood-relationship to the others. A strong spirit trains up the body into a product of art. The Romans formed, in the midst of the confused and even heteroclite tribes of Italy, a race of the firmest and strictest inward unity that was neither Etruscan nor Latin nor merely “Classical,” but quite specifically Roman.[229] Nowhere is the force that cements a people set before us more plainly than in Roman busts of the late Republican period.
I will cite yet another example, than which none more clearly exhibits the errors that these scholars’ notions of people, language, and race inevitably entail, and in which lies the ultimate, perhaps the determining reason why the Arabian Culture has never yet been recognized as an organism. It is that of the Persians. Persian is an Aryan language, hence “the Persians” are an “Indogermanic people,” and hence Persian history and religion are the affair of “Iranian” philology.
To begin with, is Persian a language of equal rank with the Indian, derived from a common ancestor, or is it merely an Indian dialect? Seven centuries of linguistic development, scriptless and therefore very rapid, lie between the Old Vedic of the Indian texts and the Behistun Inscription[230] of Darius. It is almost as great a gap as that between the Latin of Tacitus and the French of the Strassburg Oath of 842.[231] Now the Tell-el-Amarna letters and the archives of Boghaz Keüi tell us many “Aryan” names of persons and gods of the middle of the second millennium B.C.--that is, the Vedic Age of Chivalry. It is Palestine and Syria that furnish these names. Nevertheless, Eduard Meyer observes[232] that they are Indian and not Persian, and the same holds good for the numerals that have now been discovered.[233] There is not a unit of Persians, or of any other “people” in the sense of our historical writers. They were Indian heroes, who rode westward and with their precious weapon the warhorse and their own ardent energy made themselves felt as a power far and wide in the ageing Babylonian Empire.
About 600 there appears in the middle of this world Persis, a little district with a politically united population of peasant barbarians. Herodotus says that of its tribes only three were of genuine Persian nationality. Had the language of these knights of old lived on in the hills, and is “Persians” really a land-name that passed to a people? The Medes, who were very similar, bear only the name of a land where an upper warrior-stratum had learned through great political successes to feel itself as a unit. In the Assyrian archives of Sargon and his successors (about 700) are found, along with the non-Aryan place-names, numerous “Aryan” names of persons, all leading figures, but Tiglath-Pileser IV (745-727) calls the people black-haired.[234] It can only have been later that the “Persian people” of Cyrus and Darius was formed, out of men of varied provenance, but forged to a strong inner unity of lived experience. But when, scarce two centuries later, the Macedonians put an end to their lordship--was it that the Persians in this form were no longer in existence? (Was there still a Lombard people at all in Italy in A.D. 900?) It is certain that the very wide diffusion of the empire-language of Persia, and the distribution of the few thousands of adult males from Persia over the immense system of military and administrative business, must long ago have led to the dissolution of the Persian nation and set up in its place, as carriers of the Persian name in upper-class conscious of itself as a political unit, of whose members very few could have claimed descent from the invaders from Persia.[235] There is, indeed, not even a country that can be considered as the theatre of Persian history. The events of the period from Darius to Alexander took place partly in northern Mesopotamia (that is, in the midst of an Aramaic-speaking population), partly lower down in old Sinear, anywhere but in Persis, where the handsome buildings begun by Xerxes were never carried out. The Parthians of the succeeding Achæmenid period were a Mongol tribe which had adopted a Persian dialect and in the midst of this people sought to embody the Persian national feeling in themselves.
Here the Persian religion emerges as a problem no less difficult than those of race and language.[236] scholarship has associated it with these as though the association were self-evident, and has, therefore, treated it always with reference to India. But the religion of these land-Vikings was not related to, it was identical with the Vedic, as shown by the divine pairs Mitra-Varuna and Indra-Nasatya of the Boghaz Keüi texts. And within this religion which held up its head in the middle of the Babylonian world Zarathustra now appeared, from out of the lower ranks of the people, as reformer. It is known that he was not a Persian. That which he created (as I hope to show) was a transfer of Vedic religion into the forms of the Aramæan world-contemplation, in which already there were the faint beginnings of the Magian religiousness. The dævas, the gods of the old Indian beliefs, grew to be the demons of the Semitic and the jinn of the Arabian. Yahweh and Beelzebub are related to one another precisely as Ahuramazda and Ahriman in this peasant-religion, which was essentially Aramæan and, therefore, founded in an ethical-dualistic world-feeling. Eduard Meyer[237] has correctly established the difference between the Indian and the Iranian view of the world, but, owing to his erroneous premisses, has not recognized its origin. Zarathustra is a travelling-companion of the prophets of Israel, who like him, and at the same time, transformed the old (Mosaic-Canaanitish) beliefs of the people. It is significant that the whole eschatology is a common possession of the Persian and Jewish religions, and that the Avesta texts were originally written in Aramaic (in Parthian times) and only afterwards translated into Pehlevi.[238]
But already in Parthian times there occurred amongst both Persians and Jews that profoundly intimate change which makes no longer tribal attachment but orthodoxy the hall-mark of nationality.[239] A Jew who went over to the Mazda faith became thereby a Persian; a Persian who became a Christian belonged to the Nestorian “people.” The very dense population of northern Mesopotamia--the motherland of the Arabian Culture--is partly of Jewish and partly of Persian nationality in this sense of the word, which is not at all concerned with race and very little with language. Even before the birth of Christ, “Infidel” designates the non-Persian as it designates the non-Jew.
This nation is the “Persian people” of the Sassanid empire, and, connected with the fact, we find that Pehlevi and Hebrew die out simultaneously, Aramaic becoming the mother tongue of both communities. If we speak in terms of Aryans and Semites, the Persians in the time of the Tell-el-Amarna Correspondence were Aryans, but no “people”: in that of Darius a people, but without race: in Sassanid times a community of believers, but of Semitic origin. There is no proto-Persian “people” branched off from the Aryan, nor a general history of the Persians, and for the three special histories, which are held together only by certain linguistic relations, there is not even a common historical theatre.
III
With this are laid, at last, the foundations for a morphology of peoples. Directly its essence is seen, we see also an inward order in the historical stream of the peoples. They are neither linguistic nor political nor zoölogical, but spiritual, units. And this leads at once to the further distinction between peoples before, within, and after a Culture. It is a fact that has been profoundly felt in all ages that Culture-peoples are more distinct in character than the rest. Their predecessors I will call primitive peoples. These are the fugitive and heterogeneous associations that form and dissolve without ascertainable rule, till at last, in the presentiment of a still unborn Culture (as, for example, in the pre-Homeric, the pre-Christian, and the Germanic periods), phase by phase, becoming ever more definite in type, they assemble the human material of a population into groups, though all the time little or no alteration has been occurring in the stamp of man. Such a superposition of phases leads from the Cimbri and Teutones through the Marcomanni and Goths to the Franks, Lombards, and Saxons. Instances of primitive peoples are the Jews and Persians of the Seleucid age, the “Sea-peoples,” the Egyptian Nomes of Menes’s time.[240] And that which follows a Culture we may call--from its best-known example, the Egyptians of post-Roman times--fellah-peoples.
In the tenth century of our era the Faustian soul suddenly awoke and manifested itself in innumerable shapes. Amongst these, side by side with the architecture and the ornament, there appears a distinctly characterized form of “people.” Out of the people-shapes of the Carolingian Empire--the Saxons, Swabians, Franks, Visigoths, Lombards--arise suddenly the German, the French, the Spaniards, the Italians. Hitherto (consciously and deliberately or not) historical research has uniformly regarded these Culture-peoples as something in being, as primaries, and have treated the Culture itself as secondary, as their product. The creative units of history, accordingly, were simply the Indians, the Greeks, the Romans, the Germans, and so on. As the Greek Culture was the work of the Hellenes, they must have been in existence as such far earlier; therefore they must have been immigrants. Any other idea of creator and creation seemed inconceivable.
I regard it, therefore, as a discovery of decisive importance that the facts here set forth lead to the reverse conclusion. It will be established in all rigour that the great Cultures are entities, primary or original, that arise out of the deepest foundations of spirituality, and that the peoples under the spell of a Culture are, alike in their inward form and in their whole manifestation, its products and not its authors. These shapes in which humanity is seized and moulded possess style and style-history no less than kinds of art and modes of thought. The people of Athens is a symbol not less than the Doric temple, the Englishman not less than modern physics. There are peoples of Apollinian, Magian, Faustian cast. The Arabian Culture was not created by “the Arabs”--quite the contrary; for the Magian Culture begins in the time of Christ, and the Arabian people represents its last great creation of that kind, a community bonded by Islam as the Jewish and Persian communities before it had been bonded by their religions. World-history is the history of the great Cultures, and peoples are but the symbolic forms and vessels in which the men of these Cultures fulfil their Destinies.
In each of these Cultures, Mexican and Chinese, Indian and Egyptian, there is--whether our science is aware of it or not--a group of great peoples of identical style, which arises at the beginning of the springtime, forming states and carrying history, and throughout the course of its evolution bears its fundamental form onward to the goal. They are in the highest degree unlike amongst themselves--it is scarcely possible to conceive of a sharper contrast than that between Athenians and Spartans, Germans and Frenchmen, Tsin and Tsu--and all military history shows national hatred as the loftiest method of inducting historic decisions. But the moment that a people alien to the Culture makes an appearance in the field of history, there awakens everywhere an overpowering feeling of spiritual relationship, and the notion of the barbarian--meaning the man who inwardly does not belong to the Culture--is as clear-cut in the peoples of the Egyptian settlements and the Chinese world of states as it is in the Classical. The energy of the form is so high that it grasps and recasts neighbouring peoples, witness the Carthaginians of Roman times with their half-Classical style, and the Russians who have figured as a people of Western style from Catherine the Great to the fall of Petrine Tsardom.
Peoples in the style of their Culture we will call Nations, the word itself distinguishing them from the forms that precede and that follow them. It is not merely a strong feeling of “we” that forges the inward unity of its most significant of all major associations; underlying the nation there is an Idea. This stream of a collective being possesses a very deep relation to Destiny, to Time, and to History, a relation that is different in each instance and one, too, that determines the relation of the human material to race, language, land, state, and religion. As the styles of the Old Chinese and the Classical peoples differ, so also the styles of their histories.
Life as experienced by primitive and by fellaheen peoples is just the zoölogical up-and-down, a planless happening without goal or cadenced march in time, wherein occurrences are many, but, in the last analysis, devoid of significance. The only historical peoples, the peoples whose existence is world-history, are the nations. Let us be perfectly clear as to what is meant by this. The Ostrogoths suffered a great destiny, and therefore, inwardly, they have no history. Their battles and settlements were not necessary and therefore were episodic; their end was insignificant. In 1500 B.C. that which lived about Mycenæ and Tiryns was not as yet a nation, and that which lived in Minoan Crete was no longer a nation. Tiberius was the last ruler who tried to lead a Roman nation further on the road of history, who sought to retrieve it for history. By Marcus Aurelius there was only a Romanic population to be defended--a field for occurrences, but no longer for history. How many free pre-generations of Mede or Achæan or Hun folk there were, in what sort of social groups their predecessors and their descendants lived, cannot be determined and depends upon no rule. But of a nation the life-period is determinate, and so are the pace and the rhythm in which its history moves to fulfilment. From the beginning of the Chóu period to the rulership of Shih-Hwang-ti, from the events on which the Troy legend was founded to Augustus, and from Thinite times to the XVIII Dynasty, the numbers of generations are more or less the same. The “Late” period of the Culture, from Solon to Alexander, from Luther to Napoleon, embraces no more than about ten generations. Within such limits the destiny of the genuine Culture-people, and with it that of world-history in general, reach fulfilment. The Romans, the Arabs, the Prussians, are late-born nations. How many generations of Fabii and Junii had already come and gone as Romans by the time Cannæ was fought?
Further, nations are the true city-building peoples. In the strongholds they arose, with the cities they ripen to the full height of their world-consciousness, and in the world-cities they dissolve. Every town-formation that has character has also national character. The village, which is wholly a thing of race, does not yet possess it; the megalopolis possesses it no longer. Of this essential, which so characteristically colours the nation’s public life that its slightest manifestation identifies it, we cannot exaggerate--we can scarcely imagine--the force, the self-sufficingness, and the loneliness. If between the souls of two Cultures the screen is impenetrable, if no Western may ever hope completely to understand the Indian or the Chinese, this is equally so, even more so, as between well-developed nations. Nations understand one another as little as individuals do so. Each understands merely a self-created picture of the other, and individuals with the insight to penetrate deeper are few and far between. Vis-à-vis the Egyptians, all the Classical peoples necessarily felt themselves as relatives in one whole, but as between themselves they never understood each other. What sharper contrast is there than that between the Athenian and the Spartan spirit? German, French, and English modes of philosophical thinking are distinct, not merely in Bacon, Descartes, and Leibniz, but already in the age of Scholasticism;[241] and even now, in modern physics and chemistry, the scientific method, the choice and type of experiments and hypotheses, their inter-relations, and their relative importance for the course and aim of the investigation are markedly different in every nation. German and French piety, English and Spanish social ethics, German and English habits of life, stand so far apart that for the average man, and, therefore, for the public opinion of his community, the real inwardness of every foreign nation remains a deep secret and a source of continual and pregnant error. In the Roman Empire men began generally to understand one another, but this was precisely because there had ceased to be anything worth understanding in the Classical city. With the advent of mutual comprehension this particular humanity ceased to live in nations, and ipso facto ceased to be historic.[242]
Owing to the very depth of these experiences, it is not possible for a whole people to be uniformly and throughout a Culture-people, a nation. Amongst primitives each individual man has the same feeling of group-obligations, but the awakening of a nation into self-consciousness invariably takes place in gradations--that is, pre-eminently in the particular class that is strongest of soul and holds the others spellbound by a power derived from what it has experienced. Every nation is represented in history by a minority. At the beginning of the springtime it is the nobility,[243] which in that period of its first appearance is the fine flowering of the people, the vessel in which the national character--unconscious, but felt all the more strongly in its cosmic pulse--receives its destined Style. The “we” is the knightly class, in the Egyptian feudal period of 2700 not less than in the Indian and the Chinese of 1200. The Homeric heroes are the Danai; the Norman barons are England. Centuries later, Saint-Simon--the embodiment, it is true, of an older France--used to say that “all France” was assembled in the King’s ante-room, and there was a time in which Rome and the Senate were actually identical. With the advent of the town the burgher becomes the vessel of nationality, and (as we should expect from the growth of intellectuality) of a national consciousness that it gets from the nobility and carries through to its fulfilment. Always it is particular circles, graduated in fine shades, that in the name of the people live, feel, act, and know how to die, but these circles become larger and larger. In the eighteenth century arose the Western concept of the Nation which sets up (and on occasion energetically insists upon) the claim to be championed by everybody without exception; but in reality, as we know, the émigrés were just as convinced as the Jacobins that they were the people, the representatives of the French nation. A Culture-people which is coincident with “all” does not exist--this is possible only in primitive and fellaheen peoples, only in a mere joint being without depth or historical dignity. So long as a people is a nation and works out the Destiny of a nation, there is in it a minority which in the name of all represents and fulfils its history.
IV
The Classical nations, in accordance with the static-Euclidean soul of their Culture, were corporeal units of the smallest imaginable size. It was not Hellenes or Ionians that were nations, but in each city the Demos, a union of adult men, legally and by the same token nationally defined between the type of the hero as upper limit and the slave as lower.[244] Synœcism, that mysterious process of early periods in which the inhabitants of a countryside give up their villages and assemble themselves as a town, marks the moment at which, having arrived at self-consciousness, the Classical nation constitutes itself as such. We can still trace the way in which this form of the nation steadily makes good from Homeric times[245] to the epoch of the great colonizations. It responds exactly to the Classical prime-symbol: each folk was a body, visible and surveyable, a σῶμα, the express negation of the idea of geographical space.
It is of no importance to Classical history whether or not the Etruscans in Italy were identical physically or linguistically with the bearers of this name amongst the “Sea-peoples,” or what the relation was between the pre-Homeric units of the Pelasgi or Danai and the later bearers of the Doric or the Hellenic name. If, about 1100, there are Doric and Etruscan primitive peoples (as is probable), nevertheless a Doric or an Etruscan nation never existed. In Tuscany as in the Peloponnese there were only City-states, national points which in the period of colonization could only multiply, never expand. The Etruscan wars of Rome were always waged against one or more cities,[246] and the nations that the Persians and the Carthaginians confronted were of this same type. To speak of “the Greeks and the Romans” as the eighteenth century did (and as we still do) is completely erroneous. A Greek “nation” in our sense is a misconception--the Greeks themselves never knew such an idea at all. The name of “Hellenes,” which arose about 500, did not denote a people, but the aggregate of Classical Culture-men, the sum of their nations,[247] in contradistinction to the “Barbarian” world. And the Romans, a true urban people, could not conceive of their Empire otherwise than in the form of innumerable nation-points, the civitates into which, juridically as in other respects, they dissolved all the primitive peoples of their Imperium.[248] When national feeling in this shape is extinguished, there is an end to Classical history.
It will be the task--one of the heaviest tasks of historians--to trace, generation by generation, the quiet fading-out of the Classical nations in the eastern Mediterranean during the “Late Classical” age, and the ever stronger inflow of a new nation-spirit, the Magian.
A nation of the Magian type is the community of co-believers, the group of all who know the right way to salvation and are inwardly linked to one another by the ijma[249] of this belief. Men belonged to a Classical nation by virtue of the possession of citizenship, but to a Magian nation by virtue of a sacramental act--circumcision for the Jews, specific forms of baptism for the Mandæans or the Christians. An unbeliever was for a Magian folk what an alien was for a Classical--no intercourse with him, no connubium--and this national separation went so far that in Palestine a Jewish-Aramaic and a Christian-Aramaic dialect formed themselves side by side.[250] The Faustian nation, though necessarily bound up with a particular religiousness, is not so with a particular confession; the Classical nation is by type non-exclusive in its relations to different cults; but the Magian nation comprises neither more nor less than is covered by the idea of one or another of the Magian Churches. Inwardly the Classical nation is linked with the city, and the Western with a landscape, but the Arabian knows neither fatherland nor mother tongue. Outwardly its specific world-outlook is only expressed by the distinctive script which each such nation develops as soon as it is born. But for that very reason the inwardness and hidden force--the magic, in fact--of a Magian nation-feeling impresses us Faustians, who notice the absence of the home-idea, as something entirely enigmatic and uncanny. This tacit, self-secure cohesion (that of the Jews, for example, in the homes of the Western peoples) is what entered “Roman Law” (called by a Classical label but worked out by Aramæans) as the concept of the “juridical person,”[251] which is nothing but the Magian notion of a community. Post-exilic Judaism was a juridical person long before anyone had discovered the concept itself.
The primitives who preceded this evolution were predominantly tribal associations, among them the South-Arabian Minæans,[252] who appear about the beginning of the first millennium, and whose name vanishes in the first century before Christ; the Aramaic-speaking Chaldeans, who, likewise about 1000 B.C., sprang up as clan-groups and from 659 to 539 ruled the Babylonian world; the Israelites before the Exile;[253] and the Persians of Cyrus.[254] So strongly already the populations felt this form that the priesthoods which developed here, there, and everywhere after the time of Alexander received the names of foundered or fictitious tribes. Amongst the Jews and the South-Arabian Sabæans they were called Levites; amongst the Medes and Persians, Magi (after an extinct Indian tribe); and amongst the adherents of the new Babylonian religion Chaldeans (also after a disintegrated clan-grouping).[255] But here, as in all other Cultures, the energy of the national consensus completely overrode the old tribal arrangements of the primitives. Just as the Populus Romanus unquestionably contained folk-elements of very varied provenance, and as the nation of the French took in Salian Franks and Romanic and Old Celtic natives alike, so the Magian nation also ceased to regard origin as a distinguishing mark. The process, of course, was an exceedingly long one. The tribe still counts for much with the Jews of the Maccabæan period and even with the Arabs of the first Caliphs; but for the inwardly ripened Culture-peoples of this world, such as the Jews of the Talmudic period, it no longer possessed any meaning. He who belongs to the Faith belongs to the Nation--it would have been blasphemy even to admit any other distinction. In early Christian times the Prince of Adiabene[256] went over to Judaism with his people in a body, and they were all ipso facto incorporated in the Jewish nation. The same applies to the nobility of Armenia and even the Caucasian tribes (which at that period must have Judaized on a large scale) and, in the opposite direction, to the Beduins of Arabia, right down to the extreme south, and beyond them again to African tribes as far afield as Lake Chad.[257] Here evidently is a national common feeling proof even against such race-distinctions as these. It is stated that even to-day Jews can amongst themselves distinguish very different races at the first glance, and that in the ghettos of eastern Europe the “tribes” (in the Old Testament sense) are clearly recognized. But none of this constitutes a difference of nation. According to von Erckert[258] the West-European Jew-type is universally distributed within the non-Jewish Caucasian peoples, whereas according to Weissenberg[259] it does not occur at all amongst the long-headed Jews of southern Arabia, where the Sabæan tomb-sculptures show a human type that might almost claim to be Roman or Germanic and is the ancestor of these Jews who were converted by missionary effort at least by the birth of Christ.
But this resolution of the tribal primitives into the Magian nations of Persians, Jews, Mandæans, Christians, and the rest must have occurred quite generally and on an immense scale. I have already drawn attention to the decisive fact that long before the beginning of our era the Persians represented simply a religious community, and it is certain that their numbers were indefinitely increased by accessions to the Mazdaist faith. The Babylonian religion vanished at that time--which means that its adherents became in part Jews and in part Persians--but emerging from it there is a new religion, inwardly alien to both Jewish and Persian, an astral religion, which bears the name of the Chaldees and whose adherents constituted a genuine Aramaic-speaking nation. From this Aramæan population of Chaldean-Jewish-Persian nationality came, firstly the Babylonian Talmud, the Gnosis, and the religion of Mani, and secondly, in Islamic times, Sufism and the Shia.
Moreover, as seen from Edessa, the inhabitants of the Classical world, they also, appear as nations in the Magian style. “The Greeks” in the Eastern idiom means the aggregate of all who adhered to the Syncretic cults and were bound together by the ijma of the Late Classical religiousness. The Hellenistic city-nations are no longer in the picture, which shows only one community of believers, the “worshippers of the mysteries,” who under the names of Helios, Jupiter, Mithras, θεός ὕψιστος, worshipped a kind of Yahweh or Allah. Throughout the East, Greekness is a definite religious notion, and for that matter one completely concordant with the facts as they then were. The feeling of the Polis is almost extinct, and a Magian nation needs neither home nor community of origin. Even the Hellenism of the Seleucid Empire, which made converts in Turkestan and on the Indus, was related in inward form to Persian and post-exilic Judaism. Later, the Aramæan Porphyry, the pupil of Plotinus, attempted to organize this Greekness as a cult-Church on the model of the Christian and the Persian, and the Emperor Julian raised it to the dignity of being the State Church--an act not merely religious, but also and above all national. When a Jew sacrificed to Sol or to Apollo, he thereby became a Greek. So, for example Ammonius Saccas (d. 242), the teacher of Plotinus and probably also of Origen, went over “from the Christians to the Greeks”; so also Porphyry, born Malchus and (like the “Roman” jurist Ulpian)[260] a Phœnician of Tyre.[261] In these cases we see jurists and State officials taking Latin, and philosophers Greek, names--and for the philological spirit of modern and religious research, this is quite historical enough to justify these men’s being regarded as Roman and Greek in the Classical city-national sense! But how many of the great Alexandrines may have been Greeks only in the Magian sense of the term? In point of birth were not Plotinus and Diophantus[262] perhaps Jews or Chaldeans?
Now, the Christians also felt themselves from the outset as a nation of the Magian cast, and, moreover, the others, Greeks (“heathen”) and Jews alike, regarded them as such. Quite logically the latter considered their secession from Judaism as high treason, and the former their missionary infiltration into the Classical cities as an invasion and conquest, while the Christians, on their side, designated people of other faiths as τὰ ἔθνη.[263] When the Monophysites and the Nestorians separated themselves from the Orthodox, new nations came into being as well as new Churches. The Nestorians since 1450 have been governed by the Mar Shimun,[264] who was at once prince and patriarch of his people and, vis-à-vis the Sultan, occupied exactly the same position as, long before, the Jewish Resh Galutha had occupied in the Persian Empire.[265] This nation-consciousness, derived from particular and defined world-feeling and therefore self-evident with an a priori sureness, cannot be ignored if we are to understand the later persecutions of the Christians. The Magian State is inseparably bound up with the concept of orthodoxy. Caliphate, nation, and Church form an intimate unit. It was as states that Adiabene went over to Judaism, Osrhoene about 200 (so soon!) from Greekdom to Christendom, Armenia in the sixth century from the Greek to the Monophysite Church. Each of these events expresses the fact that the State was identical with the orthodox community as a juridical person.[266] If Christians lived in the Islamic State, Nestorians in the Persian, Jews in the Byzantine, they did not and could not as unbelievers belong to it, and consequently were thrown back upon their own jurisdictions.[267] If by reason of their numbers or their missionary spirit they became a threat to the continuance of the identity of state and creed-community, persecution became a national duty. It was on this account that first the “orthodox” (or “Greek”) and then the Nestorian Christians suffered in the Persian Empire. Diocletian also, who as “Caliph”[268] (Dominus et Deus) had linked the Imperium with the pagan cult-Churches and saw himself in all sincerity as Commander of these Faithful, could not evade the duty of suppressing the second Church. Constantine changed the “true” Church and in that act changed the nationality of the Byzantine Empire. From that point on, the Greek name slowly passed over to the Christian nation, and specifically to that Christian nation which the Emperor as Head of the Faithful recognized and allowed to sit in the Great Councils. Hence the uncertain lines of the picture of Byzantine history--in 290 the organization that of a Classical Imperium, but the substance already a Magian national state; in 312 a change of nationality without change of name. Under this name of “Greeks,” first Paganism as a nation fought the Christians, and then Christianity as a nation fought Islam. And in the latter fight, Islam itself being a nation also (the Arabian), nationality stamped itself more and more deeply upon events. Hence the present-day Greeks are a creation of the Magian Culture, developed first by the Christian Church, then by the sacred language of this Church, and finally by the name of this Church. Islam brought with it from the home of Mohammed the Arab name as the badge of its nationality. It is a mistake to equate these “Arabs” with the Beduin tribes of the desert. What created the new nation, with its passionate and strongly characteristic soul, was the consensus of the new faith. Its unity is no more derived from race and home than that of the Christian, Jewish, or Persian, and therefore it did not “migrate”; rather it owes its immense expansion to the incorporation within itself of the greater part of the early Magian nations. With the end of the first millennium of our era these nations one and all pass over into the form of fellah-peoples, and it is as fellaheen that the Christian peoples of the Balkans under Turkish rule, the Parsees in India, and the Jews in Western Europe have lived ever since.[269]
In the West, nations of Faustian style emerge, more and more distinctly, from the time of Otto the Great (936-973), and in them the primitive peoples of the Carolingian period are swiftly dissolved.[270] Already by A.D. 1000 the men who “mattered most” were everywhere beginning to sense themselves as Germans, Italians, Spaniards, Frenchmen; whereas hardly six generations earlier their ancestors had been to the depths of their souls Franks, Lombards, and Visigoths.
The people-form of this Culture is founded, like its Gothic architecture and its Infinitesimal Calculus upon a tendency to the Infinite, in the spatial as well as the temporal sense. The nation-feeling comprises, to begin with, a geographical horizon that, considering the period and its means of communication, can only be called vast, and is not paralleled in any other Culture. The fatherland as extent, as a region whose boundaries the individual has scarcely, if ever, seen and which nevertheless he will defend and die for, is something that in its symbolic depth and force men of other Cultures can never comprehend. The Magian nation does not as such possess an earthly home; the Classical possesses it only as a point-focus. The actuality that, even in Gothic times, united men from the banks of the Adige with men in the Order-castles of Lithuania in an association of feeling would have been inconceivable even in ancient China and ancient Egypt, and stands in the sharpest opposition to the actuality of Rome and Athens, where every member of the Demos had the rest constantly in sight.
Still stronger is the sensitivity to distance in time. Before the fatherland-idea (which is a consequence of the existence of the nation) emerged at all, this passion evolved another idea to which the Faustian nations owe that existence--the dynastic idea. Faustian peoples are historical peoples, communities that feel themselves bound together not by place or consensus, but by history; and the eminent symbol and vessel of the common Destiny is the ruling “house.” For Egyptian and for Chinese mankind the dynasty is a symbol of quite other meaning. Here what it signifies, as a will and an activity, is Time. All that we have been, all that we would be, is manifested in the being of the one generation; and our sense of this is much too profound to be upset by the worthlessness of a regent. What matters is not the person, but the idea, and it is for the sake of the idea that thousands have so often marched to their deaths with conviction in a genealogical quarrel. Classical history was for Classical eyes only a chain of incidents leading from moment to moment; Magian history was for its members the progressive actualization in and through mankind of a world-plan laid down by God and accomplished between a creation and a cataclysm; but Faustian history is in our eyes a single grand willing of conscious logic, in the accomplishment of which nations are led and represented by their rulers. It is a trait of race. Rational foundations it has not and cannot have--it has simply been felt so, and because it has been felt so, the companion-trust of the Germanic migration-time developed on into the feudal troth of the Gothic, the loyalty of the Baroque, and the merely seemingly undynastic patriotism of the nineteenth century. We must not misjudge the depth and dignity of this feeling because there is an endless catalogue of perjured vassals and peoples[271] and an eternal comedy in the cringing of courtiers and the abjectness of the vulgar. All great symbols are spiritual and can be comprehended only in their highest forms. The private life of a pope bears no relation to the idea of the Papacy. Henry the Lion’s very defection[272] shows how fully in a time of nation-forming a real ruler feels the destiny of “his” people incorporated in himself. He represents that destiny in the face of history, and at times it costs him his honour to do so.
All nations of the West are of dynastic origins. In the Romanesque and even in Early Gothic architecture the soul of the Carolingian primitives still quivers through. There is no French or German Gothic, but Salian, Rhenish, and Suabian, as there is Visigothic (northern Spain, southern France) and Lombard and Saxon Romanesque. But over it all there spreads soon the minority, composed of men of race, that feels membership in a nation as a great historical vocation. From it proceed the Crusades, and in them there truly were French and German chivalries. It is the hall-mark of Faustian peoples that they are conscious of the direction of their history. But this direction attaches to the sequence of the generations, and so the nature of the race-ideal is genealogical through and through--Darwinism, even, with its theories of descent and inheritance is a sort of caricature of Gothic heraldry--and the world-as-history, when every individual lives in the plane of it, contains not only the tree of the individual family, ruling or other, but also the tree of the people as the basic form of all its happenings.[273] It needs very exact observation to perceive that this Faustian-genealogical principle, with its eminently historical notions of “Ebenbürtigkeit” (equivalence by virtue of birth) and of purity of blood, is just as alien to the Egyptians and Chinese, for all their historical disposition, as it is to the Roman nobility and the Byzantine Empire. On the other hand, neither our peasantry nor the patriciate of the cities is conceivable without it. The scientific conception of the people, which I have dissected above, is derived essentially from the genealogical sense of the Gothic period. The notion that the peoples have their trees has made the Italians proud to be the heirs of Rome, and the Germans proud to recall their Teuton forefathers, and that is something quite different from the Classical belief in timeless descent from heroes and gods. And eventually, when after 1789 the notion of mother tongue came to be fitted on to the dynastic principle, the once merely scientific fancy of a primitive Indogermanic people transformed itself into a deeply felt genealogy of “the Aryan race,” and in the process the word “race” became almost a designation for Destiny.
But the “races” of the West are not the creators of the great nations, but their result. Not one of them had yet come into existence in Carolingian times. It was the class-ideal of chivalry that worked creatively in different ways upon Germany, England, France, and Spain and impressed upon an immense area that which within the individual nations is felt and experienced as race. On this rest (as I have said before) the nations--so historical, so alien to the Classical--of equivalence by birth (peer-age, Ebenbürtigkeit) and blood-purity. It was because the blood of the ruling family incorporated the destiny, the being, of the whole nation, that the state-system of the Baroque was of genealogical structure and that most of the grand crises assumed the form of wars of dynastic succession. Even the catastrophic ruin of Napoleon, which settled the world’s political organization for a century, took its shape from the fact than an adventurer dared to drive out with his blood that of the old dynasties, and that his attack upon a symbol made it historically a sacred duty to resist him. For all these peoples were the consequence of dynastic destinies. That there is a Portuguese people, and a Portuguese Brazil in the midst of Spanish America, is the result of the marriage of Count Henry of Burgundy in 1095. That there are Swiss and Hollanders is the result of a reaction against the House of Habsburg. That Lorraine is the name of a land and not of a people is a consequence of the childlessness of Lothar II.
It was the Kaiser-idea that welded the disjunct primitives of Charlemagne’s time into the German nation. Germany and Empire are inseparable ideas. The fall of the Hohenstaufens meant the replacement of one great dynasty by a handful of small and tiny ones; and the German nation of Gothic style was inwardly shattered even before the beginning of the Baroque--that is, at the very time when the nation-idea was being raised to higher levels of intellect in leader-cities like Paris, Madrid, London, and Vienna. The Thirty Years’ War, so conventional history says, destroyed Germany in its flower. Not so; the fact that it could occur at all in this wretched form simply confirmed and showed up a long-completed decadence--it was the final consequence of the fall of the Hohenstaufens. There could hardly be a more convincing proof that Faustian nations are dynastic units. But then again, the Salians and the Hohenstaufens created also--at least in idea--an Italian nation out of Romans, Lombards, and Normans. Only the Empire made it possible for them to stretch a hand back to the age of Rome. Even though alien power evoked the hostility of the townsmen, and split the two primary orders, the nobles to the Emperor, the priests to the Pope; even though in these conflicts of Guelph and Ghibelline the nobility soon lost its importance and the Papacy rose through the anti-dynastic cities to political supremacy; even though at the last there was but a tangle of predatory states whose “Renaissance”-politics opposed the soaring world-policy of the Gothic Empire, as Milan of old had defied the will of Frederick Barbarossa--yet the ideal of Una Italia, the ideal for which Dante sacrificed the peace of his life, was a pure dynastic creation of the great Germany emperors. The Renaissance, whose historical horizon was that of the urban patriciate, led the nation as far out of the path of self-fulfilment as it is possible to imagine. All through the Baroque and Rococo the land was depressed to the state of being a mere pawn in the power-politics of alien houses. And not until after 1800 did Romanticism arise and reawaken the Gothic feeling with an intensity that made of it a political power.
The French people was forged out of Franks and Visigoths by its kings. It learned to feel itself as a whole for the first time at Bouvines in 1214.[274] Still more significant is the creation of the House of Habsburg, which, out of a population linked neither by speech nor folk-feeling nor tradition caused to arise the Austrian nation, which proved its nationhood in defending Maria Theresa and in resisting Napoleon--its first tests, and its last. The political history of the Baroque age is in essentials the history of the Houses of Bourbon and Habsburg. The rise of the House of Wettin in place of that of Welf is the reason why “Saxony” was on the Weser in 800, and is on the Elbe to-day. Dynastic events, and finally the intervention of Napoleon, brought it about that half of Bavaria has shared in the history of Austria and that the Bavarian State consists for the most part of Franconia and Suabia.
The latest nation of the West is the Prussian, a creation of the Hohenzollerns as the Roman was the last creation of the Classical Polis-feeling, and the Arabian the last product of a religious consensus. At Fehbellin[275] the young nation gained its recognition; at Rossbach[276] it won for Germany. It was Goethe who with his infallible eye for historic turning-points described the then new “Minna von Barnhelm” as the first German poetry of specifically national content. It is one more example, and a deeply significant one, to show how dynastically the Western nations defined themselves, that Germany thus at one stroke re-discovered her poetic language. The collapse of the Hohenstaufen rule had been accompanied by that of Germany’s Gothic literature also. What did emerge here and there in the following centuries--the golden age of all the Western literatures--was undeserving of the name. But with the victories of Frederick the Great a new poesy began. “From Lessing to Hebbel” means the same as “from Rossbach to Sedan.” The attempts that were made to restore the lost connexion by consciously leaning upon, first the French, and then Shakespeare, upon the Volkslied, and finally (in Romanticism) upon the poetry of the age of chivalry, produced at least the unique phenomenon of an art-history which, though it never really attained one aim, was constituted, for the greater part, of flashes of genius.
The end of the eighteenth century witnessed the accomplishment of that remarkable turn with which national consciousness sought to emancipate itself from the dynastic principle. To all appearance this had happened in England long before. In this connexion Magna Charta (1215) will occur to most readers, but some will not have failed to observe that on the contrary, the very recognition of the nation involved in the recognition of its representatives gave the dynastic feeling a fresh-enforced depth and refinement to which the peoples of the Continent remained almost utter strangers. If the modern Englishman is (without appearing so) the most conservative human being in the world, and if in consequence his political management solves its problems so much by wordless harmony of national pulse instead of express discussion, and therefore has been the most successful up to now, the underlying cause is the early emancipation of the dynastic feeling from its expression in monarchical power.
The French Revolution, on the contrary, was in this regard only a victory of Rationalism. It set free not so much the nation as the concept of the nation. The dynastic has penetrated into the blood of the Western races, and on that very account it is a vexation to their intellect. For a dynasty represents history, it is the history-become-flesh of a land, and intellect is timeless and unhistorical. The ideas of the Revolution were all “eternal” and “true.” Universal human rights, freedom, and equality are literature and abstraction and not facts. Call all this republican if you will, in reality it was one more case of a minority striving in the name of all to introduce the new ideal into the world of fact. It became a power, but at the cost of the ideal, and all it did was to replace the old felt adherence by the reasoned patriotism of the nineteenth century; by a civilized nationalism, only possible in our Culture, which in France itself and even to-day is unconsciously dynastic; and by the concept of the fatherland as dynastic unit which emerged first in the Spanish and Prussian uprisings against Napoleon and then in the German and Italian wars of dynastic unification. Out of the opposition of race and speech, blood and intellect, a new and specifically Western ideal arose to confront the genealogical ideal--that of the mother tongue. Enthusiasts there were in both countries who thought to replace the unifying force of the Emperor- and King-idea by the linking of republic and poetry--something of the “return to nature” in this, but a return of history to nature. In place of the wars of succession came language-struggles, in which one nation sought to force its language and therewith its nationality upon the fragments of another. But no one will fail to observe that even the rationalistic conception of a nation as a linguistic unit can at best ignore, never abolish, the dynastic feeling, any more than a Hellenistic Greek could inwardly overcome his Polis-consciousness or a modern Jew the national ijma. The mother tongue does not arise out of nothing, but is itself a product of dynastic history. Without the Capetian line there would have been no French language, but a Romance-Frankish in the north and a Provençal in the south. The Italian written-language is to be credited to the German Emperors and above all to Frederick II. The modern nations are primarily the populations of an old dynastic history. Yet in the nineteenth century the second concept of the nation as a unit of written language has annihilated the Austrian, and probably created the American. Thenceforward there have been in all countries two parties representing the nation in two opposed aspects, as dynastic-historical unit and as intellectual unit--the race party and the language party--but these are reflections that evoke too soon problems of politics that must await a later chapter.
V
At first, when the land was still without cities, it was the nobility that represented, in the highest sense of the word, the nation. The peasantry, “everlasting” and historyless, was a people before the dawn of the Culture, and in very fundamental characters it continued to be the primitive people, surviving when the form of the nation had passed away again. “The nation,” like every other grand symbol of the Culture, is intimately the cherished possession of a few; those who have it are born to it as men are born to art or philosophy, and the distinctions of creator, critic, and layman, or something like them, hold for it also--alike in a classical Polis, a Jewish consensus, and a Western people. When a nation rises up ardent to fight for its freedom and honour, it is always a minority that really fires the multitude. The people “awakens”--it is more than a figure of speech, for only thus and then does the waking-consciousness of the whole become manifested. All these individuals whose “we”-feeling yesterday went content with a horizon of family and job and perhaps home-town are suddenly to-day men of nothing less than the People. Their thought and feeling, their Ego, and therewith the “it” in them have been transformed to the very depths. It has become historic. And then even the unhistorical peasant becomes a member of the nation, and a day dawns for him in which he experiences history and not merely lets it pass him by.
But in the world-cities, besides a minority which has history and livingly experiences, feels, and seeks to lead the nation, there arises another minority of timeless a-historic, literary men, men not of destiny, but of reasons and causes, men who are inwardly detached from the pulse of blood and being, wide-awake thinking consciousnesses, that can no longer find any “reasonable” connotation for the nation-idea. Cosmopolitanism is a mere waking-conscious association of intelligentsias. In it there is hatred of Destiny, and above all of history as the expression of Destiny. Everything national belongs to race--so much so that it is incapable of finding language for itself, clumsy in all that demands thought, and shiftless to the point of fatalism. Cosmopolitanism is literature and remains literature, very strong in reasons, very weak in defending them otherwise than with more reasons, in defending them with the blood.
All the more, then, this minority of far superior intellect chooses the intellectual weapon, and all the more is it able to do so as the world cities are pure intellect, rootless, and by very hypothesis the common property of the civilization. The born world-citizens, world-pacifists, and world-reconcilers--alike in the China of the “Contending States,” in Buddhist India, in the Hellenistic age, and in the Western world to-day--are the spiritual leaders of fellaheen. “Panem et circenses” is only another formula for pacifism. In the history of all Cultures there is an anti-national element, whether we have evidences of it or not. Pure self-directed thinking was ever alien to life, and therefore alien to history, unwarlike, raceless. Consider our Humanism and Classicism, the Sophists of Athens, Buddha and Lao-tze--not to mention the passionate contempt of all nationalisms displayed by the great champions of the ecclesiastical and the philosophical world-view. However the cases differ amongst themselves otherwise, they are alike in this, that the world-feeling of race; the political (and therefore national) instinct for fact (“my country, right or wrong!”); the resolve to be the subject and not the object of evolution (for one or the other it has to be)--in a word, the will-to-power--has to retreat and make room for a tendency of which the standard-bearers are most often men without original impulse, but all the more set upon their logic; men at home in a world of truths, ideals, and Utopias; bookmen who believe that they can replace the actual by the logical, the might of facts by an abstract justice, Destiny by Reason. It begins with the everlastingly fearful who withdraw themselves out of actuality into cells and study-chambers and spiritual communities, and proclaim the nullity of the world’s doings, and it ends in every Culture with the apostles of world-peace. Every people has such (historically speaking) waste-products. Even their heads constitute physiognomically a group by themselves. In the “history of intellect” they stand high--and many illustrious names are numbered amongst them--but regarded from the point of view of actual history, they are inefficients.
The Destiny of a nation plunged in the events of its world depends upon how far its race-quality is successful in making these events historically ineffective against it. It could perhaps be demonstrated even now that in the Chinese world of states the realm of Tsin won through (250 B.C.) because it alone had kept itself free from Taoist sentiments. Be this as it may, the Roman people prevailed over the rest of the Classical world because it was able to insulate its conduct of policy from the fellah-instincts of Hellenism.
A nation is humanity brought into living form. The practical result of world-improving theories is consistently a formless and therefore historyless mass. All world-improvers and world-citizens stand for fellaheen ideals, whether they know it or not. Their success means the historical abdication of the nation in favour, not of everlasting peace, but of another nation. World-peace is always a one-sided resolve. The Pax Romana had for the later soldier-emperors and Germanic band-kings only the one practical significance that it made a formless population of a hundred millions a mere object for the will-to-power of small warrior-groups. This peace cost the peaceful sacrifices beside which the losses of Cannæ seem vanishingly small. The Babylonian, Chinese, Indian, Egyptian worlds pass from one conqueror’s hands to another’s, and it is their own blood that pays for the contest. That is their--peace. When in 1401 the Mongols conquered Mesopotamia, they built a victory memorial out of the skulls of a hundred thousand inhabitants of Baghdad, which had not defended itself. From the intellectual point of view, no doubt, the extinction of the nations puts a fellaheen-world above history, civilized at last and for ever. But in the realm of facts it reverts to a state of nature, in which it alternates between long submissiveness and brief angers that for all the bloodshed--world-peace never diminishes that--alter nothing. Of old they shed their blood for themselves; now they must shed it for others, often enough for the mere entertainment of others--that is the difference. A resolute leader who collects ten thousand adventurers about him can do as he pleases. Were the whole world a single Imperium, it would thereby become merely the maximum conceivable field for the exploits of such conquering heroes.
“Lever doodt als Sklav (better dead than slave)” is an old Frisian peasant-saying. The reverse has been the choice of every Late Civilization, and every Late Civilization has had to experience how much that choice costs it.
VII. PROBLEMS OF THE ARABIAN CULTURE
(A)
HISTORIC PSEUDOMORPHOSES
I
In a rock-stratum are embedded crystals of a mineral. Clefts and cracks occur, water filters in, and the crystals are gradually washed out so that in due course only their hollow mould remains. Then come volcanic outbursts which explode the mountain; molten masses pour in, stiffen, and crystallize out in their turn. But these are not free to do so in their own special forms. They must fill up the spaces that they find available. Thus there arise distorted forms, crystals whose inner structure contradicts their external shape, stones of one kind presenting the appearance of stones of another kind. The mineralogists call this phenomenon Pseudomorphosis.
By the term “historical pseudomorphosis” I propose to designate those cases in which an older alien Culture lies so massively over the land that a young Culture, born in this land, cannot get its breath and fails not only to achieve pure and specific expression-forms, but even to develop fully its own self-consciousness. All that wells up from the depths of the young soul is cast in the old moulds, young feelings stiffen in senile works, and instead of rearing itself up in its own creative power, it can only hate the distant power with a hate that grows to be monstrous.
This is the case of the Arabian Culture. Its pre-history lies entirely within the ambit of the ancient Babylonian Civilization,[277] which for two thousand years had been the prey of successive conquerors. Its “Merovingian period” is marked by the dictatorship of a small[278] Persian clan, primitive as the Ostrogoths, whose domination of two hundred years, scarcely challenged, was founded on the infinite weariness of a fellah-world. But from 300 B.C. onwards there begins and spreads a great awakening in the young Aramaic-speaking[279] peoples between Sinai and the Zagros range. As at the epoch of the Trojan War and at that of the Saxon emperors, a new relation of man to God, a wholly new world-feeling, penetrated all the current religions, whether these bore the name of Ahuramazda, Baal, or Yahweh, impelling everywhere to a great effort of creation. But precisely at this juncture there came the Macedonians--so appositely that some inner connexion is not altogether impossible, for the Persian power had rested on spiritual postulates, and it was precisely these that had disappeared. To Babylon these Macedonians appeared as yet another swarm of adventurers like the rest. They laid down a thin sheet of Classical Civilization over the lands as far as Turkestan and India. The kingdoms of the Diadochi might indeed have become, insensibly, states of pre-Arabian spirit--the Seleucid Empire, which actually coincided geographically with the region of Aramaic speech, was in fact such a state by 200 B.C. But from the battle of Pydna[280] onwards it was, in its western part, more and more embodied in the Classical Imperium and so subjected to the powerful workings of a spirit which had its centre of gravity in a distant region. And thus was prepared the Pseudomorphosis.
The Magian Culture, geographically and historically, is the midmost of the group of higher Cultures--the only one which, in point both of space and of time, was in touch with practically all others. The structure of its history as a whole in our world-picture depends, therefore, entirely on our recognizing the true inner form which the outer moulds distorted. Unhappily, that is just what we do not yet know, thanks to theological and philological prepossessions, and even more to the modern tendency of over-specialization which has unreasonably subdivided Western research into a number of separate branches--each distinguished from the others not merely by its materials and its methods, but by its very way of thinking--and so prevented the big problems from being even seen. In this instance the consequences of specialization have been graver perhaps than in any other. The historians proper stayed within the domain of Classical philology and made the Classical language-frontier their eastern horizon; hence they entirely failed to perceive the deep unity of development on both sides of their frontier, which spiritually had no existence. The result is a perspective of “Ancient,” “Mediæval,” and “Modern” history, ordered and defined by the use of the Greek and Latin languages. For the experts of the old languages, with their “texts,” Axum, Saba, and even the realm of the Sassanids were unattackable, and the consequence is that in “history” these scarcely exist at all. The literature-researcher (he also a philologist) confuses the spirit of the language with the spirit of the work. Products of the Aramæan region, if they happen to be written in Greek or even merely preserved in Greek, he embodies in his “Late Greek literature” and proceeds to classify as a special period of that literature. The cognate texts in other languages are outside his department and have been brought into other groups of literature in the same artificial way. And yet here was the strongest of all proofs that the history of a literature never coincides with the history of a language.[281] Here, in reality, was a self-contained ensemble of Magian national literature, single in spirit, but written in several languages--the Classical amongst others. For a nation of Magian type has no mother tongue. There are Talmudic, Manichæan, Nestorian, Jewish, or even Neopythagorean national literatures, but not Hellenistic or Hebrew.
Theological research, in its turn, broke up its domain into subdivisions according to the different West-European confessions, and so the “philological” frontier between West and East came into force, and still is in force, for Christian theology also. The Persian world fell to the student of Iranian philology, and as the Avesta texts were disseminated, though not composed, in an Aryan dialect, their immense problem[282] came to be regarded as a minor branch of the Indologist’s work and so disappeared absolutely from the field of vision of Christian theology. And lastly the history of Talmudic Judaism, since Hebrew philology became bound up in one specialism with Old Testament research, not only never obtained separate treatment, but has been completely forgotten by all the major histories of religions with which I am acquainted, although these find room for every Indian sect (since folk-lore, too, ranks as a specialism) and every primitive Negro religion to boot. Such is the preparation of scholarship for the greatest task that historical research has to face to-day.
II
The Roman world of the Imperial period had a good idea of its own state. The later writers are full of complaints concerning the depopulation and spiritual emptiness of Africa, Spain, Gaul, and, above all, the mother countries Italy and Greece. But those provinces which belong to the Magian world are consistently excepted in these mournful surveys. Syria in particular is densely peopled and, like Parthian Mesopotamia, flourishes in blood and spirit.
The preponderance of the young East, palpable to all, had sooner or later to find political expression also. Viewing the scene from this standpoint, we see behind the epic and pageant of Marius and Sulla, Cæsar and Pompey, Antony and Octavian, this East striving ever more intensely to free itself from the historically dying West, the fellah-world waking up. The transfer of the capital to Byzantium was a great symbol. Diocletian had selected Nicodemia; Cesar had had thoughts of Alexandria or Troy. A better choice than any would have been Antioch. But the act came too late by three centuries, and these had been the decisive period of the Magian Springtime.
The Pseudomorphosis began with Actium; there it should have been Antony who won. It was not the struggle of Rome and Greece that came there to an issue--that struggle had been fought out at Cannæ and Zama, where it was the tragic fate of Hannibal to stand as champion not for his own land, but for Hellenism. At Actium it was the unborn Arabian Culture that was opposed to iron-grey Classical Civilization; the issue lay between Principate and Caliphate. Antony’s victory would have freed the Magian soul; his defeat drew over its lands the hard sheet of Roman Imperium. A comparable event in the history of the West is the battle between Tours and Poitiers, A.D. 732. Had the Arabs won it and made “Frankistan” into a caliphate of the North-east, Arabic speech, religion, and customs would have become familiar to the ruling classes, giant cities like Granada and Kairawan would have arisen on the Loire and the Rhine, the Gothic feeling would have been forced to find expression in the long-stiffened forms of Mosque and Arabesque, and instead of the German mysticism we should have had a sort of Sufism. That the equivalent of these things actually happened to the Arabian world was due to the fact that the Syro-Persian peoples produced no Charles Martel to battle along with Mithradates or Brutus and Cassius or Antony (or for that matter without them) against Rome.
A second pseudomorphosis is presented to our eyes to-day in Russia. The Russian hero-tales of the Bylini culminated in the epic cycle of Prince Vladimir of Kiev (c. A.D. 1000), with his Round Table, and in the popular hero Ilya Muromyets.[283] The whole immense difference between the Russian and the Faustian soul is already revealed in the contrast of these with the “contemporary” Arthur, Ermanarich, and Nibelungen sagas of the Migration-period in the form of the Hildebrandslied and the Waltharilied.[284] The Russian “Merovingian” period begins with the overthrow of the Tatar domination by Ivan III (1480) and passes, by the last princes of the House of Rurik and the first of the Romanovs, to Peter the Great (1689-1725). It corresponds exactly to the period between Clovis (481-511) and the battle of Testry (687), which effectively gave the Carolingians their supremacy. I advise all readers to read the Frankish history of Gregory of Tours (to 591) in parallel with the corresponding parts of Karamzin’s patriarchal narrative, especially those dealing with Ivan the Terrible, and with Boris Godunov and Vassili Shuiski.[285] There could hardly be a closer parallel. This Muscovite period of the great Boyar families and Patriarchs, in which a constant element is the resistance of an Old Russia party to the friends of Western Culture, is followed, from the founding of Petersburg in 1703, by the pseudomorphosis which forced the primitive Russian soul into the alien mould, first of full Baroque, then of the Enlightenment, and then of the nineteenth century. The fate-figure in Russian history is Peter the Great, with whom we may compare the Charlemagne who deliberately and with all his might strove to impose the very thing which Charles Martel had just prevented, the rule of the Moorish-Byzantine spirit. The possibility was there of treating the Russian world in the manner of a Carolingian or that of Seleucid--that is, of choosing between Old Russian and “Western” ways, and the Romanovs chose the latter. The Seleucids liked to see Hellenes and not Aramæans about them. The primitive tsarism of Moscow is the only form which is even to-day appropriate to the Russian world, but in Petersburg it was distorted to the dynastic form of western Europe. The pull of the sacred South--of Byzantium and Jerusalem--strong in every Orthodox soul, was twisted by the worldly diplomacy which set its face to the West. The burning of Moscow, that mighty symbolic act of a primitive people, that expression of Maccabæan hatred of the foreigner and heretic, was followed by the entry of Alexander I into Paris, the Holy Alliance, and the concert of the Great Powers of the West. And thus a nationality whose destiny should have been to live without a history for some generations still was forced into a false and artificial history that the soul of Old Russia was simply incapable of understanding. Late-period arts and sciences, enlightenment, social ethics, the materialism of world-cities, were introduced, although in this pre-cultural time religion was the only language in which man understood himself and the world. In the townless land with its primitive peasantry, cities of alien type fixed themselves like ulcers--false, unnatural, unconvincing. “Petersburg,” says Dostoyevski, “is the most abstract and artificial city in the world.” Born in it though he was, he had the feeling that one day it might vanish with the morning mist. Just so ghostly, so incredible, were the Hellenistic artifact-cities scattered in the Aramaic peasant-lands. Jesus in his Galilee knew this. St. Peter must have felt it when he set eyes on Imperial Rome.
After this everything that arose around it was felt by the true Russdom as lies and poison. A truly apocalyptic hatred was directed on Europe, and “Europe” was all that was not Russia, including Athens and Rome, just as for the Magian world in its time Old Egypt and Babylon had been antique, pagan, devilish. “The first condition of emancipation for the Russian soul,” wrote Aksakov in 1863 to Dostoyevski, “is that it should hate Petersburg with all its might and all its soul.” Moscow is holy, Petersburg Satanic. A widespread popular legend presents Peter the Great as Antichrist. Just so the Aramaic Pseudomorphosis cries out in all the Apocalypses from Daniel and Enoch in Maccabæan times to John, Baruch, and Ezra IV after the destruction of Jerusalem, against Antiochus the Antichrist, against Rome the Whore of Babylon, against the cities of the West with their refinement and their splendour, against the whole Classical Culture. All its works are untrue and unclean; the polite society, the clever artistry, the classes, the alien state with its civilized diplomacy, justice, and administration. The contrast between Russian and Western, Jew-Christian and Late-Classical nihilisms is extreme--the one kind is hatred of the alien that is poisoning the unborn Culture in the womb of the land, the other a surfeited disgust of one’s own proper overgrowths. Depths of religious feeling, flashes of revelation, shuddering fear of the great awakening, metaphysical dreaming and yearning, belong to the beginning, as the pain of spiritual clarity belongs to the end of a history. In these pseudomorphoses they are mingled. Says Dostoyevski: “Everyone in street and market-place now speculates about the nature of Faith.” So might it have been said of Edessa or Jerusalem. Those young Russians of the days before 1914--dirty, pale, exalted, moping in corners, ever absorbed in metaphysics, seeing all things with an eye of faith even when the ostensible topic is the franchise, chemistry, or women’s education--are the Jews and early Christians of the Hellenistic cities, whom the Romans regarded with a mixture of surly amusement and secret fear. In Tsarist Russia there was no bourgeoisie and, in general, no true class-system, but merely, as in the Frankish dominions, lord and peasant. There were no Russian towns. Moscow consisted of a fortified residency (the Kreml) round which was spread a gigantic market. The imitation city that grew up and ringed it in, like every other city on the soil of Mother Russia, is there for the satisfaction and utilities of the Court, the administration, the traders, but that which lives in it is, on the top, an embodiment of fiction, an Intelligentsia bent on discovering problems and conflicts, and below, an uprooted peasantry, with all the metaphysical gloom, anxiety, and misery of their own Dostoyevski, perpetually homesick for the open land and bitterly hating the stony grey world into which Antichrist has tempted them. Moscow had no proper soul. The spirit of the upper classes was Western, and the lower had brought in with them the soul of the countryside. Between the two worlds there was no reciprocal comprehension, no communication, no charity. To understand the two spokesmen and victims of the pseudomorphosis, it is enough that Dostoyevski is the peasant, and Tolstoi the man of Western society. The one could never in his soul get away from the land; the other, in spite of his desperate efforts, could never get near it.
Tolstoi is the former Russia, Dostoyevski the coming Russia. The inner Tolstoi is tied to the West. He is the great spokesman of Petrinism even when he is denying it. The West is never without a negative--the guillotine, too, was a true daughter of Versailles--and rage as he might against Europe, Tolstoi could never shake it off. Hating it, he hates himself and so becomes the father of Bolshevism. The utter powerlessness of this spirit, and “its” 1917 revolution, stands confessed in his posthumously published A Light Shines in the Darkness. This hatred Dostoyevski does not know. His passionate power of living is comprehensive enough to embrace all things Western as well--“I have two fatherlands, Russia and Europe.” He has passed beyond both Petrinism and revolution, and from his future he looks back over them as from afar. His soul is apocalyptic, yearning, desperate, but of this future certain. “I will go to Europe,” says Ivan Karamazov to his brother, Alyosha; “I know well enough that I shall be going only to a churchyard, but I know too that that churchyard is dear, very dear to me. Beloved dead lie buried there, every stone over them tells of a life so ardently lived, so passionate a belief in its own achievements, its own truth, its own battle, its own knowledge, that I know--even now I know--I shall fall down and kiss these stones and weep over them.” Tolstoi, on the contrary, is essentially a great understanding, “enlightened” and “socially minded.” All that he sees about him takes the Late-period, megalopolitan, and Western form of a problem, whereas Dostoyevski does not even know what a problem is. Tolstoi is an event within and of Western Civilization. He stands midway between Peter and Bolshevism, and neither he nor these managed to get within sight of Russian earth. The thing they are fighting against reappears, recognizable, in the very form in which they fight. Their kind of opposition is not apocalyptic but intellectual. Tolstoi’s hatred of property is an economist’s, his hatred of society a social reformer’s, his hatred of the State a political theorist’s. Hence his immense effect upon the West--he belongs, in one respect as in another, to the band of Marx, Ibsen, and Zola.
Dostoyevski, on the contrary, belongs to no band, unless it be the band of the Apostles of primitive Christianity. His “Dæmons” were denounced by the Russian Intelligentsia as reactionaries. But he himself was quite unconscious of such conflicts--“conservative” and “revolutionary” were terms of the West that left him indifferent. Such a soul as his can look beyond everything that we call social, for the things of this world seem to it so unimportant as not to be worth improving. No genuine religion aims at improving the world of facts, and Dostoyevski, like every primitive Russian, is fundamentally unaware of that world and lives in a second, metaphysical world beyond. What has the agony of a soul to do with Communism? A religion that has got as far as taking social problems in hand has ceased to be a religion. But the reality in which Dostoyevski lives, even during this life, is a religious creation directly present to him. His Alyosha has defied all literary criticism, even Russian. His life of Christ, had he written it--as he always intended to do--would have been a genuine gospel like the Gospels of primitive Christianity, which stand completely outside Classical and Jewish literary forms. Tolstoi, on the other hand, is a master of the Western novel--Anna Karenina distances every rival--and even in his peasant’s garb remains a man of polite society.
Here we have beginning and end clashing together. Dostoyevski is a saint, Tolstoi only a revolutionary. From Tolstoi, the true successor of Peter, and from him only, proceeds Bolshevism, which is not the contrary, but the final issue of Petrinism, the last dishonouring of the metaphysical by the social, and ipso facto a new form of the Pseudomorphosis. If the building of Petersburg was the first act of Antichrist, the self-destruction of the society formed of that Petersburg is the second, and so the peasant soul must feel it. For the Bolshevists are not the nation, or even a part of it, but the lowest stratum of this Petrine society, alien and western like the other strata, yet not recognized by these and consequently filled with the hate of the downtrodden. It is all megalopolitan and “Civilized”--the social politics, the Intelligentsia, the literature that first in the romantic and then in the economic jargon champions freedoms and reforms, before an audience that itself belongs to the society. The real Russian is a disciple of Dostoyevski. Although he may not have read Dostoyevski or anyone else, nay, perhaps because he cannot read, he is himself Dostoyevski in substance; and if the Bolshevists, who see in Christ a mere social revolutionist like themselves, were not intellectually so narrowed, it would be in Dostoyevski that they would recognize their prime enemy. What gave this revolution its momentum was not the intelligentsia’s hatred. It was the people itself, which, without hatred, urged only by the need of throwing off a disease, destroyed the old Westernism in one effort of upheaval, and will send the new after it in another. For what this townless people yearns for is its own life-form, its own religion, its own history. Tolstoi’s Christianity was a misunderstanding. He spoke of Christ and he meant Marx. But to Dostoyevski’s Christianity the next thousand years will belong.
III
Outside the Pseudomorphosis, and the more vigorously in proportion as the Classical influence is weaker over the country, there spring up all the forms of a genuine feudal age. Scholasticism, mysticism, feudal fealty, minstrelsy, the crusade spirit, all existed in the first centuries of the Arabian Culture and will be found in it as soon as we know how to look for them. The legion existed in name even after Septimius Severus, but in the East, legions look for all the world like ducal retinues. Officials are nominated, but what nomination amounts to in reality is the investiture of a count with his fief. While in the West the Cæsar-title fell into the hands of chieftains, the East transformed itself into an early Caliphate amazingly like the feudal state of mature Gothic. In the Sassanid Empire,[286] in Hauran,[287] in southern Arabia, there dawned a pure feudal period. The exploits of a king of Saba,[288] Shamir Juharish, are immortalized like those of a Roland or an Arthur, in the Arabic saga which tells of his advance through Persia as far as China.[289] The Kingdom of Ma’in[290] existed side by side with the realm of Israel during the millennium before Christ, and its remains (which suggest comparisons with Mycenæ and Tiryns) extend deeply into Africa.[291] But now the feudal age flowered throughout Arabia and even in the mountains of Abyssinia.[292] In Axum there arose during early Christian times mighty castles and kings’ tombs with the largest monoliths in the world.[293] Behind the kings stands a feudal nobility of counts (kail) and wardens (kabir), vassals of often questionable loyalty whose great possessions more and more narrowed the power of the king and his household. The endless Christian-Jewish wars between south Arabia and the kingdom of Axum[294] have essentially the character of chivalry-warfare, frequently degenerating into baronial feuds based on the castles. In Saba ruled the Hamdanids--who later became Christian. Behind them stood the Christian realm of Axum, in alliance with Rome, which about A.D. 300 stretched from the White Nile to the Somali coast and the Persian Gulf, and in 525 overthrew the Jewish-Himaryites.[295] In 542 there was a diet of princes at Marib[296] to which both the Roman and the Sassanid Empires sent ambassadors. Even to-day the country is full of innumerable relics of mighty castles, which in Islamic times were popularly attributed to supernatural builders. The stronghold of Gomdan is a work of twenty tiers.[297]
In the Sassanid Empire ruled the Dikhans, or local lords, while the brilliant court of these early-Eastern “Hohenstaufen” was in every respect a model for that of the Byzantines who followed Diocletian. Even much later the Abbassids in their new capital of Baghdad could think of nothing better than to imitate, on a grand scale, the Sassanid ideal of court life. In northern Arabia, at the courts of the Ghassanids[298] and at those of the Lakhmids,[299] there sprang up a genuine troubadour and Minne poetry; and knightly poets, in the days of the Early Fathers, fought out their duels with “word, lance, and sword.” One of them was the Jew Samuel, lord of the castle of Al Alblaq, who stood a famous siege by the King of Hira for the sake of five precious suits of armour.[300] In relation to this lyric poetry, the Late-Arabic which flourished, especially in Spain, from 800 stands as Uhland and Eichendorff stand to Walter von der Vogelweide.
For this young world of the first centuries of our era our antiquarians and theologians have had no eyes. Busied as they are with the state of Late Republican and Imperial Rome, the conditions of the Middle East seem to them merely primitive and void of all significance. But the Parthian bands that again and again rode at the legions of Rome were a chivalry exalted by Mazdaism; in their armies there was the spirit of crusade. So, too, might it have been with Christianity if it had not been wholly bound under the power of the pseudomorphosis. The spirit was there--Tertullian spoke of the “militia Christi,” and the sacrament was the soldier’s oath of fidelity.[301] But it was only later that Christ became the hero for whom his vassals went out against the heathen; for the time being, the hither side of the Roman frontier knew not Christian lords and knights, but only Roman legates; not the castle, but the castra; not tournaments, but executions. Yet in spite of all this it was not, strictly speaking, a Parthian war, but a true crusade of Jewry that blazed out in 115 when Trajan marched into the East, and it was as a reprisal for the destruction of Jerusalem that the whole infidel (“Greek”) population of Cyprus--traditionally 240,000 souls--was massacred.[302] Nisibis, defended by Jews, made an illustrious resistance. Warlike Adiabene (the upper Tigris plain) was a Jewish state. In all the Parthian and Persian wars against Rome the gentry and peasantry, the feudal levy, of Jewish Mesopotamia fought in the front line.
Byzantium, even, was not able entirely to evade the influence of the Arabian feudal age, and, under a crust of Late Classical administrative forms, the fief system (especially in the interior of Asia Minor) came into existence. There there were powerful families whose loyalty was doubtful and whose ambition was to possess the Imperial throne. “Originally tied to the capital, which they were not allowed to leave without the Emperor’s permission, this nobility settled down later on its broad estates in the provinces. From the fourth century onwards this provincial nobility was de facto an ‘Estate of the realm,’ and in course of time it claimed a certain independence of Imperial control.”[303]
The “Roman Army” in the East, meanwhile, was transformed in less than two centuries from an army of modern type to one of the feudal order. The Roman legion disappeared in the reorganization of the age of Severus,[304] about A.D. 200. While in the West the army degenerated into hordes, in the East there arose, in the fourth century a genuine, if belated, knighthood--a fact that Mommsen long ago pointed out, without, however, seeing the significance of it.[305] The young noble received a thorough education in single combat, horsemanship, use of bow and lance. About A.D. 260 the Emperor Gallienus--the friend of Plotinus and the builder of the Porta Nigra of Trier, one of the most striking and most unfortunate figures of the period of the soldier-emperors--formed, from Germans and Moors, a new type of mounted force, the personal military suite.[306] A significant light is thrown upon the changes by the fact that the old city-gods give way, in the religion of the army, to the German gods of personal heroism, under the labels of Mars and Hercules.[307] Diocletian’s palatini are not a substitute for the prætorians abolished by Septimius Severus, but a small, well-disciplined knight-army, while the comitatenses, the general levy, are organized in “numeri” or companies. The tactics are those of every Early period, with its pride of personal courage. The attack takes the Germanic form of the so-called “boar’s head”--the deep mass technically called the Gevierthaufe.[308] Under Justinian we find, fully developed, a system corresponding precisely to the Landsknecht system of Charles V, in which condottieri[309] of the Frundsberg type[310] raise professional forces on a territorial basis. The expedition of Narses is described by Procopius[311] just as one might describe the great recruiting-operations of Wallenstein.
But there appeared also in these early centuries a brilliant Scholasticism and Mysticism of Magian type, domesticated in the renowned schools of the Aramæan region--the Persian schools of Ctesiphon, Resaina, Gundisapora, the Jewish of Sura, Nehardea, Kinnesrin.[312] These are flourishing headquarters of astronomy, philosophy, chemistry, medicine. But towards the west these grand manifestations, too, become falsified by the Pseudomorphosis. The characteristically Magian elements of this knowledge assume at Alexandria the forms of Greek philosophy and at Beyrout those of Roman jurisprudence; they are committed to writing in the Classical languages, squeezed into alien and long-petrified literary forms, and perverted by the hoary logic of a Civilization of quite other structure. It is in this, and not in the Islamic, time that Arabian science began. Yet, as our philologists only unearthed what had been put in Late Classical dress at Alexandria and Antioch, and had not an inkling either of the immense wealth of the Arabian spring or of the real pivots of its researches and ideas, there arose the preposterous notion that the Arabs were spiritual epigoni of the Classical. In reality, practically everything that was produced on the “other” side--from Edessa’s point of view--of the philologist’s frontier, though seeming to the Western eye an offspring of a “Late Classical” spirit, is nothing but a reflection of Early Arabian inwardness. And so we come to consider what the Pseudomorphosis did for the Arabian religion.
IV
The Classical religion lived in its vast number of separate cults, which in this form were natural and self-evident to Apollinian man, essentially inaccessible to any alien. As soon as cults of this kind arise, we have a Classical Culture, and when their essence changes, in later Roman times, then the soul of this Culture is at an end. Outside the Classical landscape they have never been genuine and living. The divinity is always bound to and bounded by one locality, in conformity with the static and Euclidean world-feeling. Correspondingly the relation of man to the divinity takes the shape of a local cult, in which the significances lie in the form of its ritual procedure and not in a dogma underlying them. Just as the population was scattered geographically in innumerable points, so spiritually its religion was subdivided into these petty cults, each of which was entirely independent of the rest. Only their number, and not their scope, was capable of increase. Within the Classical religion multiplication was the only form of growth, and missionary effort of any sort was excluded, for men could practise these cults without belonging to them. There were no communities of fellow believers. Though the later thought of Athens reached somewhat more general ideas of God and his service, it was philosophy and not religion that it achieved; it appealed to only a few thinkers and had not the slightest effect on the feeling of the nation--that is, the Polis.
In the sharpest contrast to this stands the visible form of the Magian religion--the Church, the brotherhood of the faithful, which has no home and knows no earthly frontier, which believes the words of Jesus, “when two or three are gathered together in My name, there am I in the midst of them.” It is self-evident that every such believer must believe that only one good and true God can be, and that the gods of the others are evil and false.[313] The relation between this God and man rests, not in expression or profession, but in the secret force, the magic, of certain symbolic performances, which if they are to be effective must be exactly known in form and significance and practised accordingly. The knowledge of this significance belongs to the Church--in fact, it is the Church itself, qua community of the instructed. And, therefore, the centre of gravity of every Magian religion lies not in a cult, but in a doctrine, in the creed.
As long as the Classical remained spiritually strong, pseudomorphosis of all the Churches of the East into the style of the West continued. This is a most important aspect of Syncretism. The Persian religion enters in the shape of the Mithras cult, the Chaldean-Syrian element as the cults of the star-gods and Baals (Jupiter Dolichenus, Sabazius, Sol Invictus, Atargatis), the Jewish religion in the form of a Yahweh-cult (for no other name can be applied to the Egyptian communities of the Ptolemaic period[314]), and primitive Early-Christianity too--as the Pauline Epistles and the Catacombs of Rome clearly show--took substance as a Jesus-cult. And however loudly each of these various religions (which from about Hadrian’s time drove the genuine old Classical deities completely into the background) might proclaim itself as the revelation of the one true faith--Isis styled herself deorum dearumque facies uniformis--in reality they carry, one and all, marks of the Classical separatism--that is, they multiply to infinity; every community stands for itself and is local; all the temples, catacombs, Mithræa, house chapels, are holy places to which (in feeling, even though not in formal expression) the deity is considered to be attached.[315] Nevertheless, there is Magian feeling even in this piety. Classical cults are practised, and one may practise as many of them as one pleases, but of these newer, a man belongs to one and one alone. In the old, propaganda is unthinkable; in the new it goes without saying, and the purport of religious exercises tends more and more to the doctrinal side.
From the second century onwards, with the fading of the Apollinian and the flowering of the Magian soul, the relations are reversed. The consequences of the Pseudomorphosis continue, but it is now cults of the West which tend to become a new Church of the East--that is, from the sum of separate cults there evolves a community of those who believe in these gods and their rituals--and so there arises, by processes like those of the Early Persian and the Early Judaic, a Magian Greek nationality. Out of the rigorously established forms of detail-procedure in sacrifices and mysteries grows a sort of dogma concerning the inner significance of these acts. The cults can now represent each other, and men no longer practise or perform them in the old way, but become “adherents” of them. And the little god of the place becomes--without the gravity of the change being noticed by anyone--the great God really present in the place.
Carefully as Syncretism has been examined in recent years, the clue to its development--the transformation of Eastern Churches into Western cults, and then the reverse process of transformation of Western cults into Eastern Churches--has been missed.[316] Yet without this key it is quite impossible to understand the religious history of Early Christianity. The battle that in Rome was between Christ and Mithras as cult-deities took the form, east of Antioch, of a contest between the Persian and the Christian Churches. But the heaviest battle that Christianity had to fight, after it came itself under the influence of the Pseudomorphosis and began to develop spiritually with its face to the West, was not that against the true Classical deities. With these it was never face to face, for the public city-cults had long been inwardly dead and possessed no hold whatever on men’s souls. The formidable enemy was Paganism, or Hellenism, emerging as a powerful new Church and born of the selfsame spirit as Christianity itself. In the end there were in the east of the Roman Empire not one cult-Church, but two, and if one of these comprised exclusively the followers of Christ, the other, too, was made up of communities which, under a thousand different labels, consciously worshipped one and the same divine principle.
Much has been written on the Classical toleration. The nature of a religion may perhaps be most clearly seen in the limits of its tolerance, and there were such limits in Classical religions as in others. It was, indeed, one essential character of these religions that they were numerous, and another that they were religions of pure performance; for them, therefore, the question of toleration, as the word is usually understood, did not arise. But respect for the cult-formalities as such was postulated and required, and many a philosopher, even many an unwitting stranger, who infringed this law by word or deed, was made to realize the limits of Classical toleration. The reciprocal persecutions of the Magian Churches are something different from this; there it was the duty of the henotheist to his own faith that forbade him to recognize false tenets. Classical cults would have tolerated the Jesus-cult as one of their own number. But the cult-Church was bound to attack the Jesus-Church. All the great persecutions of Christians (corresponding therein exactly to the later persecutions of Paganism) came, not from the “Roman” State, but from this cult-Church, and they were only political inasmuch as the cult-Church was both nation and fatherland. It will be observed that the mask of Cæsar-worship covered two religious usages. In the Classical cities of the West, Rome above all, the special cult of the Divus arose as a last expression of that Euclidean feeling which required that there should be legal and therefore sacral means of communication between the body-unit man and the body-unit God. In the East, on the other hand, the product was a creed of Cæsar as Saviour, God-man, Messiah of all Syncretists, which this Church brought to expression in a supremely national form. The sacrifice for the Emperor was the most important sacrament of the Church--exactly corresponding to the baptism of the Christians--and it is easy, therefore, to understand the symbolic significance in the days of persecution of the command and the refusal to do these acts. All these Churches had their sacraments: holy meals like the Haoma-drinking of the Persians,[317] the Passover of the Jews, the Lord’s Supper of the Christians, similar rites for Attis and Mithras, and baptismal ceremonies amongst the Mandæans, the Christians, and the worshippers of Isis and Cybele. Indeed, the individual cults of the Pagan Church might be regarded almost as sects and orders--a view which would lead to a much better understanding of their reciprocal propaganda.
All true Classical mysteries, such as those of Eleusis and those founded by the Pythagoreans in the South-Italian cities about 500 B.C., had been place-bound,[318] and had consisted in some symbolical act or process. Within the field of the Pseudomorphosis these freed themselves from their localities; they could be performed wherever initiates were gathered, and had now as their object the Magian ecstasy and the ascetic change of life. The visitors to the holy place had transformed themselves into practising Orders. The community of the Neopythagoreans, formed about 50 B.C. and closely related to the Jewish Essenes, is anything but a Classical “school of philosophy”; it is a pure monastic order, and it is not the only such order in the Syncretic movement that anticipated the ideals of the Christian hermits and the Mohammedan dervishes. These Pagan Churches had their anchorites, saints, prophets, miraculous conversions, scriptures, and revelations.[319] In the significance of images there came about a very remarkable transformation, which still awaits research. The greatest of Plotinus’s followers, Iamblichus, finally, about A.D. 300, evolved a mighty system of orthodox theology, ordered hierarchy, and rigid ritual for the Pagan Church, and his disciple Julian devoted, and finally sacrificed, his life to the attempt to establish this Church for all eternity.[320] He sought even to create cloisters for meditating men and women and to introduce ecclesiastical penance. This great work was supported by a great enthusiasm which rose to the height of martyrdom and endured long after the Emperor’s death. Inscriptions exist which can hardly be translated but by the formula: “There is but one god and Julian is his Prophet.”[321] Ten years more, and this Church would have become a historic, permanent fact. In the end not only its power, but also in important details its very form and content were inherited by Christianity. It is often stated that the Roman Church adapted itself to the structure of the Roman State; this is not quite correct. The latter structure was itself by hypothesis a Church. There was a period when the two were in touch--Constantine the Great acted simultaneously as convener of the Council of Nicæa and as Pontifex Maximus, and his sons, zealous Christians as they were, made him Divus and paid to him the prescribed rites. St. Augustine dared to assert that the true religion had existed before the coming of Christianity in the form of the Classical.[322]
V
For the understanding of Judaism as a whole between Cyrus and Titus it is necessary constantly to bear in mind three facts, of which scholarship is quite aware, but which, owing to philological and theological parti pris, it refuses to admit as factors in its discussions. First, the Jews are a “nation without a land,” a consensus, and in the midst, moreover, of a world of pure nations of the same type. Secondly, Jerusalem is indeed a Mecca, a holy centre, but it is neither the home nor the spiritual focus of the people. Lastly, the Jews are a peculiar phenomenon in world-history only so long as we insist on treating them as such.
It is true that the post-exilic Jews, in contradistinction to the pre-exilic Israelites are--as Hugo Winckler was the first to recognize--a people of quite new type. But they are not the only representatives of the type. The Aramæan world began in those days to arrange itself in a great number of such peoples, including Persians and Chaldeans,[323] all living in the same district, yet in stringent aloofness from each other, and even then practising the truly Arabian way of life that we call the ghetto.
The first heralds of the new soul were the prophetic religions, with their magnificent inwardness, which began to arise about 700 B.C. and challenged the primeval practices of the people and their rulers. They, too, are an essentially Aramæan phenomenon. The more I ponder Amos, Isaiah, and Jeremiah on the one hand, Zarathustra on the other, the more closely related they appear to me to be. What seems to separate them is not their new beliefs, but the objects of their attack. The first battled with that savage old-Israel religion, which in fact is a whole bundle of religious elements[324]--belief in holy stones and trees, innumerable place-gods (Dan, Bethel, Hebron, Shechem, Beersheba, Gilgal), a single Yahweh (or Elohim), whose name covers a multitude of most heterogeneous numina, ancestor-worship and human sacrifices, dervish-dancing and sacral prostitution--intermixed with indistinct traditions of Moses and Abraham and many customs and sagas of the Late Babylonian world, now after long establishment in Canaan degenerated and hardened into peasant forms. The second combated the old Vedic beliefs of heroes and Vikings, similarly coarsened, no doubt, and certainly needing to be recalled to actuality, time and again, by glorifications of the sacred cattle and of the care thereof. Zarathustra lived about 600 B.C., often in want, persecuted and misunderstood, and met his end as an old man in war against the unbelievers[325]--a worthy contemporary of the unfortunate Jeremiah, who for his prophesying was hated by his countrymen, imprisoned by his king, and after the catastrophe carried off by the fugitives to Egypt and there put to death. And it is my belief that this great epoch brought forth yet a third prophet-religion, the Chaldean.
This, with its penetrating astronomy and its ever-amazing inwardness, was, I venture to guess, evolved at that time and by creative personalities of the Isaiah stature from relics of the old Babylonian religion.[326] About 1000, the Chaldeans were a group of Aramaic-speaking tribes like the Israelites, and lived in the south of Sinear--the mother tongue of Jesus is still sometimes called Chaldean. In Seleucid times the name was applied to a widespread religious community, and especially to its priests. The Chaldean religion was an astral religion, which before Hammurabi the Babylonian was not. It is the deepest of all interpretations of the Magian universe, the World-Cavern[327] and Kismet working therein, and consequently it remained the fundamental of Islamic and Jewish speculation to their very latest phases. It was by it, and not by the Babylonian Culture, that after the seventh century there was formed an astronomy worthy to be called an exact science--that is, a priestly technique of observation of marvellous acuteness.[328] It replaced the Babylonian moon-week by the planet-week. Ishtar, the most popular figure of the old religion, the goddess of life and fruitfulness, now became a planet, and Tammuz, the ever-dying and ever-revived god of vegetation, a fixed star. Finally, the henotheistic feeling announced itself; for Nebuchadnezzar the Great Marduk[329] was the one true god, the god of mercy, and Nebo, the old god of Borsippa, was his son and envoy to mankind. For a century (625-539) Chaldean kings were world-rulers, but they were also the heralds of the new religion. When temples were being built, they themselves carried bricks. The accession-prayer of Nebuchadnezzar, the contemporary of Jeremiah, to Marduk is still extant, and in depth and purity it is in nowise surpassed by the finest passages of Israelite prophecy. The Chaldean penitential psalms, closely related in rhythm and inner structure to those of the Jews, know the sin of which man is unconscious and the suffering that contrite avowal before the incensed god can avert. It is the same trust in the mercy of the Deity that finds a truly Christian expression in the inscriptions of the Bel temple of Palmyra.[330]
The kernel of the prophetic teachings is already Magian. There is one god--be he called Yahweh, Ahuramazda or Marduk-Baal--who is the principle of good, and all other deities are either impotent or evil. To this doctrine there attached itself the hope of a Messiah, very clear in Isaiah, but also bursting out everywhere during the next centuries, under pressure of an inner necessity. It is the basic idea of Magian religion, for it contains implicitly the conception of the world-historical struggle between Good and Evil, with the power of Evil prevailing in the middle period, and the Good finally triumphant on the Day of Judgment. This moralization of history is common to Persians, Chaldees, and Jews. But with its coming, the idea of the localized people ipso facto vanished and the genesis of Magian nations without earthly homes and boundaries was at hand. The idea of the Chosen People emerged.[331] But it is easy to understand that men of strong blood, and in particular the great families, found these too spiritual ideas repugnant to their natures and harked back to the stout old tribal faiths. According to Cumont’s researches the religion of the Persian kings was polytheistic and did not possess the Haoma sacrament--that is, it was not wholly Zoroastrian. The same is true of most of the kings of Israel, and in all probability also of the last Chaldean Nabu-Nabid (Nabonidus), whose overthrow by Cyrus and his own subjects was in fact made possible by his rejection of the Marduk faith. And it was in the Captivity that circumcision and the (Chaldean) Sabbath were first acquired, as rites, by the Jews.
The Babylonian exile, however, did set up an important difference between the Jews and the Persians, in respect, not of the ultimate truths of conscious piety, but of all the facts of actuality and consequently men’s inward attitude to these facts. It was the Yahweh believers who were permitted to go home and the adherents of Ahuramazda who allowed them to do so. Of two small tribes that two hundred years before had probably possessed equal numbers of fighting men, the one had taken possession of a world--while Darius crossed the Danube in the north, his power extended in the south through eastern Arabia to the island of Sokotra on the Somali coast[332]--and the other had become an entirely unimportant pawn of alien policy.
This is what made one religion so lordly, the other so humble. Let the student read, in contrast to Jeremiah, the great Behistun inscription[333] of Darius--what a splendid pride of the King in his victorious god! And how despairing are the arguments with which the Israelite prophets sought to preserve intact the image of their god. Here, in exile, with every Jewish eye turned by the Persian victory to the Zoroastrian doctrine, the pure Judaic prophecy (Amos, Hosea, Isaiah, Jeremiah) passes into Apocalypse (Deutero-Isaiah,[334] Ezekiel, Zechariah). All the new visions of the Son of Man, of Satan, of archangels, of the seven heavens, of the last judgment, are Persian presentations of the common world-feeling. In Isaiah xli appears Cyrus himself, hailed as Messiah. Did the great composer of Deutero-Isaiah draw his enlightenment from a Zoroastrian disciple? Is it possible that the Persians released the Jews out of a feeling of the inward relationship of their two teachings? It is certain at any rate that both shared one popular idea as to last things, and felt and expressed a common hatred of the old Babylonian and Classical religions, of unbelievers generally, which they did not feel towards one another.
We must not, however, forget to look at the “return from captivity” also from the point of view of Babylon. The great mass, strong in race-force, was in reality far removed from these ideas, or regarded them as mere visions and dreams; and the solid peasantry, the artisans, and no doubt the nascent land-aristocracy quietly remained in its holdings under a prince of their own, the Resh Galutha, whose capital was Nehardea.[335] Those who returned “home” were the small minority, the stubborn, the zealots. They numbered with their wives and children forty thousand, a figure which cannot be one-tenth or even one-twentieth of the total, and anyone who confuses these settlers and their destiny with Jewry as a whole[336] must necessarily fail to read the inner meaning of all following events. The little world of Judaism lived a spiritually separate life, and the nation as a whole, while regarding this life with respect, certainly did not share in it. In the East apocalyptic literature, the heiress of prophecy, blossomed richly. It was a genuine native poetry of the people, of which we still have the masterpiece, the Book of Job--a work in character Islamic and decidedly un-Jewish[337]--while a multitude of its other tales and sagas, such as Judith, Tobit, Achikar,[338] are spread as motives over all the literatures of the “Arabian” world. In Judea only the Law flourished; the Talmudic spirit appears first in Ezekiel (chs. xl, et seq.) and after 450 is made flesh in the scribes (Sopherim) headed by Ezra. From 300 B.C. to A.D. 200 the Tannaim (“Teachers”) expounded the Torah and developed the Mishnah. Neither the coming of Jesus nor the destruction of the Temple interrupted this abstract scholarship. Jerusalem became for the rigid believer a Mecca, and his Koran was a Code of laws to which was gradually added a whole primitive history compounded of Chaldeo-Persian motives reset according to Pharisaic ideas.[339] But in this atmosphere there was no room for a worldly art, poetry, or learning. All that the Talmud contains of astronomical, medical, and juristic knowledge is exclusively of Mesopotamian origin.[340] It is probable, too, that it was in Mesopotamia, and before the end of the Captivity, that there began that Chaldean-Persian-Jewish formation of sects which developed into the formation of great religions at the beginning of the Magian Culture, and reached its climax in the teaching of Mani. “The Law and the Prophets”--these two nouns practically define the difference between Judea and Mesopotamia. In the late Persian and in every other Magian theology both tendencies are united; it is only in the case here considered that they were separated in space. The decisions of Jerusalem were recognized everywhere, but it is a question how widely they were obeyed. Even as near as Galilee the Pharisees were the object of suspicion, while in Babylonia no Rabbi could be consecrated. For the great Gamaliel, Paul’s teacher, it was a title to fame that his rulings were followed by the Jews “even abroad.” How independent was the life of the Jews in Egypt is shown by the recently discovered documents of Elephantine and Assuan.[341] About 170, Onias asked the King for permission to build a temple “according to the measurements of the Temple in Jerusalem,” on the ground that the numerous non-conforming temples that existed were the cause of eternal bickerings amongst the communities.
One other subject must be considered. Jewry, like Persia, had since the Exile increased enormously beyond the old small clan-limits; this was owing to conversions and secessions--the only form of conquest open to a landless nation and, therefore, natural and obvious to the Magian religions. In the north it very early drove, through the Jew State of Adiabene, to the Caucasus; in the south (probably along the Persian Gulf) it penetrated to Saba; in the west it was dominant in Alexandria, Cyrene, and Cyprus. The administration of Egypt and the policy of the Parthian Empire were largely in Jewish hands.
But this movement came out of Mesopotamia alone, and the spirit in it was the Apocalyptic and not the Talmudic. Jerusalem was occupied in creating yet more legal barriers against the unbeliever. It was not enough even to abandon the practice of making converts. A Pharisee permitted himself to summon the universally beloved King Hyrcanus (135-106) to lay down the office of High Priest because his mother had once been in the power of the infidels.[342] This is the same narrowness which in the primitive Christian brotherhood of Judea took the form of opposing the preaching of the Gospel to the heathen. In the East it would simply never have occurred to anyone to draw such barriers, which were contrary to the whole idea of the Magian nation. But in that very fact was based the spiritual superiority of the wide East. The Synedrion in Jerusalem might possess unchallenged religious authority, but politically, and therefore historically, the power of the Resh Galutha was a very different matter. Christian and Jewish research alike have failed to perceive these things. So far as I am aware, no one has noticed the important fact that the persecution of Antiochus Epiphanes was directed not against “Jewry” but against Judea. And this brings us to another fact, of still greater importance.
The destruction of Jerusalem hits only a very small part of the nation, one moreover that was spiritually and politically by far the least important. It is not true that the Jewish people has lived “in the Dispersion” since that day, for it had lived for centuries (and so too had the Persian and others) in a form which was independent of country. On the other hand, we realize equally little the impression made by this war upon the real Jewry which Judea thought of and treated as an adjunct. The victory of the heathen and the ruin of the Sanctuary was felt in the inmost soul,[343] and in the crusade of 115[344] a bitter revenge was taken for it; but the ideal outraged and vindicated was the ideal of Jewry and not that of Judaism. Zionism then, as in Cyrus’s day and in ours, was a reality only for a quite small and spiritually narrow minority. If the calamity had been really felt in the sense of a “loss of home” (as we figure it to ourselves with the Western mind), a hundred opportunities after Marcus Aurelius’s time could have been seized to win the city back. But that would have contradicted the Magian sense of the nation, whose ideal organic form was the synagogue, the pure consensus--like the early Catholic “visible Church” and like Islam--and it was precisely the annihilation of Judea and the clan spirit of Judea that for the first time completely actualized this ideal.
For Vespasian’s War, directed against Judea, was a liberation of Jewry. In the first place, it ended both the claim of the people of this petty district to be the genuine nation, and the pretensions of their bald spirituality to equivalence with the soul-life of the whole. The research, the scholasticism, and the mysticism of the Oriental academies entered into possession of their rights; so, for instance, the judge Karna--the contemporary, more or less, of Ulpian and Papinian--formulated at the academy of Nehardea the first code of civil law.[345] In the second place, it rescued this religion from the dangers of that pseudomorphosis to which Christianity in that same period was succumbing. Since 200 B.C. there had existed a half-Hellenistic Jewish literature. The “Preacher” (Ecclesiastes, Koheleth) contains Pyrrhonic ideas.[346] The Wisdom of Solomon, 2 Maccabees, Theodotion, the Aristeas Letter, etc., follow; there are things like the Menander collection of Maxims, as to which it is impossible to say whether they ought to be regarded as Jewish or as Greek. There were, about 160, high priests who were so Hellenistic in spirit that they combated the Jewish religion, and later there were rulers like Hyrcanus and Herod who did the same by political methods. This danger came to an end instantly and for good in A.D. 70.
In the time of Jesus there were in Jerusalem three tendencies which can be described as generally Aramæan, represented respectively by the Pharisees, the Sadducees, and the Essenes. Although the connotations of these names varied, and although both in Christian and in Jewish research most diverse views are held about them, it may at any rate be said that the first of these tendencies is found in greatest purity in Judaism, the second in Chaldeanism, the third in Hellenism.[347] Essene is the rise of the cult (almost the Order) of Mithras in the east of Asia Minor. The Sadducees, although in Jerusalem they appear as a small and distinguished group--Josephus compares them with the Epicureans--are thoroughly Aramæan in their apocalyptic and eschatological views, in virtue of a certain element which makes them, so to say, the Dostoyevskis of this Early period. They stand to the Pharisees in the relation of mysticism to scholasticism, of John to Paul, of Bundahish to Vendidad[348] in the Persian world. The Apocalyptic is popular, and many of its traits are spiritually common property throughout the Aramæan world; the Talmudic and Avestan Pharisaism is exclusive and tries to rule out every other religion with uncompromising rigour.
The Essenes appear in Jerusalem as a monastic order like the Neopythagoreans. They possessed secret texts.[349] In the broad sense they are representative of the Pseudomorphosis, and in consequence they disappear from Jewry completely after A.D. 70, while precisely in this period Christian literature was becoming purely Greek--not in the least of the causes of this being that the Hellenized Western Jews left Judaism to retreat into its East, and gradually adopted Christianity.
But also Apocalyptic, which is an expression-form of townless and town-fearing mankind, soon came to an end within the Synagogue, after a last wonderful reaction to the stimulus of the great catastrophe.[350] When it had become evident that the teaching of Jesus would lead not to a reform of Judaism, but to a new religion, and when, about A.D. 100, the daily imprecation-formula against the Jew-Christians was introduced, Apocalyptic for the short remainder of its existence resided in the young Church.
VI
The incomparable thing which lifted the infant Christianity out above all religions of this rich Springtime is the figure of Jesus. In all the great creations of those years there is nothing which can be set beside it. Tame and empty all the legends and holy adventures of Mithras, Attis, and Osiris must have seemed to any man reading or listening to the still recent story of Jesus’s sufferings--the last journey to Jerusalem, the last anxious supper, the hours of despair in Gethsemane, and the death on the cross.
Here was no matter of philosophy. Jesus’s utterances, which stayed in the memory of many of the devoted, even in old age, are those of a child in the midst of an alien, aged, and sick world. They are not sociological observations, problems, debatings. Like a quiet island of bliss was the life of these fishermen and craftsmen by the Lake of Gennesareth in the midst of the age of the great Tiberius, far from all world-history and innocent of all the doings of actuality, while round them glittered the Hellenistic towns with their theatres and temples, their refined Western society, their noisy mob-diversions, their Roman cohorts, their Greek philosophy. When the friends and disciples of the sufferer had grown grey and his brother was president of their group in Jerusalem, they put together, from the sayings and narratives generally current in their small communities, a biography so arresting in its inward appeal that it evolved a presentation-form of its own, of which neither the Classical nor the Arabian Culture has any example--the Gospel. Christianity is the one religion in the history of the world in which the fate of a man of the immediate present has become the emblem and the central point of the whole creation.
A strange excitement, like that which the Germanic world experienced about A.D. 1000, ran in those days through the whole Aramæan land. The Magian soul was awakened. That element which lay in the prophetic religions like a presentiment, and expressed itself in Alexander’s time in metaphysical outlines, came now to the state of fulfilment. And this fulfilment awakened, in indescribable strength, the primitive feeling of Fear. The birth of the Ego, and of the world-anxiety with which it is identical, is one of the final secrets of humanity and of mobile life generally. In front of the Microcosm there stands up a Macrocosm wide and overpowering, an abyss of alien, dazzling existence and activity that frightens the small lonely ego back into itself. Even in the blackest hours of life no adult experiences fear like the fear which sometimes overpowers a child in the crisis of awakening. Over the dawn of the new Culture likewise lay this deathly anxiety. In this early morning of Magian world-feeling, timorous and hesitant and ignorant of itself, young eyes saw the end of the world at hand--it is the first thought in which every Culture to this day has come to knowledge of itself. All but the shallower souls trembled before revelations, miracles, glimpses into the very fundament of things. Men now lived and thought only in apocalyptic images. Actuality became appearance. Strange and terrifying visions were told mysteriously by one to another, read out from fantastic veiled texts, and seized at once with an immediate inward certainty. These writings travelled from community to community, village to village, and it is quite impossible to assign them to any one particular religion.[351] Their colouring is Persian, Chaldean, Jewish, but they have absorbed all that was circulating in men’s minds. Whereas the canonical books are national, the apocalyptic literature is international in the literal sense of the word. It is there, and no one seems to have composed it. Its content is fluid--to-day it reads thus and to-morrow otherwise. But this does not mean that it is a “poetry”--it is not.[352] These creations resemble the terrible figures of the Romanesque cathedral-porches in France, which also are not “art,” but fear turned into stone. Everyone knows those angels and devils, the ascent to heaven and descent to hell of divine Essence, the Second Adam, the Envoy of God, the Redeemer of the last days, the Son of Man, the eternal city, and the last judgment.[353] In the alien cities and the high positions of strict Judaic and Persian priesthoods the different doctrines might be tangibly defined and argued about, but below in the mass of the people there was practically no specific religion, but a general Magian religiousness which filled all souls and attached itself to glimpses and visions of every conceivable origin. The Last Day was at hand. Men expected it and knew that on that day “He” of whom all these revelations spoke would appear. Prophets arose. More and more new communities and groups gathered, believing themselves to have found either a better understanding of the traditional religion, or the true religion itself. In this time of amazing, ever-increasing tension, and in the very years around Jesus’s birth-year, there arose, besides endless communities and sects, another redemption-religion, the Mandæan, as to which we know nothing of founder or origins. In spite of its hatred of the Judaism of Jerusalem and its definite preference for the Persian idea of redemption, the Mandæan religion seems to have stood very close to the popular beliefs of Syrian Jewry. One after another, pieces of its wonderful documents are becoming available, and they consistently show us a “Him,” a Son of Man, a Redeemer who is sent down into the depths, who himself must be redeemed and is the goal of man’s expectations. In the Book of John, the Father high upraised in the House of Fulfilment, bathed in light, says to his only begotten Son: “My Son, be to me an ambassador; go into the world of darkness, where no ray of light is.” And the Son calls up to him: “Father, in what have I sinned that thou hast sent me into the darkness?” And finally: “Without sin did I ascend and there was no sin and defect in me.”[354]
All the characters of the great prophetic religions and of the whole store of profound glimpses and visions later collected into apocalypses are seen here as foundations. Of Classical thought and feeling not a breath reached this Magian underworld. No doubt the beginnings of the new religion are lost irrevocably. But one historical figure of Mandæanism stands forth with startling distinctness, as tragic in his purpose and his downfall as Jesus himself--John the Baptist.[355] He, almost emancipated from Judaism, and filled with as mighty a hatred of the Jerusalem spirit as that of primitive Russia for Petersburg, preached the end of the world and the coming of the Barnasha, the Son of Man, who is no longer the longed-for national Messiah of the Jews, but the bringer of the world-conflagration.[356] To him came Jesus and was his disciple.[357] He was thirty years old when the awakening came over him. Thenceforth the apocalyptic, and in particular the Mandæan, thought-world filled his whole being. The other world of historical actuality lying round him was to him as something sham, alien, void of significance. That “He” would now come and make an end of this unreal reality was his magnificent certainty, and like his master John, he stepped forth as its herald. Even now we can see, in the oldest Gospels that were embodied into the New Testament, gleams of this period in which he was, in his consciousness, nothing but a prophet.[358]
But there was a moment in his life when an inkling, and then high certainty, came over him--“Thou art thyself It!” It was a secret that he at first hardly admitted to himself, and only later imparted to his nearest friends and companions, who thereafter shared with him, in all stillness, the blessed mission, till finally they dared to reveal the truths before all the world by the momentous journey to Jerusalem. If there is anything at all that clouds the complete purity and honour of his thought, it is that doubt as to whether he has deceived himself which from time to time seizes him, and of which, later, his disciples told quite frankly. He comes to his home. The village crowds to him, recognizes the former carpenter who left his work, is angered. The family--mother and all the brothers and sisters--are ashamed of him and would have arrested him. And with all these familiar eyes upon him he was confused and felt the magic power depart from him (Mark vi). In Gethsemane doubts of his mission[359] mingled themselves in the terrible fear of coming things, and even on the cross men heard the anguished cry that God had forsaken him.
Even in these last hours he lived entirely in the form of his own apocalyptic world, which alone was ever real to him. What to the Roman sentries standing below him was reality was for him an object of helpless wonder, an illusion that might at any moment without warning vanish into nothingness. He possessed the pure and unadulterated soul of the townless land. The life of the cities and their spirit were to him utterly alien. Did he really see the semi-Classical Jerusalem, into which he rode as the Son of Man, and understand its historical nature? This is what thrills us in the last days--and the collision of facts with truths, of two worlds that will never understand one another, and his entire incomprehension of what was happening about him.
So he went, proclaiming his message without reservation, through his country. But this country was Palestine. He was born in the Classical Empire and lived under the eyes of the Judaism of Jerusalem, and when his soul, fresh from the awful revelation of its mission, looked about, it was confronted by the actuality of the Roman State and that of Pharisaism. His repugnance for the stiff and selfish ideal of the latter, which he shared with all Mandæanism and doubtless with the peasant Jewry of the wide East, is the hall-mark of all his discourses from first to last. It angered him that this wilderness of cold-hearted formulæ was reputed to be the only way to salvation. Still, thus far it was only another kind of piety that his conviction was asserting against Rabbinical logic. Thus far it is only the Law versus the Prophets.
But when Jesus was taken before Pilate, then the world of facts and the world of truths were face to face in immediate and implacable hostility. It is a scene appallingly distinct and overwhelming in its symbolism, such as the world’s history had never before and has never since looked at. The discord that lies at the root of all mobile life from its beginning, in virtue of its very being, of its having both existence and awareness, took here the highest form that can possibly be conceived of human tragedy. In the famous question of the Roman Procurator: “What is truth?”--the one word that is race-pure in the whole Greek Testament--lies the entire meaning of history, the exclusive validity of the deed, the prestige of the State and war and blood, the all-powerfulness of success and the pride of eminent fitness. Not indeed the mouth, but the silent feeling of Jesus answers this question by that other which is decisive in all things of religion--What is actuality? For Pilate actuality was all; for him nothing. Were it anything, indeed, pure religiousness could never stand up against history and the powers of history, or sit in judgment on active life; or if it does, it ceases to be religion and is subjected itself to the spirit of history.
My kingdom is not of this world. This is the final word which admits of no gloss and on which each must check the course wherein birth and nature have set him. A being that makes use of a waking-consciousness, or a waking-consciousness which subjects being to itself; pulsation or tension, blood or intellect, history or nature, politics or religion--here it is one or the other, there is no honest way of compromise. A statesman can be deeply religious, a pious man can die for his country--but they must, both, know on which side they are really standing. The born politician despises the inward thought-processes of the ideologue and ethical philosopher in a world of fact--and rightly. For the believer, all ambition and succession of the historical world are sinful and without lasting value--he, too, is right. A ruler who wishes to improve religion in the direction of political, practical purposes is a fool. A sociologist-preacher who tries to bring truth, righteousness, peace, and forgiveness into the world of actuality is a fool also. No faith yet has altered the world, and no fact can ever rebut a faith. There is no bridge between directional Time and timeless Eternity, between the course of history and the existence of a divine world-order, in the structure of which the word “providence” or “dispensation” denotes the form of causality. This is the final meaning of the moment in which Jesus and Pilate confronted one another. In the one world, the historical, the Roman caused the Galilean to be crucified--that was his Destiny. In the other world, Rome was cast for perdition and the Cross became the pledge of Redemption--that was the “will of God.”[360]
Religion is metaphysic and nothing else--“Credo quia absurdum”--and this metaphysic is not the metaphysic of knowledge, argument, proof (which is mere philosophy or learnedness), but lived and experienced metaphysic--that is, the unthinkable as a certainty, the supernatural as a fact, life as existence in a world that is non-actual, but true. Jesus never lived one moment in any other world but this. He was no moralizer, and to see in moralizing the final aim of religion is to be ignorant of what religion is. Moralizing is nineteenth-century Enlightenment, humane Philistinism. To ascribe social purposes to Jesus is a blasphemy. His occasional utterances of a social kind, so far as they are authentic and not merely attributed sayings, tend merely to edification. They contain nothing whatever of new doctrine, and they include proverbs of the sort then in general currency. His teaching was the proclamation, nothing but the proclamation, of those Last Things with whose images he was constantly filled, the dawn of the New Age, the advent of heavenly envoys, the last judgment, a new heaven and a new earth.[361] Any other conception of religion was never in Jesus, nor in any truly deep-feeling period of history. Religion is, first and last, metaphysic, other-worldliness (Jenseitigkeit), awareness in a world of which the evidence of the senses merely lights the foreground. It is life in and with the supersensible. And where the capacity for this awareness, or even the capacity for believing in its existence, is wanting, real religion is at an end. “My kingdom is not of this world,” and only he who can look into the depths that this flash illumines can comprehend the voices that come out of them. It is the Late, city periods that, no longer capable of seeing into depths, have turned the remnants of religiousness upon the external world and replaced religion by humanities, and metaphysic by moralization and social ethics.
In Jesus we have the direct opposite. “Give unto Cæsar the things that are Cæsar’s” means: “Fit yourselves to the powers of the fact-world, be patient, suffer, and ask it not whether they are ‘just.’” What alone matters is the salvation of the soul. “Consider the lilies” means: “Give no heed to riches and poverty, for both fetter the soul to cares of this world.” “Man cannot serve both God and Mammon”--by Mammon is meant the whole of actuality. It is shallow, and it is cowardly, to argue away the grand significance of this demand. Between working for the increase of one’s own riches, and working for the social ease of everyone, he would have felt no difference whatever. When wealth affrighted him, when the primitive community in Jerusalem--which was a strict Order and not a socialist club--rejected ownership, it was the most direct opposite of “social” sentiment that moved them. Their conviction was, not that the visible state of things was all, but that it was nothing: that it rested not on appreciation of comfort in this world, but on unreserved contempt of it. Something, it is true, must always exist to be set against and to nullify worldly fortune, and so we come back to the contrast of Tolstoi and Dostoyevski. Tolstoi, the townsman and Westerner, saw in Jesus only a social reformer, and in his metaphysical impotence--like the whole civilized West, which can only think about distributing, never renouncing--elevated primitive Christianity to the rank of a social revolution. Dostoyevski, who was poor, but in certain hours almost a saint, never thought about social ameliorations--of what profit would it have been to a man’s soul to abolish property?
VII
Amongst Jesus’s friends and disciples, stunned as they were by the appalling outcome of the journey to Jerusalem, there spread after a few days the news of his resurrection and reappearance. The impression of this news on such souls and in such a time can never be more than partially echoed in the sensibilities of a Late mankind. It meant the actual fulfilment of all the Apocalyptic of that Magian Springtime--the end of the present æon marked by the ascension of the redeemed Redeemer, the second Adam, the Saoshyant, Enosh, Barnasha, or whatever other name man attached to “Him,” into the light-realm of the Father. And therewith the foretold future, the new world-æon, “the Kingdom of Heaven,” became immediately present. They felt themselves at the decisive point in the history of redemption.
This certainty completely transformed the world-outlook of the little circles. “His” teachings, as they had flowed from his mild and noble nature--his inner feeling of the relation between God and man and of the high meaning of the times, and were exhaustively comprised in and defined by the word “love”--fell into the background, and their place was taken by the teaching of Him. As the Arisen he became for his disciples a new figure, in and of the Apocalyptic, and (what was more) its most important and final figure. But therewith their image of the future took form as an image of memory. Now, this was something of quite decisive importance, unheard-of in the world of Magian thought--the transference of an actuality, lived and experienced, on to the plane of the high story itself. The Jews (amongst them the young Paul) and the Mandæans (amongst them the disciples of John the Baptist) fought against it with passion and made of Jesus a “False Messiah” such as had been spoken of in the earliest Persian texts.[362] For them “He” was still to come from afar; for the little community “He” had already been--had they not seen him and lived with him? We have to enter into this conception unreservedly if we are to appreciate the enormous superiority it had in those times. Instead of an uncertain glimpse into the distance,[363] a compelling present; instead of fearful waiting for a liberating certainty, instead of a saga, a lived and shared human destiny--truly they were “glad tidings” that were proclaimed.
But to whom? Even in the first days the question arose which decided the whole Destiny of the new revelation. Jesus and his friends were Jews by birth, but they did not belong to the land of Judea. Here in Jerusalem men looked for the Messiah of their old sacred books, a Messiah who was to appear for the “Jewish people,” in the old tribal sense, and only for them. But all the rest of the Aramæan world waited upon the Saviour of the world, the Redeemer and Son of Man, the figure of all apocalyptic literature, whether written out in Jewish, Persian, Chaldean, or Mandæan terms.[364] In the one view the death and resurrection of Jesus were merely local events; in the other they betokened a world-change. For, while everywhere else the Jews were a Magian nation without home or unity of birth, Jerusalem held firmly to the tribal idea. The conflict was not one between “preaching to the Jews” and “preaching to the Gentiles”--it went far deeper. The word “mission” had essentially here a twofold meaning. In the Judaic view there was essentially no need for recruiting--quite the reverse, as it was a contradiction to the Messiah-idea. The words “tribe” and “mission” are reciprocally exclusive. The members of the Chosen People, and in particular the priesthood, had merely to convince themselves that their longing was now fulfilled. But to the Magian nation, based on consensus or community of feeling, what the Resurrection conveyed was a full and definitive truth, and consensus in the matter of this truth gave the principle of the true nation, which must necessarily expand till it had taken in all older and conceptually incomplete principles. “A Shepherd and his sheep” was the formula of the new world-nation. The nation of the Redeemer was identical with mankind. When, therefore, we survey the early history of this Culture, we see that the controversy in the Apostles’ Council[365] had been already decided, five hundred years before, by facts. Post-exilic Jewry (with the sole exception of self-contained Judea) had, like the Persians, Chaldeans, and others, recruited widely amongst the heathen, from Turkestan to inner Africa, regardless of home and origin. As to this there is now no controversy. It never at any time entered the heads of this community to be anything but what it really was. It was itself already the result of a national existence in dispersion. In utter contrast to the old-Jewish texts--which were a carefully preserved treasure, and of which the right interpretation, the Halakha, was reserved by the Rabbis to themselves--the apocalyptic literature was written so that it could reach all the souls to be wakened, and interpreted so that it might strike home in everyone.
It is easy to see which of these conceptions was that of Jesus’s oldest friends, for they established themselves as a community of the Last Days in Jerusalem and frequented the Temple. For these simple folk--amongst them his brothers, who erstwhile had openly rejected him, and his mother, who now believed in her executed Son[366]--the power of the Judaic tradition was even stronger than the spirit of Apocalypse. In their object of convincing the Jews they failed (although at first even Pharisees came over to them) and so they remained as one of the numerous sects within Judaism, and their product, the “Confession of Peter,” may fairly be characterized as an express assertion that they themselves were the true Jewry and the Synedrion the false.[367]
The final destiny of this circle[368] was to fall into oblivion when, as very soon happened, the whole world of Magian thought and feeling responded to the new apocalyptic teaching. Amongst the later disciples of Jesus were many who were definitely and purely Magian, and wholly free from the Pharisaic spirit. Long before Paul, they had tacitly settled the mission question. Not to preach, for them, was not to live at all, and presently they had assembled, everywhere from the Tigris to the Tiber, small circles in which the figure of Jesus, in every conceivable presentation, merged with the mass of prior visions.[369] Out of this, a new discord arose, as between mission to the heathen and mission to the Jews, and this was far more important than the conflict between Judea and the world on issues already decided. Jesus had lived in Galilee. Was his teaching to look west or east? Was it to be a Jesus-cult or an Order of the Saviour? Was it to seek intimacy with the Persian or with the Syncretic Church, both of which were in process of formation?
This was the question decided by Paul--the first great personality in the new movement, and the first who had the sense not only of truths, but of facts. As a young rabbi from the West, and a pupil of one of the most famous of the Tannaim, he had persecuted the Christians qua Jewish sectaries. Then, after an awakening of the sort that often happened in those days, he turned to the numerous small cult-communities of the West and forged out of them a Church of his own modelling: so that thenceforward, the Pagan and the Christian cult-Churches evolved in parallel, and with constant reciprocal action, up to Iamblichus and Athanasius (about A.D. 330). In the presence of this great ideal, Paul had for the Jesus-communities of Jerusalem a scarcely veiled contempt. There is nothing in the New Testament more express and exact than the beginning of the Epistle to the Galatians; his activity is a self-assumed task; he has taught how it pleased him and he has built how it pleased him. Finally, after fourteen years, he goes to Jerusalem in order, by force of his superior mentality, his success, and his effective independence of the old comrades of Jesus, to compel them there to agree that his, Paul’s, creation contained the true doctrine. Peter and his people, alien to actualities, failed to seize and appreciate the far-reaching significance of the discussion. And from that moment the primitive community was superfluous.
Paul was a rabbi in intellect and an apocalyptic in feeling. He recognized Judaism, but as a preliminary development. And thus there came to be two Magian religions with the same Scriptures (namely, the Old Testament), but a double Halakha, the one setting towards the Talmud--developed by the Tannaim at Jerusalem from 300 B.C. onwards--and the other, founded by Paul and completed by the Fathers, in the direction of the Gospel. But, further, Paul drew together the whole fullness of Apocalypse and salvation-yearning then circulating in these fields[370] into a salvation-certainty, the certainty immediately revealed to him and to him alone near Damascus. “Jesus is the Redeemer and Paul is his Prophet”--this is the whole content of his message. The analogy with Mohammed could scarcely be closer. They differed neither in the nature of the awakening, nor in prophetic self-assuredness, nor in the consequent assertion of sole authority and unconditional truth for their respective expositions.
With Paul, urban man and his “intelligence” come on the scene. The others, though they might know Jerusalem or Antioch, never grasped the essence of these cities. They lived soil-bound, rural, wholly soul and feeling. But now there appeared a spirit that had grown up in the great cities of Classical cast, that could only live in cities, that neither understood nor respected the peasant’s countryside. An understanding was possible with Philo, but with Peter never. Paul was the first by whom the Resurrection-experience was seen as a problem; the ecstatic awe of the young countryman changed in his brain into a conflict of spiritual principles. For what a contrast!--the struggle of Gethsemane, and the hour of Damascus: Child and Man, soul-anguish and intellectual decision, self-devotion to death and resolve to change sides! Paul had begun by seeing in the new Jewish sect a danger to the Pharisaism of Jerusalem; now, suddenly, he comprehended that the Nazarenes “were right”--a phrase that is inconceivable on the lips of Jesus--and took up their cause against Judaism, thereby setting up as an intellectual quantity that which had previously consisted in the knowledge of an experience. An intellectual quantity--but in making his cause into this he unwittingly drove it close to the other intellectual powers, the cities of the West. In the ambiance of pure Apocalyptic there is no “intellect.” For the old comrades it was simply not possible to understand him in the least--and mournfully and doubtfully they must have looked at him while he was addressing them. Their living image of Jesus (whom Paul had never seen) paled in this bright, hard light of concepts and propositions. Thenceforward the holy memory faded into a Scholastic system. But Paul had a perfectly exact feeling for the true home of his ideas. His missionary journeys were all directed westward, and the East he ignored. He never left the domain of the Classical city. Why did he go to Rome, to Corinth, and not to Edessa or Ctesiphon? And why was it that he worked only in the cities, and never from village to village?
That things developed thus was due to Paul alone. In the face of his practical energy the feelings of all the rest counted for nothing, and so the young Church took the urban and Western tendency decisively, so decisively that later it could describe the remaining heathen as “pagani,” country-folk. Thus arose an immense danger that only youth and vernal force enabled the growing Church to repel; the fellah-world of the Classical cities grasped at it with both hands, and the marks of that grasp are visible to-day. But--how remote already from the essence of Jesus, whose entire life had been bound to country and the country-folk! The Pseudomorphosis in which he was born he had simply not noticed; his soul contained not the smallest trace of its influence--and now, a generation after him, probably within the lifetime of his mother, that which had grown up out of his death had already become a centre of formative purpose for that Pseudomorphosis. The Classical City was soon the only theatre of ritual and dogmatic evolution. Eastward the community extended only furtively and unobtrusively.[371] About A.D. 100 there were already Christians beyond the Tigris, but as far as the development of the Church was concerned they and their beliefs might almost have been non-existent.
It was a second creation, then, that came out of Paul’s immediate entourage, and it was this creation that, essentially, defined the form of the new Church. The personality and the story of Jesus cried aloud to be put into poetic form, and yet it is due to one man alone, Mark, that Gospels came into existence at all.[372] What Paul and Mark had before them was a firm tradition in the community, the “Gospel,” a continued and propagated hearsay, supported by formless and insignificant notes in Aramaic and Greek, but in no way set out. In any case, of course, serious documents would have come into existence some time or another, but their natural form as products of the spirit of those who had lived with Jesus (and of the spirit of the East generally) would have been a canonical collection of his sayings, amplified, conclusively defined, and provided with an exegesis by the Councils and pivoting upon the Second Advent. But any tentatives in this direction were completely broken off by the Gospel of Mark, which was written down about A.D. 65, at the same time as the last Pauline Epistles, and, like them, in Greek. The writer had no suspicion, perhaps, of the significance of his little work, but it made him one of the supremely important personalities not only of Christianity, but of the Arabian Culture generally. All older attempts vanished, leaving writings in Gospel-form as the sole sources concerning Jesus. (So much so that “Evangelium,” from signifying the content of glad tidings, came to mean the form itself.) The work was the outcome of the wishes of Pauline, literate, circles that had never heard any one of Jesus’s companions discourse about him. It is an apocalyptic life-picture from a distance; lived experience is replaced by narrative, and narrative so plain and straightforward that the apocalyptic tendency passes quite unperceived.[373] And yet Apocalyptic is its condition precedent. It is not the words of Jesus, but the doctrine of Jesus in the Pauline form, that constitutes the substance of Mark. The first Christian book emanates from the Pauline creation. But very soon the latter itself becomes unthinkable without the book and its successors.
For presently there arose something which Paul, the born schoolman, had never intended, but which nevertheless had been made inevitable by the tendency of his work--the cult-church of Christian nationality. While the Syncretic creed-community, in proportion as it attained to consciousness of itself, drew the innumerable old city-cults and the new Magian together and by means of a supreme cult endowed the structure with henotheistic form, the Jesus-cult of the oldest Western communities was so long dissected and enriched that it also came to consist of just such another mass of cults.[374] Around the birth of Jesus, of which the Disciples knew nothing, grew up a story of his childhood. In the Mark Gospel it has not yet come into existence. Already in the old Persian apocalyptic, indeed, the Saoshyant as Saviour of the Last Day was said to be born of a virgin. But the new western myth was of quite other significance and had incalculable consequences. For within the Pseudomorphosis-region there arose presently beside Jesus a figure to which he was Son, which transcended his figure--that of the Mother of God. She, like her Son, was a simple human destiny of such arresting and attractive force that she towered above all the hundred and one Virgins and Mothers of Syncretism--Isis, Tanit, Cybele, Demeter--and all the mysteries of birth and pain, and finally drew them into herself. For Irenæus she is the Eve of a new mankind. Origen champions her continued virginity. By giving birth to Redeemer-God it is she really who has redeemed the world. Mary the “Theotokos” (she who bare God) was the great stumbling-block for the Christians outside the Classical frontier, and it was the doctrinal developments of this idea that led Monophysites and Nestorians to break away and re-establish the pure Jesus-religion.[375] But the Faustian Culture, again, when it awoke and needed a symbol whereby to express its primary feeling for Infinity in time and to manifest its sense of the succession of generations, set up the “Mater Dolorosa” and not the suffering Redeemer as the pivot of the German-Catholic Christianity of the Gothic age; and for whole centuries of bright fruitful inwardness this woman-figure was the very synthesis of Faustian world-feeling and the object of all art, poetry, and piety. Even to-day in the ritual and the prayers of the Roman Catholic Church, and above all in the thoughts of its people, Jesus takes second place after the Madonna.[376]
Along with the Mary-cult there arose the innumerable cults of the saints, which certainly exceeded in number those of the antique place-gods; when the Pagan Church finally expired, the Christian had been able to absorb the whole store of local cults in the form of the veneration of saints.
Paul and Mark were decisive in yet another matter of inestimably wide import. It was a result of Paul’s mission that, contrary to all the initial probabilities, Greek became the language of the Church and--following the lead of the first Gospel--of a sacred Greek literature. Let the reader consider what this meant, in one way and another. The Jesus Church was artificially separated from its spiritual origins and attached to an alien and scholarly element. Touch with the folk-spirit of the Aramæan motherland was lost. Thenceforward both the cult-Churches possessed the same language, the same conceptual traditions, the same book-literature from the same schools. The far less sophisticated Aramaic literatures of the East--the truly Magian, written and thought in the language of Jesus and his companions--were cut off from cooperating in the life of the Church. They could not be read, they dropped out of sight, and finally they were forgotten altogether. After all, notwithstanding that the Persian Scriptures were set down in Avestan and the Jewish in Hebrew, the language of their authors and exegetes; the language of the whole Apocalyptic from which the teachings of Jesus, and secondarily the teachings about Jesus, sprang; the language, lastly, of the scholars of all the Mesopotamian universities--was Aramaic. All this vanished from the field of view, to be replaced by Plato and Aristotle, both of whom were taken up, worked upon in common, and misunderstood in common by the Schoolmen of the two cult-Churches.
A final step in this direction was attempted by a man who was the equal of Paul in organizing talent and greatly his superior in intellectual creativeness, but who was inferior to him in the feeling for possibilities and actualities, and consequently failed to achieve his grandly conceived schemes--Marcion.[377] He saw in Paul’s creation and its consequences only the basis on which to found the true religion of salvation. He was sensible of the absurdity of two religions that were unreservedly at war with one another possessing the same Holy Writ--namely, the Jewish canon. To us to-day it seems almost inconceivable that this should have been, but in fact it was so, for a century--but we have to remember what a sacred text meant in every kind of Magian religiousness. In these texts Marcion saw the real “conspiracy against the truth” and the most urgent danger for the doctrines intended by Jesus and, in his view, not yet actualized. Paul the prophet had declared the Old Testament as fulfilled and concluded--Marcion the founder pronounced it defeated and cancelled. He strove to cut out everything Jewish, down to the last detail. From end to end he was fighting nothing but Judaism. Like every true founder, like every religiously creative period, like Zarathustra, the prophets of Israel, like the Homeric Greeks, and like the Germans converted to Christianity, he transformed the old gods into defeated powers.[378] Jehovah as the Creator-God, the Demiurge, is the “Just” and therefore the Evil: Jesus as the incarnation of the Saviour-God in this evil creation is the “alien”--that is, the good Principle.[379] The foundation of Magian, and in particular Persian, feeling is perfectly unmistakable here. Marcion came from Sinope, the old capital of that Mithradatic Empire whose religion is indicated in the very name of its kings. Here of old, too, the Mithras cult had originated.
But to the new doctrine properly belonged new Scriptures. The “Law and Prophets” which had hitherto been canonical for the whole of Christendom was the Bible of the Jewish God, and in fact it had just been given final shape as such by the Synedrion at Jabna. Thus, it was a Devil’s book that the Christian had in his hands, and Marcion, therefore, now set up against it the Bible of the Redeemer-God--likewise an assemblage and ordering of writings that had hitherto been current in the community[380] as simple edification-books without canonical claims. In place of the Torah he puts the--one and true--Gospel, which he builds up uniformly out of various separate, and, in his view, corrupted and falsified, Gospels. In place of the Israelite prophets he sets up the Epistles of the one prophet of Jesus, who was Paul.
Thus Marcion became the real creator of the New Testament. But for that reason it is impossible to ignore the mysterious personage, closely related to him, who not long before had written the Gospel “according to John.” The intention of this writer was neither to amplify nor to supersede the Gospels proper; what he did--and, unlike Mark, consciously did--was to create something quite new, the first sacred book of Christianity, the Koran of the new religion.[381] The book proves that this religion was already conceived of as something complete and enduring. The idea of the immediately impending end of the world, with which Jesus was filled through and through and which even Paul and Mark in a measure shared, lies far behind “John” and Marcion. Apocalyptic is at an end, and Mysticism is beginning. Their content is not the teaching of Jesus, nor even the Pauline teaching about Jesus, but the enigma of the universe, the World-Cavern. There is here no question of a Gospel; not the figure of the Redeemer, but the principle of the Logos, is the meaning and the means of happening. The childhood story is rejected again; a god is not “born,” he is “there,” and wanders in human form over the earth. And this god is a Trinity--God, the Spirit of God, the Word of God. This sacred book of earliest Christianity contains, for the first time, the Magian problem of “Substance,” which dominated the following centuries to the exclusion of everything else and finally led to the religion’s splitting up into three churches. And--what is significant in more respects than one--the solution of that problem to which “John” stands closest is that which the Nestorian East stood for as the true one. It is, in virtue of the Logos idea (Greek though the word happens to be) the “easternmost” of the Gospels, and presents Jesus, emphatically not as the bringer of the final and total revelation, but as the second envoy, who is to be followed by a third (the Comforter, Paraclete, of John xiv, 16, 26; xv, 26). This is the astounding doctrine that Jesus himself proclaims, and the decisive note of this enigmatic book. Here is unveiled, quite suddenly, the faith of the Magian East. If the Logos does not go, the Paraclete[382] cannot come (John xvi, 7), but between them lies the last Æon, the rule of Ahriman (xiv, 30). The Church of the Pseudomorphosis, ruled by Pauline intellect, fought long against the John Gospel and gave it recognition only when the offensive, darkly hinted doctrine had been covered over by a Pauline interpretation. The real state of affairs is disclosed in the Montanist movement (Asia Minor, 160) which harked back to oral tradition and proclaimed in Montanus the manifested Paraclete and the end of the world. Its popularity was immense. Tertullian went over to it at Carthage in 207. About 245 Mani,[383] who was intimately in touch with the currents of Eastern Christianity,[384] cast out the Pauline, human Jesus as a demon and confessed the Johannine Logos as the true Jesus, but announced himself as the Paraclete of the fourth Gospel. In Carthage, Augustine became a Manichæan, and it is a highly suggestive fact that both movements finally fused with Marcionism.
To return to Marcion himself, it was he who carried through the idea of “John” and created a Christian Bible. And then, verging on old age, when the communities of the extreme west recoiled from him in horror,[385] he set out to build the masterly structure of his own Redeemer-Church.[386] From 156 to 190 this was a power, and it was only in the following century that the older Church succeeded in degrading the Marcionites to the rank of heretics. Even so, in the broad East and as far out as Turkestan, it was still important at a much later date, and it ended, in a way deeply significant of its essential feeling, by fusing with the Manichæans.[387]
Nevertheless, though in the fullness of his conscious superiority he had underestimated the vis inertiæ of existing conditions, his grand effort was not in vain. He was, like Paul before him and Athanasius after him, the deliverer of Christianity at a moment when it threatened to break up, and the grandeur of his idea is in no wise diminished by the fact that union came about in opposition to, instead of through, him. The early Catholic Church--that is, the Church of the Pseudomorphosis--arose in its greatness only about 190, and then it was in self-defence against the Church of Marcion and with the aid of an organization taken from that Church. Further, it replaced Marcion’s Bible by another of similar structure--Gospels and apostolic Epistles--which it then proceeded to combine with the Law and the Prophets in one unit. And finally, this act of linking the two Testaments having in itself settled the Church’s attitude towards Judaism, it proceeded to combat Marcion’s third creation, his Redeemer-doctrine, by making a start with a theology of its own on the basis of his enunciation of the problem.
This development, however, took place on Classical soil, and, therefore, even the Church that arose in opposition to Marcion and his anti-Judaism was looked upon by Talmudic Jewry (whose centre of gravity lay entirely in Mesopotamia and its universities) as a mere piece of Hellenistic paganism. The destruction of Jerusalem was a conclusive event that in the world of fact no spiritual power could nullify. Such is the intimacy of inward relationship between waking-consciousness, religion, and speech that the complete severance after 70 of the Greek Pseudomorphosis and the Aramaic (that is, the truly Arabian) region was bound to result in the formation of two distinct domains of Magian religious development. On the Western margin of the young Culture the Pagan cult-Church, the Jesus-Church (removed thither by Paul), and the Greek-speaking Judaism of the Philo stamp were in point of language and literature so interlocked that the last-named fell into Christianity even in the first century, and Christianity and Hellenism combined to form a common early philosophy. In the Aramaic-speaking world from the Orontes to the Tigris, on the other hand, Judaism and Persism interacted constantly and intimately, each creating in this period its own strict theology and scholastic in the Talmud and the Avesta; and from the fourth century both these theologies exercised the most potent influence upon the Aramaic-speaking Christendom that resisted the Pseudomorphosis, so that finally it broke away in the form of the Nestorian Church.
Here in the East the difference, inherent in every human waking-consciousness, between sense-understanding and word-understanding--and, therefore between eye and letter--led up to purely Arabian methods of mysticism and scholasticism. The apocalyptic certainty, “Gnosis” in the first-century sense, that Jesus intended to confer,[388] the divining contemplation and emotion, is that of the Israelite prophets, the Gathas, Sufism, and we have it recognizable still in Spinoza, in the Polish Messiah Baal Shem[389] and in Mirza Ali Mohammed, the enthusiast-founder of Bahaism, who was executed in Teheran in 1850. The other way, “Paradosis,” is the characteristically Talmudic method of word-exegesis, of which Paul was a master;[390] it pervades all later Avestan works, the Nestorian dialectic,[391] the entire theology of Islam alike.
On the other side, the Pseudomorphosis is single and whole both in its Magian believing acceptance (Pistis) and its metaphysical introversion (Gnosis).[392] The Magian belief in its Westerly shape was formulated for the Christians by Irenæus and, above all, by Tertullian, whose famous aphorism “Credo quia absurdum” is the very summation of this certainty in belief. The Pagan counterpart is Plotinus in his Enneads and even more so Porphyry in his treatise On the Return of the Soul to God.[393] But for the great schoolmen of the Pagan Church too, there were Father (Nus), Son, and the middle Being, just as already for Philo the Logos had been first-born Son and second God. Doctrines concerning ecstasy, angels and demons, and the dual substance of soul were freely current amongst them, and we see in Plotinus and Origen, both pupils of the same master, that the scholasticism of the Pseudomorphosis consisted in the development of Magian concepts and thoughts, by systematic transvaluation of the texts of Plato and Aristotle.
The characteristic central idea of the whole thought of the Pseudomorphosis is the Logos,[394] in use and development its faithful image. There is no possibility here of any “Greek,” in the sense of Classical, influence; there was not a man alive in those days whose spiritual disposition could have accommodated the smallest trace of the Logos of Heraclitus and the Stoa. But, equally, the theologies that lived side by side in Alexandria were never able to develop in full purity the Logos-notion as they meant it, whereas both in Persian and Chaldean imaginings--as Spirit or Word of God--and in Jewish doctrine--as Ruach and Memra--it played a decisive part. What the Logos-teaching in the West did was to develop a Classical formula, by way of Philo and the John Gospel (the enduring effect of which on the West was its mark upon the schoolmen) not only into an element of Christian mysticism, but, eventually, into a dogma.[395] This was inevitable. This dogma which both the Western Churches held, corresponded, on the side of knowledge, to that which, on the side of faith, was represented both by the syncretic cults and the cults of Mary and the Saints. And against the whole thing, dogma and cult, the feeling of the East revolted from the 4th century on.
For the eye the history of these thoughts and feelings is repeated in the history of Magian architecture.[396] The basic form of the Pseudomorphosis is the Basilica, which was known to the Jews of the West and to the Hellenistic sects of the Chaldeans even before the time of Christ. As the Logos of the John Gospel is a Magian fundamental in Classical shape, so the Basilica is a Magian room whose inner walls correspond to the outer surfaces of the old Classical temple, the cult-building introverted. The architectural form of the pure East is the cupola building, the Mosque, which without doubt existed long before the oldest Christian Churches in the temples of the Persians and Chaldeans, the synagogues of Mesopotamia, and probably the temples of Saba as well. The attempts to reconcile East and West in the Church Councils of the Byzantine period were finally symbolized in the mixed form of the domed basilica. For this item of the history of ecclesiastical architecture is really another expression of the great change that set in with Athanasius and Constantine, the last great champions of Christianity. The one created the firm western dogma and also Monasticism, into whose hands dogma gradually passed from those of the ageing schools. The other founded the State of Christian nationality, to which likewise the name of “Greek” passed in the end. And of this transition the domed basilica is the symbol.