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II. On the Theory of War…

Part 2 of 8 · Carl von Clausewitz · Public domain text

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Source: Project Gutenberg e-text #1946, public domain in the United States · text not rewritten or summarized · How RedLectern is built

 

Contents (130)
  1. Opening about 4 min
  2. Introduction about 11 min
  3. PREFACE TO THE FIRST EDITION about 8 min
  4. NOTICE about 6 min
  5. THE INTRODUCTION OF THE AUTHOR about 9 min
  6. I. What is War? about 33 min
  7. II. Ends and Means in War about 26 min
  8. III. The Genius for War about 34 min
  9. IV. Of Danger in War about 3 min
  10. V. Of Bodily Exertion in War about 3 min
  11. VI. Information in War about 3 min
  12. VII. Friction in War about 5 min
  13. VIII. Concluding Remarks, Book I about 3 min
  14. I. Branches of the Art of War about 14 min
  15. II. On the Theory of War about 30 min
  16. III. Art or Science of War about 4 min
  17. IV. Methodicism about 10 min
  18. V. Criticism about 35 min
  19. VI. On Examples about 12 min
  20. I. Strategy about 14 min
  21. II. Elements of Strategy about 2 min
  22. III. Moral Forces about 3 min
  23. IV. The Chief Moral Powers about 2 min
  24. V. Military Virtue of an Army about 7 min
  25. VI. Boldness about 7 min
  26. VII. Perseverance about 2 min
  27. VIII. Superiority of Numbers about 9 min
  28. IX. The Surprise about 8 min
  29. X. Stratagem about 3 min
  30. XI. Assembly of Forces in Space about 1 min
  31. XII. Assembly of Forces in Time about 12 min
  32. XIII. Strategic Reserve about 5 min
  33. XIV. Economy of Forces about 1 min
  34. XV. Geometrical Element about 3 min
  35. XVI. On the Suspension of the Act in War about 8 min
  36. XVII. On the Character of Modern War about 2 min
  37. XVIII. Tension and Rest about 4 min
  38. I. Introductory about 1 min
  39. II. Character of a Modern Battle about 2 min
  40. III. The Combat in General about 7 min
  41. IV. The Combat in General (continuation) about 13 min
  42. V. On the Signification of the Combat about 4 min
  43. VI. Duration of Combat about 2 min
  44. VII. Decision of the Combat about 13 min
  45. VIII. Mutual Understanding as to a Battle about 5 min
  46. IX. The Battle(*) about 10 min
  47. X. Effects of Victory about 10 min
  48. XI. The Use of the Battle about 10 min
  49. XII. Strategic Means of Utilising Victory about 19 min
  50. XIII. Retreat After a Lost Battle about 4 min
  51. XIV. Night Fighting about 7 min
  52. I. General Scheme under 1 min
  53. II. Theatre of War, Army, Campaign about 3 min
  54. III. Relation of Power about 5 min
  55. IV. Relation of the Three Arms about 16 min
  56. V. Order of Battle of an Army about 11 min
  57. VI. General Disposition of an Army about 11 min
  58. VII. Advanced Guard and Out-Posts about 14 min
  59. VIII. Mode of Action of Advanced Corps about 8 min
  60. IX. Camps about 4 min
  61. X. Marches about 13 min
  62. XI. Marches (Continued) about 6 min
  63. XII. Marches (continued) about 5 min
  64. XIII. Cantonments about 11 min
  65. XIV. Subsistence about 29 min
  66. XV. Base of Operations about 8 min
  67. XVI. Lines of Communication about 7 min
  68. XVII. On Country and Ground about 8 min
  69. XVIII. Command of Ground about 7 min
  70. I. Offence and Defence about 7 min
  71. II. The Relations of the Offensive and Defensive to Each Other in Tactics about 6 min
  72. III. The Relations of the Offensive and Defensive to Each Other in Strategy about 8 min
  73. IV. Convergence of Attack and Divergence of Defence about 6 min
  74. V. Character of the Strategic Defensive about 4 min
  75. VI. Extent of the Means of Defence about 12 min
  76. VII. Mutual Action and Reaction of Attack and Defence about 3 min
  77. VIII. Methods of Resistance about 28 min
  78. IX. Defensive Battle about 8 min
  79. X. Fortresses about 18 min
  80. XI. Fortresses (Continued) about 9 min
  81. XII. Defensive Position about 10 min
  82. XIII. Strong Positions and Entrenched Camps about 12 min
  83. XIV. Flank Positions about 4 min
  84. XV. Defence of Mountains about 14 min
  85. XVI. Defence of Mountains (Continued) about 15 min
  86. XVII. Defence of Mountains (continued) about 10 min
  87. XVIII. Defence of Streams and Rivers about 30 min
  88. XIX. Defence of Streams and Rivers (continued) about 4 min
  89. XX. A. Defence of Swamps about 11 min
  90. XXI. Defence of Forests about 2 min
  91. XX. The Cordon about 7 min
  92. XXIII. Key to the Country about 8 min
  93. XXIV. Operating Against a Flank about 20 min
  94. XXV. Retreat into the Interior of the Country about 24 min
  95. XXVI. Arming the Nation about 13 min
  96. XXVII. Defence of a Theatre of War about 8 min
  97. XXVIII. Defence of a Theatre of War—(continued) about 27 min
  98. XXIX. Defence of a Theatre of War (continued) Successive Resistance about 5 min
  99. XXX. Defence of a Theatre of War (continued) When no Decision is Sought for about 48 min
  100. I. The Attack in Relation to the Defence about 2 min
  101. II. Nature of the Strategical Attack about 5 min
  102. III. Of the Objects of Strategical Attack about 1 min
  103. IV. Decreasing Force of the Attack about 1 min
  104. V. Culminating Point of the Attack about 1 min
  105. VI. Destruction of the Enemy’s Armies about 2 min
  106. VII. The Offensive Battle about 3 min
  107. VIII. Passage of Rivers about 5 min
  108. IX. Attack on Defensive Positions about 2 min
  109. X. Attack on an Entrenched Camp about 2 min
  110. XI. Attack on a Mountain about 5 min
  111. XII. Attack on Cordon Lines about 1 min
  112. XIII. Manœuvring about 4 min
  113. XIV. Attack on Morasses, Inundations, Woods about 3 min
  114. XV. Attack on a Theatre of War with the View to a Decision about 7 min
  115. XVI. Attack on a Theatre of War without the View to a Great Decision about 7 min
  116. XVII. Attack on Fortresses about 8 min
  117. XVIII. Attack on Convoys about 4 min
  118. XIX. Attack on the Enemy’s Army in its Cantonments about 10 min
  119. XX. Diversion about 5 min
  120. XXI. Invasion about 1 min
  121. XXII. On the Culminating Point of Victory(*) about 17 min
  122. I. Introduction about 4 min
  123. II. Absolute and Real War about 6 min
  124. III. A. Interdependence of the Parts in War about 29 min
  125. IV. Ends in War More Precisely Defined Overthrow of the Enemy about 14 min
  126. V. Ends in War More Precisely Defined (continued) Limited Object about 3 min
  127. VI. A. Influence of the Political Object on the Military Object about 18 min
  128. VII. Limited Object—Offensive War about 5 min
  129. VIII. Limited Object—Defence about 8 min
  130. IX. Plan of War when the Destruction of the Enemy is the Object about 51 min

Continue:

II. On the Theory of War

1. THE FIRST CONCEPTION OF THE “ART OF WAR” WAS MERELY THE PREPARATION OF THE ARMED FORCES.

Formerly by the term “Art of War,” or “Science of War,” nothing was understood but the totality of those branches of knowledge and those appliances of skill occupied with material things. The pattern and preparation and the mode of using arms, the construction of fortifications and entrenchments, the organism of an army and the mechanism of its movements, were the subject; these branches of knowledge and skill above referred to, and the end and aim of them all was the establishment of an armed force fit for use in War. All this concerned merely things belonging to the material world and a one-sided activity only, and it was in fact nothing but an activity advancing by gradations from the lower occupations to a finer kind of mechanical art. The relation of all this to War itself was very much the same as the relation of the art of the sword cutler to the art of using the sword. The employment in the moment of danger and in a state of constant reciprocal action of the particular energies of mind and spirit in the direction proposed to them was not yet even mooted.

2. TRUE WAR FIRST APPEARS IN THE ART OF SIEGES.

In the art of sieges we first perceive a certain degree of guidance of the combat, something of the action of the intellectual faculties upon the material forces placed under their control, but generally only so far that it very soon embodied itself again in new material forms, such as approaches, trenches, counter-approaches, batteries, &c., and every step which this action of the higher faculties took was marked by some such result; it was only the thread that was required on which to string these material inventions in order. As the intellect can hardly manifest itself in this kind of War, except in such things, so therefore nearly all that was necessary was done in that way.

3. THEN TACTICS TRIED TO FIND ITS WAY IN THE SAME DIRECTION.

Afterwards tactics attempted to give to the mechanism of its joints the character of a general disposition, built upon the peculiar properties of the instrument, which character leads indeed to the battle-field, but instead of leading to the free activity of mind, leads to an Army made like an automaton by its rigid formations and orders of battle, which, movable only by the word of command, is intended to unwind its activities like a piece of clockwork.

4. THE REAL CONDUCT OF WAR ONLY MADE ITS APPEARANCE INCIDENTALLY AND INCOGNITO.

The conduct of War properly so called, that is, a use of the prepared means adapted to the most special requirements, was not considered as any suitable subject for theory, but one which should be left to natural talents alone. By degrees, as War passed from the hand-to-hand encounters of the middle ages into a more regular and systematic form, stray reflections on this point also forced themselves into men’s minds, but they mostly appeared only incidentally in memoirs and narratives, and in a certain measure incognito.

5. REFLECTIONS ON MILITARY EVENTS BROUGHT ABOUT THE WANT OF A THEORY.

As contemplation on War continually increased, and its history every day assumed more of a critical character, the urgent want appeared of the support of fixed maxims and rules, in order that in the controversies naturally arising about military events the war of opinions might be brought to some one point. This whirl of opinions, which neither revolved on any central pivot nor according to any appreciable laws, could not but be very distasteful to people’s minds.

6. ENDEAVOURS TO ESTABLISH A POSITIVE THEORY.

There arose, therefore, an endeavour to establish maxims, rules, and even systems for the conduct of War. By this the attainment of a positive object was proposed, without taking into view the endless difficulties which the conduct of War presents in that respect. The conduct of War, as we have shown, has no definite limits in any direction, while every system has the circumscribing nature of a synthesis, from which results an irreconcileable opposition between such a theory and practice.

7. LIMITATION TO MATERIAL OBJECTS.

Writers on theory felt the difficulty of the subject soon enough, and thought themselves entitled to get rid of it by directing their maxims and systems only upon material things and a one-sided activity. Their aim was to reach results, as in the science for the preparation for War, entirely certain and positive, and therefore only to take into consideration that which could be made matter of calculation.

8. SUPERIORITY OF NUMBERS.

The superiority in numbers being a material condition, it was chosen from amongst all the factors required to produce victory, because it could be brought under mathematical laws through combinations of time and space. It was thought possible to leave out of sight all other circumstances, by supposing them to be equal on each side, and therefore to neutralise one another. This would have been very well if it had been done to gain a preliminary knowledge of this one factor, according to its relations, but to make it a rule for ever to consider superiority of numbers as the sole law; to see the whole secret of the Art of War in the formula, in a certain time, at a certain point, to bring up superior masses—was a restriction overruled by the force of realities.

9. VICTUALLING OF TROOPS.

By one theoretical school an attempt was made to systematise another material element also, by making the subsistence of troops, according to a previously established organism of the Army, the supreme legislator in the higher conduct of War. In this way certainly they arrived at definite figures, but at figures which rested on a number of arbitrary calculations, and which therefore could not stand the test of practical application.

10. BASE.

An ingenious author tried to concentrate in a single conception, that of a BASE, a whole host of objects amongst which sundry relations even with immaterial forces found their way in as well. The list comprised the subsistence of the troops, the keeping them complete in numbers and equipment, the security of communications with the home country, lastly, the security of retreat in case it became necessary; and, first of all, he proposed to substitute this conception of a base for all these things; then for the base itself to substitute its own length (extent); and, last of all, to substitute the angle formed by the army with this base: all this was done to obtain a pure geometrical result utterly useless. This last is, in fact, unavoidable, if we reflect that none of these substitutions could be made without violating truth and leaving out some of the things contained in the original conception. The idea of a base is a real necessity for strategy, and to have conceived it is meritorious; but to make such a use of it as we have depicted is completely inadmissible, and could not but lead to partial conclusions which have forced these theorists into a direction opposed to common sense, namely, to a belief in the decisive effect of the enveloping form of attack.

11. INTERIOR LINES.

As a reaction against this false direction, another geometrical principle, that of the so-called interior lines, was then elevated to the throne. Although this principle rests on a sound foundation, on the truth that the combat is the only effectual means in War, still it is, just on account of its purely geometrical nature, nothing but another case of one-sided theory which can never gain ascendency in the real world.

12. ALL THESE ATTEMPTS ARE OPEN TO OBJECTION.

All these attempts at theory are only to be considered in their analytical part as progress in the province of truth, but in their synthetical part, in their precepts and rules, they are quite unserviceable.

They strive after determinate quantities, whilst in War all is undetermined, and the calculation has always to be made with varying quantities.

They direct the attention only upon material forces, while the whole military action is penetrated throughout by intelligent forces and their effects.

They only pay regard to activity on one side, whilst War is a constant state of reciprocal action, the effects of which are mutual.

13. AS A RULE THEY EXCLUDE GENIUS.

All that was not attainable by such miserable philosophy, the offspring of partial views, lay outside the precincts of science—and was the field of genius, which RAISES ITSELF ABOVE RULES.

Pity the warrior who is contented to crawl about in this beggardom of rules, which are too bad for genius, over which it can set itself superior, over which it can perchance make merry! What genius does must be the best of all rules, and theory cannot do better than to show how and why it is so.

Pity the theory which sets itself in opposition to the mind! It cannot repair this contradiction by any humility, and the humbler it is so much the sooner will ridicule and contempt drive it out of real life.

14. THE DIFFICULTY OF THEORY AS SOON AS MORAL QUANTITIES COME INTO CONSIDERATION.

Every theory becomes infinitely more difficult from the moment that it touches on the province of moral quantities. Architecture and painting know quite well what they are about as long as they have only to do with matter; there is no dispute about mechanical or optical construction. But as soon as the moral activities begin their work, as soon as moral impressions and feelings are produced, the whole set of rules dissolves into vague ideas.

The science of medicine is chiefly engaged with bodily phenomena only; its business is with the animal organism, which, liable to perpetual change, is never exactly the same for two moments. This makes its practice very difficult, and places the judgment of the physician above his science; but how much more difficult is the case if a moral effect is added, and how much higher must we place the physician of the mind?

15. THE MORAL QUANTITIES MUST NOT BE EXCLUDED IN WAR.

But now the activity in War is never directed solely against matter; it is always at the same time directed against the intelligent force which gives life to this matter, and to separate the two from each other is impossible.

But the intelligent forces are only visible to the inner eye, and this is different in each person, and often different in the same person at different times.

As danger is the general element in which everything moves in War, it is also chiefly by courage, the feeling of one’s own power, that the judgment is differently influenced. It is to a certain extent the crystalline lens through which all appearances pass before reaching the understanding.

And yet we cannot doubt that these things acquire a certain objective value simply through experience.

Every one knows the moral effect of a surprise, of an attack in flank or rear. Every one thinks less of the enemy’s courage as soon as he turns his back, and ventures much more in pursuit than when pursued. Every one judges of the enemy’s General by his reputed talents, by his age and experience, and shapes his course accordingly. Every one casts a scrutinising glance at the spirit and feeling of his own and the enemy’s troops. All these and similar effects in the province of the moral nature of man have established themselves by experience, are perpetually recurring, and therefore warrant our reckoning them as real quantities of their kind. What could we do with any theory which should leave them out of consideration?

Certainly experience is an indispensable title for these truths. With psychological and philosophical sophistries no theory, no General, should meddle.

16. PRINCIPAL DIFFICULTY OF A THEORY FOR THE CONDUCT OF WAR.

In order to comprehend clearly the difficulty of the proposition which is contained in a theory for the conduct of War, and thence to deduce the necessary characteristics of such a theory, we must take a closer view of the chief particulars which make up the nature of activity in War.

17. FIRST SPECIALITY.—MORAL FORCES AND THEIR EFFECTS. (HOSTILE FEELING.)

The first of these specialities consists in the moral forces and effects.

The combat is, in its origin, the expression of hostile feeling, but in our great combats, which we call Wars, the hostile feeling frequently resolves itself into merely a hostile view, and there is usually no innate hostile feeling residing in individual against individual. Nevertheless, the combat never passes off without such feelings being brought into activity. National hatred, which is seldom wanting in our Wars, is a substitute for personal hostility in the breast of individual opposed to individual. But where this also is wanting, and at first no animosity of feeling subsists, a hostile feeling is kindled by the combat itself; for an act of violence which any one commits upon us by order of his superior, will excite in us a desire to retaliate and be revenged on him, sooner than on the superior power at whose command the act was done. This is human, or animal if we will; still it is so. We are very apt to regard the combat in theory as an abstract trial of strength, without any participation on the part of the feelings, and that is one of the thousand errors which theorists deliberately commit, because they do not see its consequences.

Besides that excitation of feelings naturally arising from the combat itself, there are others also which do not essentially belong to it, but which, on account of their relationship, easily unite with it—ambition, love of power, enthusiasm of every kind, &c. &c.

18. THE IMPRESSIONS OF DANGER. (COURAGE.)

Finally, the combat begets the element of danger, in which all the activities of War must live and move, like the bird in the air or the fish in the water. But the influences of danger all pass into the feelings, either directly—that is, instinctively—or through the medium of the understanding. The effect in the first case would be a desire to escape from the danger, and, if that cannot be done, fright and anxiety. If this effect does not take place, then it is courage, which is a counterpoise to that instinct. Courage is, however, by no means an act of the understanding, but likewise a feeling, like fear; the latter looks to the physical preservation, courage to the moral preservation. Courage, then, is a nobler instinct. But because it is so, it will not allow itself to be used as a lifeless instrument, which produces its effects exactly according to prescribed measure. Courage is therefore no mere counterpoise to danger in order to neutralise the latter in its effects, but a peculiar power in itself.

19. EXTENT OF THE INFLUENCE OF DANGER.

But to estimate exactly the influence of danger upon the principal actors in War, we must not limit its sphere to the physical danger of the moment. It dominates over the actor, not only by threatening him, but also by threatening all entrusted to him, not only at the moment in which it is actually present, but also through the imagination at all other moments, which have a connection with the present; lastly, not only directly by itself, but also indirectly by the responsibility which makes it bear with tenfold weight on the mind of the chief actor. Who could advise, or resolve upon a great battle, without feeling his mind more or less wrought up, or perplexed by, the danger and responsibility which such a great act of decision carries in itself? We may say that action in War, in so far as it is real action, not a mere condition, is never out of the sphere of danger.

20. OTHER POWERS OF FEELING.

If we look upon these affections which are excited by hostility and danger as peculiarly belonging to War, we do not, therefore, exclude from it all others accompanying man in his life’s journey. They will also find room here frequently enough. Certainly we may say that many a petty action of the passions is silenced in this serious business of life; but that holds good only in respect to those acting in a lower sphere, who, hurried on from one state of danger and exertion to another, lose sight of the rest of the things of life, become unused to deceit, because it is of no avail with death, and so attain to that soldierly simplicity of character which has always been the best representative of the military profession. In higher regions it is otherwise, for the higher a man’s rank, the more he must look around him; then arise interests on every side, and a manifold activity of the passions of good and bad. Envy and generosity, pride and humility, fierceness and tenderness, all may appear as active powers in this great drama.

21. PECULIARITY OF MIND.

The peculiar characteristics of mind in the chief actor have, as well as those of the feelings, a high importance. From an imaginative, flighty, inexperienced head, and from a calm, sagacious understanding, different things are to be expected.

22. FROM THE DIVERSITY IN MENTAL INDIVIDUALITIES ARISES THE DIVERSITY OF WAYS LEADING TO THE END.

It is this great diversity in mental individuality, the influence of which is to be supposed as chiefly felt in the higher ranks, because it increases as we progress upwards, which chiefly produces the diversity of ways leading to the end noticed by us in the first book, and which gives, to the play of probabilities and chance, such an unequal share in determining the course of events.

23. SECOND PECULIARITY.—LIVING REACTION.

The second peculiarity in War is the living reaction, and the reciprocal action resulting therefrom. We do not here speak of the difficulty of estimating that reaction, for that is included in the difficulty before mentioned, of treating the moral powers as quantities; but of this, that reciprocal action, by its nature, opposes anything like a regular plan. The effect which any measure produces upon the enemy is the most distinct of all the data which action affords; but every theory must keep to classes (or groups) of phenomena, and can never take up the really individual case in itself: that must everywhere be left to judgment and talent. It is therefore natural that in a business such as War, which in its plan—built upon general circumstances—is so often thwarted by unexpected and singular accidents, more must generally be left to talent; and less use can be made of a theoretical guide than in any other.

24. THIRD PECULIARITY.—UNCERTAINTY OF ALL DATA.

Lastly, the great uncertainty of all data in War is a peculiar difficulty, because all action must, to a certain extent, be planned in a mere twilight, which in addition not unfrequently—like the effect of a fog or moonshine—gives to things exaggerated dimensions and an unnatural appearance.

What this feeble light leaves indistinct to the sight talent must discover, or must be left to chance. It is therefore again talent, or the favour of fortune, on which reliance must be placed, for want of objective knowledge.

25. POSITIVE THEORY IS IMPOSSIBLE.

With materials of this kind we can only say to ourselves that it is a sheer impossibility to construct for the Art of War a theory which, like a scaffolding, shall ensure to the chief actor an external support on all sides. In all those cases in which he is thrown upon his talent he would find himself away from this scaffolding of theory and in opposition to it, and, however many-sided it might be framed, the same result would ensue of which we spoke when we said that talent and genius act beyond the law, and theory is in opposition to reality.

26. MEANS LEFT BY WHICH A THEORY IS POSSIBLE (THE DIFFICULTIES ARE NOT EVERYWHERE EQUALLY GREAT).

Two means present themselves of getting out of this difficulty. In the first place, what we have said of the nature of military action in general does not apply in the same manner to the action of every one, whatever may be his standing. In the lower ranks the spirit of self-sacrifice is called more into request, but the difficulties which the understanding and judgment meet with are infinitely less. The field of occurrences is more confined. Ends and means are fewer in number. Data more distinct; mostly also contained in the actually visible. But the higher we ascend the more the difficulties increase, until in the Commander-in-Chief they reach their climax, so that with him almost everything must be left to genius.

Further, according to a division of the subject in agreement with its nature, the difficulties are not everywhere the same, but diminish the more results manifest themselves in the material world, and increase the more they pass into the moral, and become motives which influence the will. Therefore it is easier to determine, by theoretical rules, the order and conduct of a battle, than the use to be made of the battle itself. Yonder physical weapons clash with each other, and although mind is not wanting therein, matter must have its rights. But in the effects to be produced by battles when the material results become motives, we have only to do with the moral nature. In a word, it is easier to make a theory for tactics than for strategy.

27. THEORY MUST BE OF THE NATURE OF OBSERVATIONS NOT OF DOCTRINE.

The second opening for the possibility of a theory lies in the point of view that it does not necessarily require to be a direction for action. As a general rule, whenever an activity is for the most part occupied with the same objects over and over again, with the same ends and means, although there may be trifling alterations and a corresponding number of varieties of combination, such things are capable of becoming a subject of study for the reasoning faculties. But such study is just the most essential part of every theory, and has a peculiar title to that name. It is an analytical investigation of the subject that leads to an exact knowledge; and if brought to bear on the results of experience, which in our case would be military history, to a thorough familiarity with it. The nearer theory attains the latter object, so much the more it passes over from the objective form of knowledge into the subjective one of skill in action; and so much the more, therefore, it will prove itself effective when circumstances allow of no other decision but that of personal talents; it will show its effects in that talent itself. If theory investigates the subjects which constitute War; if it separates more distinctly that which at first sight seems amalgamated; if it explains fully the properties of the means; if it shows their probable effects; if it makes evident the nature of objects; if it brings to bear all over the field of War the light of essentially critical investigation—then it has fulfilled the chief duties of its province. It becomes then a guide to him who wishes to make himself acquainted with War from books; it lights up the whole road for him, facilitates his progress, educates his judgment, and shields him from error.

If a man of expertness spends half his life in the endeavour to clear up an obscure subject thoroughly, he will probably know more about it than a person who seeks to master it in a short time. Theory is instituted that each person in succession may not have to go through the same labour of clearing the ground and toiling through his subject, but may find the thing in order, and light admitted on it. It should educate the mind of the future leader in War, or rather guide him in his self-instruction, but not accompany him to the field of battle; just as a sensible tutor forms and enlightens the opening mind of a youth without, therefore, keeping him in leading strings all through his life.

If maxims and rules result of themselves from the considerations which theory institutes, if the truth accretes itself into that form of crystal, then theory will not oppose this natural law of the mind; it will rather, if the arch ends in such a keystone, bring it prominently out; but so does this, only in order to satisfy the philosophical law of reason, in order to show distinctly the point to which the lines all converge, not in order to form out of it an algebraical formula for use upon the battle-field; for even these maxims and rules serve more to determine in the reflecting mind the leading outline of its habitual movements than as landmarks indicating to it the way in the act of execution.

28. BY THIS POINT OF VIEW THEORY BECOMES POSSIBLE, AND CEASES TO BE IN CONTRADICTION TO PRACTICE.

Taking this point of view, there is a possibility afforded of a satisfactory, that is, of a useful, theory of the conduct of War, never coming into opposition with the reality, and it will only depend on rational treatment to bring it so far into harmony with action that between theory and practice there shall no longer be that absurd difference which an unreasonable theory, in defiance of common sense, has often produced, but which, just as often, narrow-mindedness and ignorance have used as a pretext for giving way to their natural incapacity.

29. THEORY THEREFORE CONSIDERS THE NATURE OF ENDS AND MEANS—ENDS AND MEANS IN TACTICS.

Theory has therefore to consider the nature of the means and ends.

In tactics the means are the disciplined armed forces which are to carry on the contest. The object is victory. The precise definition of this conception can be better explained hereafter in the consideration of the combat. Here we content ourselves by denoting the retirement of the enemy from the field of battle as the sign of victory. By means of this victory strategy gains the object for which it appointed the combat, and which constitutes its special signification. This signification has certainly some influence on the nature of the victory. A victory which is intended to weaken the enemy’s armed forces is a different thing from one which is designed only to put us in possession of a position. The signification of a combat may therefore have a sensible influence on the preparation and conduct of it, consequently will be also a subject of consideration in tactics.

30. CIRCUMSTANCES WHICH ALWAYS ATTEND THE APPLICATION OF THE MEANS.

As there are certain circumstances which attend the combat throughout, and have more or less influence upon its result, therefore these must be taken into consideration in the application of the armed forces.

These circumstances are the locality of the combat (ground), the time of day, and the weather.

31. LOCALITY.

The locality, which we prefer leaving for solution, under the head of “Country and Ground,” might, strictly speaking, be without any influence at all if the combat took place on a completely level and uncultivated plain.

In a country of steppes such a case may occur, but in the cultivated countries of Europe it is almost an imaginary idea. Therefore a combat between civilised nations, in which country and ground have no influence, is hardly conceivable.

32. TIME OF DAY.

The time of day influences the combat by the difference between day and night; but the influence naturally extends further than merely to the limits of these divisions, as every combat has a certain duration, and great battles last for several hours. In the preparations for a great battle, it makes an essential difference whether it begins in the morning or the evening. At the same time, certainly many battles may be fought in which the question of the time of day is quite immaterial, and in the generality of cases its influence is only trifling.

33. WEATHER.

Still more rarely has the weather any decisive influence, and it is mostly only by fogs that it plays a part.

34. END AND MEANS IN STRATEGY.

Strategy has in the first instance only the victory, that is, the tactical result, as a means to its object, and ultimately those things which lead directly to peace. The application of its means to this object is at the same time attended by circumstances which have an influence thereon more or less.

35. CIRCUMSTANCES WHICH ATTEND THE APPLICATION OF THE MEANS OF STRATEGY.

These circumstances are country and ground, the former including the territory and inhabitants of the whole theatre of war; next the time of the day, and the time of the year as well; lastly, the weather, particularly any unusual state of the same, severe frost, &c.

36. THESE FORM NEW MEANS.

By bringing these things into combination with the results of a combat, strategy gives this result—and therefore the combat—a special signification, places before it a particular object. But when this object is not that which leads directly to peace, therefore a subordinate one, it is only to be looked upon as a means; and therefore in strategy we may look upon the results of combats or victories, in all their different significations, as means. The conquest of a position is such a result of a combat applied to ground. But not only are the different combats with special objects to be considered as means, but also every higher aim which we may have in view in the combination of battles directed on a common object is to be regarded as a means. A winter campaign is a combination of this kind applied to the season.

There remain, therefore, as objects, only those things which may be supposed as leading directly to peace, Theory investigates all these ends and means according to the nature of their effects and their mutual relations.

37. STRATEGY DEDUCES ONLY FROM EXPERIENCE THE ENDS AND MEANS TO BE EXAMINED.

The first question is, How does strategy arrive at a complete list of these things? If there is to be a philosophical inquiry leading to an absolute result, it would become entangled in all those difficulties which the logical necessity of the conduct of War and its theory exclude. It therefore turns to experience, and directs its attention on those combinations which military history can furnish. In this manner, no doubt, nothing more than a limited theory can be obtained, which only suits circumstances such as are presented in history. But this incompleteness is unavoidable, because in any case theory must either have deduced from, or have compared with, history what it advances with respect to things. Besides, this incompleteness in every case is more theoretical than real.

One great advantage of this method is that theory cannot lose itself in abstruse disquisitions, subtleties, and chimeras, but must always remain practical.

38. HOW FAR THE ANALYSIS OF THE MEANS SHOULD BE CARRIED.

Another question is, How far should theory go in its analysis of the means? Evidently only so far as the elements in a separate form present themselves for consideration in practice. The range and effect of different weapons is very important to tactics; their construction, although these effects result from it, is a matter of indifference; for the conduct of War is not making powder and cannon out of a given quantity of charcoal, sulphur, and saltpetre, of copper and tin: the given quantities for the conduct of War are arms in a finished state and their effects. Strategy makes use of maps without troubling itself about triangulations; it does not inquire how the country is subdivided into departments and provinces, and how the people are educated and governed, in order to attain the best military results; but it takes things as it finds them in the community of European States, and observes where very different conditions have a notable influence on War.

39. GREAT SIMPLIFICATION OF THE KNOWLEDGE REQUIRED.

That in this manner the number of subjects for theory is much simplified, and the knowledge requisite for the conduct of War much reduced, is easy to perceive. The very great mass of knowledge and appliances of skill which minister to the action of War in general, and which are necessary before an army fully equipped can take the field, unite in a few great results before they are able to reach, in actual War, the final goal of their activity; just as the streams of a country unite themselves in rivers before they fall into the sea. Only those activities emptying themselves directly into the sea of War have to be studied by him who is to conduct its operations.

40. THIS EXPLAINS THE RAPID GROWTH OF GREAT GENERALS, AND WHY A GENERAL IS NOT A MAN OF LEARNING.

This result of our considerations is in fact so necessary, any other would have made us distrustful of their accuracy. Only thus is explained how so often men have made their appearance with great success in War, and indeed in the higher ranks even in supreme Command, whose pursuits had been previously of a totally different nature; indeed how, as a rule, the most distinguished Generals have never risen from the very learned or really erudite class of officers, but have been mostly men who, from the circumstances of their position, could not have attained to any great amount of knowledge. On that account those who have considered it necessary or even beneficial to commence the education of a future General by instruction in all details have always been ridiculed as absurd pedants. It would be easy to show the injurious tendency of such a course, because the human mind is trained by the knowledge imparted to it and the direction given to its ideas. Only what is great can make it great; the little can only make it little, if the mind itself does not reject it as something repugnant.

41. FORMER CONTRADICTIONS.

Because this simplicity of knowledge requisite in War was not attended to, but that knowledge was always jumbled up with the whole impedimenta of subordinate sciences and arts, therefore the palpable opposition to the events of real life which resulted could not be solved otherwise than by ascribing it all to genius, which requires no theory and for which no theory could be prescribed.

42. ON THIS ACCOUNT ALL USE OF KNOWLEDGE WAS DENIED, AND EVERYTHING ASCRIBED TO NATURAL TALENTS.

People with whom common sense had the upper hand felt sensible of the immense distance remaining to be filled up between a genius of the highest order and a learned pedant; and they became in a manner free-thinkers, rejected all belief in theory, and affirmed the conduct of War to be a natural function of man, which he performs more or less well according as he has brought with him into the world more or less talent in that direction. It cannot be denied that these were nearer to the truth than those who placed a value on false knowledge: at the same time it may easily be seen that such a view is itself but an exaggeration. No activity of the human understanding is possible without a certain stock of ideas; but these are, for the greater part at least, not innate but acquired, and constitute his knowledge. The only question therefore is, of what kind should these ideas be; and we think we have answered it if we say that they should be directed on those things which man has directly to deal with in War.

43. THE KNOWLEDGE MUST BE MADE SUITABLE TO THE POSITION.

Inside this field itself of military activity, the knowledge required must be different according to the station of the Commander. It will be directed on smaller and more circumscribed objects if he holds an inferior, upon greater and more comprehensive ones if he holds a higher situation. There are Field Marshals who would not have shone at the head of a cavalry regiment, and vice versa.

44. THE KNOWLEDGE IN WAR IS VERY SIMPLE, BUT NOT, AT THE SAME TIME, VERY EASY.

But although the knowledge in War is simple, that is to say directed to so few subjects, and taking up those only in their final results, the art of execution is not, on that account, easy. Of the difficulties to which activity in War is subject generally, we have already spoken in the first book; we here omit those things which can only be overcome by courage, and maintain also that the activity of mind, is only simple, and easy in inferior stations, but increases in difficulty with increase of rank, and in the highest position, in that of Commander-in-Chief, is to be reckoned among the most difficult which there is for the human mind.

45. OF THE NATURE OF THIS KNOWLEDGE.

The Commander of an Army neither requires to be a learned explorer of history nor a publicist, but he must be well versed in the higher affairs of State; he must know, and be able to judge correctly of traditional tendencies, interests at stake, the immediate questions at issue, and the characters of leading persons; he need not be a close observer of men, a sharp dissector of human character, but he must know the character, the feelings, the habits, the peculiar faults and inclinations of those whom he is to command. He need not understand anything about the make of a carriage, or the harness of a battery horse, but he must know how to calculate exactly the march of a column, under different circumstances, according to the time it requires. These are matters the knowledge of which cannot be forced out by an apparatus of scientific formula and machinery: they are only to be gained by the exercise of an accurate judgment in the observation of things and of men, aided by a special talent for the apprehension of both.

The necessary knowledge for a high position in military action is therefore distinguished by this, that by observation, therefore by study and reflection, it is only to be attained through a special talent which as an intellectual instinct understands how to extract from the phenomena of life only the essence or spirit, as bees do the honey from the flowers; and that it is also to be gained by experience of life as well as by study and reflection. Life will never bring forth a Newton or an Euler by its rich teachings, but it may bring forth great calculators in War, such as Condé or Frederick.

It is therefore not necessary that, in order to vindicate the intellectual dignity of military activity, we should resort to untruth and silly pedantry. There never has been a great and distinguished Commander of contracted mind, but very numerous are the instances of men who, after serving with the greatest distinction in inferior positions, remained below mediocrity in the highest, from insufficiency of intellectual capacity. That even amongst those holding the post of Commander-in-Chief there may be a difference according to the degree of their plenitude of power is a matter of course.

46. SCIENCE MUST BECOME ART.

Now we have yet to consider one condition which is more necessary for the knowledge of the conduct of War than for any other, which is, that it must pass completely into the mind and almost completely cease to be something objective. In almost all other arts and occupations of life the active agent can make use of truths which he has only learnt once, and in the spirit and sense of which he no longer lives, and which he extracts from dusty books. Even truths which he has in hand and uses daily may continue something external to himself, If the architect takes up a pen to settle the strength of a pier by a complicated calculation, the truth found as a result is no emanation from his own mind. He had first to find the data with labour, and then to submit these to an operation of the mind, the rule for which he did not discover, the necessity of which he is perhaps at the moment only partly conscious of, but which he applies, for the most part, as if by mechanical dexterity. But it is never so in War. The moral reaction, the ever-changeful form of things, makes it necessary for the chief actor to carry in himself the whole mental apparatus of his knowledge, that anywhere and at every pulse-beat he may be capable of giving the requisite decision from himself. Knowledge must, by this complete assimilation with his own mind and life, be converted into real power. This is the reason why everything seems so easy with men distinguished in War, and why everything is ascribed to natural talent. We say natural talent, in order thereby to distinguish it from that which is formed and matured by observation and study.

We think that by these reflections we have explained the problem of a theory of the conduct of War; and pointed out the way to its solution.

Of the two fields into which we have divided the conduct of War, tactics and strategy, the theory of the latter contains unquestionably, as before observed, the greatest difficulties, because the first is almost limited to a circumscribed field of objects, but the latter, in the direction of objects leading directly to peace, opens to itself an unlimited field of possibilities. Since for the most part the Commander-in-Chief has only to keep these objects steadily in view, therefore the part of strategy in which he moves is also that which is particularly subject to this difficulty.

Theory, therefore, especially where it comprehends the highest services, will stop much sooner in strategy than in tactics at the simple consideration of things, and content itself to assist the Commander to that insight into things which, blended with his whole thought, makes his course easier and surer, never forces him into opposition with himself in order to obey an objective truth.

III. Art or Science of War

1.—USAGE STILL UNSETTLED (POWER AND KNOWLEDGE. SCIENCE WHEN MERE KNOWING; ART, WHEN DOING, IS THE OBJECT.)

The choice between these terms seems to be still unsettled, and no one seems to know rightly on what grounds it should be decided, and yet the thing is simple. We have already said elsewhere that “knowing” is something different from “doing.” The two are so different that they should not easily be mistaken the one for the other. The “doing” cannot properly stand in any book, and therefore also Art should never be the title of a book. But because we have once accustomed ourselves to combine in conception, under the name of theory of Art, or simply Art, the branches of knowledge (which may be separately pure sciences) necessary for the practice of an Art, therefore it is consistent to continue this ground of distinction, and to call everything Art when the object is to carry out the “doing” (being able), as for example, Art of building; Science, when merely knowledge is the object; as Science of mathematics, of astronomy. That in every Art certain complete sciences may be included is intelligible of itself, and should not perplex us. But still it is worth observing that there is also no science without a mixture of Art. In mathematics, for instance, the use of figures and of algebra is an Art, but that is only one amongst many instances. The reason is, that however plain and palpable the difference is between knowledge and power in the composite results of human knowledge, yet it is difficult to trace out their line of separation in man himself.

2. DIFFICULTY OF SEPARATING PERCEPTION FROM JUDGMENT. (ART OF WAR.)

All thinking is indeed Art. Where the logician draws the line, where the premises stop which are the result of cognition—where judgment begins, there Art begins. But more than this even the perception of the mind is judgment again, and consequently Art; and at last, even the perception by the senses as well. In a word, if it is impossible to imagine a human being possessing merely the faculty of cognition, devoid of judgment or the reverse, so also Art and Science can never be completely separated from each other. The more these subtle elements of light embody themselves in the outward forms of the world, so much the more separate appear their domains; and now once more, where the object is creation and production, there is the province of Art; where the object is investigation and knowledge Science holds sway.—After all this it results of itself that it is more fitting to say Art of War than Science of War.

So much for this, because we cannot do without these conceptions. But now we come forward with the assertion that War is neither an Art nor a Science in the real signification, and that it is just the setting out from that starting-point of ideas which has led to a wrong direction being taken, which has caused War to be put on a par with other arts and sciences, and has led to a number of erroneous analogies.

This has indeed been felt before now, and on that it was maintained that War is a handicraft; but there was more lost than gained by that, for a handicraft is only an inferior art, and as such is also subject to definite and rigid laws. In reality the Art of War did go on for some time in the spirit of a handicraft—we allude to the times of the Condottieri—but then it received that direction, not from intrinsic but from external causes; and military history shows how little it was at that time in accordance with the nature of the thing.

3. WAR IS PART OF THE INTERCOURSE OF THE HUMAN RACE.

We say therefore War belongs not to the province of Arts and Sciences, but to the province of social life. It is a conflict of great interests which is settled by bloodshed, and only in that is it different from others. It would be better, instead of comparing it with any Art, to liken it to business competition, which is also a conflict of human interests and activities; and it is still more like State policy, which again, on its part, may be looked upon as a kind of business competition on a great scale. Besides, State policy is the womb in which War is developed, in which its outlines lie hidden in a rudimentary state, like the qualities of living creatures in their germs.(*)

(*) The analogy has become much closer since Clausewitz’s time. Now that the first business of the State is regarded as the development of facilities for trade, War between great nations is only a question of time. No Hague Conferences can avert it—EDITOR.

4. DIFFERENCE.

The essential difference consists in this, that War is no activity of the will, which exerts itself upon inanimate matter like the mechanical Arts; or upon a living but still passive and yielding subject, like the human mind and the human feelings in the ideal Arts, but against a living and reacting force. How little the categories of Arts and Sciences are applicable to such an activity strikes us at once; and we can understand at the same time how that constant seeking and striving after laws like those which may be developed out of the dead material world could not but lead to constant errors. And yet it is just the mechanical Arts that some people would imitate in the Art of War. The imitation of the ideal Arts was quite out of the question, because these themselves dispense too much with laws and rules, and those hitherto tried, always acknowledged as insufficient and one-sided, are perpetually undermined and washed away by the current of opinions, feelings, and customs.

Whether such a conflict of the living, as takes place and is settled in War, is subject to general laws, and whether these are capable of indicating a useful line of action, will be partly investigated in this book; but so much is evident in itself, that this, like every other subject which does not surpass our powers of understanding, may be lighted up, and be made more or less plain in its inner relations by an inquiring mind, and that alone is sufficient to realise the idea of a THEORY.

IV. Methodicism

In order to explain ourselves clearly as to the conception of method, and method of action, which play such an important part in War, we must be allowed to cast a hasty glance at the logical hierarchy through which, as through regularly constituted official functionaries, the world of action is governed.

Law, in the widest sense strictly applying to perception as well as action, has plainly something subjective and arbitrary in its literal meaning, and expresses just that on which we and those things external to us are dependent. As a subject of cognition, Law is the relation of things and their effects to one another; as a subject of the will, it is a motive of action, and is then equivalent to command or prohibition.

Principle is likewise such a law for action, except that it has not the formal definite meaning, but is only the spirit and sense of law in order to leave the judgment more freedom of application when the diversity of the real world cannot be laid hold of under the definite form of a law. As the judgment must of itself suggest the cases in which the principle is not applicable, the latter therefore becomes in that way a real aid or guiding star for the person acting.

Principle is objective when it is the result of objective truth, and consequently of equal value for all men; it is subjective, and then generally called maxim if there are subjective relations in it, and if it therefore has a certain value only for the person himself who makes it.

Rule is frequently taken in the sense of Law, and then means the same as Principle, for we say “no rule without exceptions,” but we do not say “no law without exceptions,” a sign that with Rule we retain to ourselves more freedom of application.

In another meaning Rule is the means used of discerning a recondite truth in a particular sign lying close at hand, in order to attach to this particular sign the law of action directed upon the whole truth. Of this kind are all the rules of games of play, all abridged processes in mathematics, &c.

Directions and instructions are determinations of action which have an influence upon a number of minor circumstances too numerous and unimportant for general laws.

Lastly, Method, mode of acting, is an always recurring proceeding selected out of several possible ones; and Methodicism (METHODISMUS) is that which is determined by methods instead of by general principles or particular prescriptions. By this the cases which are placed under such methods must necessarily be supposed alike in their essential parts. As they cannot all be this, then the point is that at least as many as possible should be; in other words, that Method should be calculated on the most probable cases. Methodicism is therefore not founded on determined particular premises, but on the average probability of cases one with another; and its ultimate tendency is to set up an average truth, the constant and uniform, application of which soon acquires something of the nature of a mechanical appliance, which in the end does that which is right almost unwittingly.

The conception of law in relation to perception is not necessary for the conduct of War, because the complex phenomena of War are not so regular, and the regular are not so complex, that we should gain anything more by this conception than by the simple truth. And where a simple conception and language is sufficient, to resort to the complex becomes affected and pedantic. The conception of law in relation to action cannot be used in the theory of the conduct of War, because owing to the variableness and diversity of the phenomena there is in it no determination of such a general nature as to deserve the name of law.

But principles, rules, prescriptions, and methods are conceptions indispensable to a theory of the conduct of War, in so far as that theory leads to positive doctrines, because in doctrines the truth can only crystallise itself in such forms.

As tactics is the branch of the conduct of War in which theory can attain the nearest to positive doctrine, therefore these conceptions will appear in it most frequently.

Not to use cavalry against unbroken infantry except in some case of special emergency, only to use firearms within effective range in the combat, to spare the forces as much as possible for the final struggle—these are tactical principles. None of them can be applied absolutely in every case, but they must always be present to the mind of the Chief, in order that the benefit of the truth contained in them may not be lost in cases where that truth can be of advantage.

If from the unusual cooking by an enemy’s camp his movement is inferred, if the intentional exposure of troops in a combat indicates a false attack, then this way of discerning the truth is called rule, because from a single visible circumstance that conclusion is drawn which corresponds with the same.

If it is a rule to attack the enemy with renewed vigour, as soon as he begins to limber up his artillery in the combat, then on this particular fact depends a course of action which is aimed at the general situation of the enemy as inferred from the above fact, namely, that he is about to give up the fight, that he is commencing to draw off his troops, and is neither capable of making a serious stand while thus drawing off nor of making his retreat gradually in good order.

Regulations and methods bring preparatory theories into the conduct of War, in so far as disciplined troops are inoculated with them as active principles. The whole body of instructions for formations, drill, and field service are regulations and methods: in the drill instructions the first predominate, in the field service instructions the latter. To these things the real conduct of War attaches itself; it takes them over, therefore, as given modes of proceeding, and as such they must appear in the theory of the conduct of War.

But for those activities retaining freedom in the employment of these forces there cannot be regulations, that is, definite instructions, because they would do away with freedom of action. Methods, on the other hand, as a general way of executing duties as they arise, calculated, as we have said, on an average of probability, or as a dominating influence of principles and rules carried through to application, may certainly appear in the theory of the conduct of War, provided only they are not represented as something different from what they are, not as the absolute and necessary modes of action (systems), but as the best of general forms which may be used as shorter ways in place of a particular disposition for the occasion, at discretion.

But the frequent application of methods will be seen to be most essential and unavoidable in the conduct of War, if we reflect how much action proceeds on mere conjecture, or in complete uncertainty, because one side is prevented from learning all the circumstances which influence the dispositions of the other, or because, even if these circumstances which influence the decisions of the one were really known, there is not, owing to their extent and the dispositions they would entail, sufficient time for the other to carry out all necessary counteracting measures—that therefore measures in War must always be calculated on a certain number of possibilities; if we reflect how numberless are the trifling things belonging to any single event, and which therefore should be taken into account along with it, and that therefore there is no other means to suppose the one counteracted by the other, and to base our arrangements only upon what is of a general nature and probable; if we reflect lastly that, owing to the increasing number of officers as we descend the scale of rank, less must be left to the true discernment and ripe judgment of individuals the lower the sphere of action, and that when we reach those ranks where we can look for no other notions but those which the regulations of the service and experience afford, we must help them with the methodic forms bordering on those regulations. This will serve both as a support to their judgment and a barrier against those extravagant and erroneous views which are so especially to be dreaded in a sphere where experience is so costly.

Besides this absolute need of method in action, we must also acknowledge that it has a positive advantage, which is that, through the constant repetition of a formal exercise, a readiness, precision, and firmness is attained in the movement of troops which diminishes the natural friction, and makes the machine move easier.

Method will therefore be the more generally used, become the more indispensable, the farther down the scale of rank the position of the active agent; and on the other hand, its use will diminish upwards, until in the highest position it quite disappears. For this reason it is more in its place in tactics than in strategy.

War in its highest aspects consists not of an infinite number of little events, the diversities in which compensate each other, and which therefore by a better or worse method are better or worse governed, but of separate great decisive events which must be dealt with separately. It is not like a field of stalks, which, without any regard to the particular form of each stalk, will be mowed better or worse, according as the mowing instrument is good or bad, but rather as a group of large trees, to which the axe must be laid with judgment, according to the particular form and inclination of each separate trunk.

How high up in military activity the admissibility of method in action reaches naturally determines itself, not according to actual rank, but according to things; and it affects the highest positions in a less degree, only because these positions have the most comprehensive subjects of activity. A constant order of battle, a constant formation of advance guards and outposts, are methods by which a General ties not only his subordinates’ hands, but also his own in certain cases. Certainly they may have been devised by himself, and may be applied by him according to circumstances, but they may also be a subject of theory, in so far as they are based on the general properties of troops and weapons. On the other hand, any method by which definite plans for wars or campaigns are to be given out all ready made as if from a machine are absolutely worthless.

As long as there exists no theory which can be sustained, that is, no enlightened treatise on the conduct of War, method in action cannot but encroach beyond its proper limits in high places, for men employed in these spheres of activity have not always had the opportunity of educating themselves, through study and through contact with the higher interests. In the impracticable and inconsistent disquisitions of theorists and critics they cannot find their way, their sound common sense rejects them, and as they bring with them no knowledge but that derived from experience, therefore in those cases which admit of, and require, a free individual treatment they readily make use of the means which experience gives them—that is, an imitation of the particular methods practised by great Generals, by which a method of action then arises of itself. If we see Frederick the Great’s Generals always making their appearance in the so-called oblique order of battle, the Generals of the French Revolution always using turning movements with a long, extended line of battle, and Buonaparte’s lieutenants rushing to the attack with the bloody energy of concentrated masses, then we recognise in the recurrence of the mode of proceeding evidently an adopted method, and see therefore that method of action can reach up to regions bordering on the highest. Should an improved theory facilitate the study of the conduct of War, form the mind and judgment of men who are rising to the highest commands, then also method in action will no longer reach so far, and so much of it as is to be considered indispensable will then at least be formed from theory itself, and not take place out of mere imitation. However pre-eminently a great Commander does things, there is always something subjective in the way he does them; and if he has a certain manner, a large share of his individuality is contained in it which does not always accord with the individuality of the person who copies his manner.

At the same time, it would neither be possible nor right to banish subjective methodicism or manner completely from the conduct of War: it is rather to be regarded as a manifestation of that influence which the general character of a War has upon its separate events, and to which satisfaction can only be done in that way if theory is not able to foresee this general character and include it in its considerations. What is more natural than that the War of the French Revolution had its own way of doing things? and what theory could ever have included that peculiar method? The evil is only that such a manner originating in a special case easily outlives itself, because it continues whilst circumstances imperceptibly change. This is what theory should prevent by lucid and rational criticism. When in the year 1806 the Prussian Generals, Prince Louis at Saalfeld, Tauentzien on the Dornberg near Jena, Grawert before and Ruechel behind Kappellendorf, all threw themselves into the open jaws of destruction in the oblique order of Frederick the Great, and managed to ruin Hohenlohe’s Army in a way that no Army was ever ruined, even on the field of battle, all this was done through a manner which had outlived its day, together with the most downright stupidity to which methodicism ever led.

V. Criticism

The influence of theoretical principles upon real life is produced more through criticism than through doctrine, for as criticism is an application of abstract truth to real events, therefore it not only brings truth of this description nearer to life, but also accustoms the understanding more to such truths by the constant repetition of their application. We therefore think it necessary to fix the point of view for criticism next to that for theory.

From the simple narration of an historical occurrence which places events in chronological order, or at most only touches on their more immediate causes, we separate the CRITICAL.

In this CRITICAL three different operations of the mind may be observed.

First, the historical investigation and determining of doubtful facts. This is properly historical research, and has nothing in common with theory.

Secondly, the tracing of effects to causes. This is the REAL CRITICAL INQUIRY; it is indispensable to theory, for everything which in theory is to be established, supported, or even merely explained, by experience can only be settled in this way.

Thirdly, the testing of the means employed. This is criticism, properly speaking, in which praise and censure is contained. This is where theory helps history, or rather, the teaching to be derived from it.

In these two last strictly critical parts of historical study, all depends on tracing things to their primary elements, that is to say, up to undoubted truths, and not, as is so often done, resting half-way, that is, on some arbitrary assumption or supposition.

As respects the tracing of effect to cause, that is often attended with the insuperable difficulty that the real causes are not known. In none of the relations of life does this so frequently happen as in War, where events are seldom fully known, and still less motives, as the latter have been, perhaps purposely, concealed by the chief actor, or have been of such a transient and accidental character that they have been lost for history. For this reason critical narration must generally proceed hand in hand with historical investigation, and still such a want of connection between cause and effect will often present itself, that it does not seem justifiable to consider effects as the necessary results of known causes. Here, therefore must occur, that is, historical results which cannot be made use of for teaching. All that theory can demand is that the investigation should be rigidly conducted up to that point, and there leave off without drawing conclusions. A real evil springs up only if the known is made perforce to suffice as an explanation of effects, and thus a false importance is ascribed to it.

Besides this difficulty, critical inquiry also meets with another great and intrinsic one, which is that the progress of events in War seldom proceeds from one simple cause, but from several in common, and that it therefore is not sufficient to follow up a series of events to their origin in a candid and impartial spirit, but that it is then also necessary to apportion to each contributing cause its due weight. This leads, therefore, to a closer investigation of their nature, and thus a critical investigation may lead into what is the proper field of theory.

The critical CONSIDERATION, that is, the testing of the means, leads to the question, Which are the effects peculiar to the means applied, and whether these effects were comprehended in the plans of the person directing?

The effects peculiar to the means lead to the investigation of their nature, and thus again into the field of theory.

We have already seen that in criticism all depends upon attaining to positive truth; therefore, that we must not stop at arbitrary propositions which are not allowed by others, and to which other perhaps equally arbitrary assertions may again be opposed, so that there is no end to pros and cons; the whole is without result, and therefore without instruction.

We have seen that both the search for causes and the examination of means lead into the field of theory; that is, into the field of universal truth, which does not proceed solely from the case immediately under examination. If there is a theory which can be used, then the critical consideration will appeal to the proofs there afforded, and the examination may there stop. But where no such theoretical truth is to be found, the inquiry must be pushed up to the original elements. If this necessity occurs often, it must lead the historian (according to a common expression) into a labyrinth of details. He then has his hands full, and it is impossible for him to stop to give the requisite attention everywhere; the consequence is, that in order to set bounds to his investigation, he adopts some arbitrary assumptions which, if they do not appear so to him, do so to others, as they are not evident in themselves or capable of proof.

A sound theory is therefore an essential foundation for criticism, and it is impossible for it, without the assistance of a sensible theory, to attain to that point at which it commences chiefly to be instructive, that is, where it becomes demonstration, both convincing and sans réplique.

But it would be a visionary hope to believe in the possibility of a theory applicable to every abstract truth, leaving nothing for criticism to do but to place the case under its appropriate law: it would be ridiculous pedantry to lay down as a rule for criticism that it must always halt and turn round on reaching the boundaries of sacred theory. The same spirit of analytical inquiry which is the origin of theory must also guide the critic in his work; and it can and must therefore happen that he strays beyond the boundaries of the province of theory and elucidates those points with which he is more particularly concerned. It is more likely, on the contrary, that criticism would completely fail in its object if it degenerated into a mechanical application of theory. All positive results of theoretical inquiry, all principles, rules, and methods, are the more wanting in generality and positive truth the more they become positive doctrine. They exist to offer themselves for use as required, and it must always be left for judgment to decide whether they are suitable or not. Such results of theory must never be used in criticism as rules or norms for a standard, but in the same way as the person acting should use them, that is, merely as aids to judgment. If it is an acknowledged principle in tactics that in the usual order of battle cavalry should be placed behind infantry, not in line with it, still it would be folly on this account to condemn every deviation from this principle. Criticism must investigate the grounds of the deviation, and it is only in case these are insufficient that it has a right to appeal to principles laid down in theory. If it is further established in theory that a divided attack diminishes the probability of success, still it would be just as unreasonable, whenever there is a divided attack and an unsuccessful issue, to regard the latter as the result of the former, without further investigation into the connection between the two, as where a divided attack is successful to infer from it the fallacy of that theoretical principle. The spirit of investigation which belongs to criticism cannot allow either. Criticism therefore supports itself chiefly on the results of the analytical investigation of theory; what has been made out and determined by theory does not require to be demonstrated over again by criticism, and it is so determined by theory that criticism may find it ready demonstrated.

This office of criticism, of examining the effect produced by certain causes, and whether a means applied has answered its object, will be easy enough if cause and effect, means and end, are all near together.

If an Army is surprised, and therefore cannot make a regular and intelligent use of its powers and resources, then the effect of the surprise is not doubtful.—If theory has determined that in a battle the convergent form of attack is calculated to produce greater but less certain results, then the question is whether he who employs that convergent form had in view chiefly that greatness of result as his object; if so, the proper means were chosen. But if by this form he intended to make the result more certain, and that expectation was founded not on some exceptional circumstances (in this case), but on the general nature of the convergent form, as has happened a hundred times, then he mistook the nature of the means and committed an error.

Here the work of military investigation and criticism is easy, and it will always be so when confined to the immediate effects and objects. This can be done quite at option, if we abstract the connection of the parts with the whole, and only look at things in that relation.

But in War, as generally in the world, there is a connection between everything which belongs to a whole; and therefore, however small a cause may be in itself, its effects reach to the end of the act of warfare, and modify or influence the final result in some degree, let that degree be ever so small. In the same manner every means must be felt up to the ultimate object.

We can therefore trace the effects of a cause as long as events are worth noticing, and in the same way we must not stop at the testing of a means for the immediate object, but test also this object as a means to a higher one, and thus ascend the series of facts in succession, until we come to one so absolutely necessary in its nature as to require no examination or proof. In many cases, particularly in what concerns great and decisive measures, the investigation must be carried to the final aim, to that which leads immediately to peace.

It is evident that in thus ascending, at every new station which we reach a new point of view for the judgment is attained, so that the same means which appeared advisable at one station, when looked at from the next above it may have to be rejected.

The search for the causes of events and the comparison of means with ends must always go hand in hand in the critical review of an act, for the investigation of causes leads us first to the discovery of those things which are worth examining.

This following of the clue up and down is attended with considerable difficulty, for the farther from an event the cause lies which we are looking for, the greater must be the number of other causes which must at the same time be kept in view and allowed for in reference to the share which they have in the course of events, and then eliminated, because the higher the importance of a fact the greater will be the number of separate forces and circumstances by which it is conditioned. If we have unravelled the causes of a battle being lost, we have certainly also ascertained a part of the causes of the consequences which this defeat has upon the whole War, but only a part, because the effects of other causes, more or less according to circumstances, will flow into the final result.

The same multiplicity of circumstances is presented also in the examination of the means the higher our point of view, for the higher the object is situated, the greater must be the number of means employed to reach it. The ultimate object of the War is the object aimed at by all the Armies simultaneously, and it is therefore necessary that the consideration should embrace all that each has done or could have done.

It is obvious that this may sometimes lead to a wide field of inquiry, in which it is easy to wander and lose the way, and in which this difficulty prevails—that a number of assumptions or suppositions must be made about a variety of things which do not actually appear, but which in all probability did take place, and therefore cannot possibly be left out of consideration.

When Buonaparte, in 1797,(*) at the head of the Army of Italy, advanced from the Tagliamento against the Archduke Charles, he did so with a view to force that General to a decisive action before the reinforcements expected from the Rhine had reached him. If we look, only at the immediate object, the means were well chosen and justified by the result, for the Archduke was so inferior in numbers that he only made a show of resistance on the Tagliamento, and when he saw his adversary so strong and resolute, yielded ground, and left open the passages, of the Norican Alps. Now to what use could Buonaparte turn this fortunate event? To penetrate into the heart of the Austrian empire itself, to facilitate the advance of the Rhine Armies under Moreau and Hoche, and open communication with them? This was the view taken by Buonaparte, and from this point of view he was right. But now, if criticism places itself at a higher point of view—namely, that of the French Directory, which body could see and know that the Armies on the Rhine could not commence the campaign for six weeks, then the advance of Buonaparte over the Norican Alps can only be regarded as an extremely hazardous measure; for if the Austrians had drawn largely on their Rhine Armies to reinforce their Army in Styria, so as to enable the Archduke to fall upon the Army of Italy, not only would that Army have been routed, but the whole campaign lost. This consideration, which attracted the serious attention of Buonaparte at Villach, no doubt induced him to sign the armistice of Leoben with so much readiness.

(*) Compare Hinterlassene Werke, 2nd edition, vol. iv. p. 276 et seq.

If criticism takes a still higher position, and if it knows that the Austrians had no reserves between the Army of the Archduke Charles and Vienna, then we see that Vienna became threatened by the advance of the Army of Italy.

Supposing that Buonaparte knew that the capital was thus uncovered, and knew that he still retained the same superiority in numbers over the Archduke as he had in Styria, then his advance against the heart of the Austrian States was no longer without purpose, and its value depended on the value which the Austrians might place on preserving their capital. If that was so great that, rather than lose it, they would accept the conditions of peace which Buonaparte was ready to offer them, it became an object of the first importance to threaten Vienna. If Buonaparte had any reason to know this, then criticism may stop there, but if this point was only problematical, then criticism must take a still higher position, and ask what would have followed if the Austrians had resolved to abandon Vienna and retire farther into the vast dominions still left to them. But it is easy to see that this question cannot be answered without bringing into the consideration the probable movements of the Rhine Armies on both sides. Through the decided superiority of numbers on the side of the French—130,000 to 80,000—there could be little doubt of the result; but then next arises the question, What use would the Directory make of a victory; whether they would follow up their success to the opposite frontiers of the Austrian monarchy, therefore to the complete breaking up or overthrow of that power, or whether they would be satisfied with the conquest of a considerable portion to serve as a security for peace? The probable result in each case must be estimated, in order to come to a conclusion as to the probable determination of the Directory. Supposing the result of these considerations to be that the French forces were much too weak for the complete subjugation of the Austrian monarchy, so that the attempt might completely reverse the respective positions of the contending Armies, and that even the conquest and occupation of a considerable district of country would place the French Army in strategic relations to which they were not equal, then that result must naturally influence the estimate of the position of the Army of Italy, and compel it to lower its expectations. And this, it was no doubt which influenced Buonaparte, although fully aware of the helpless condition of the Archduke, still to sign the peace of Campo Formio, which imposed no greater sacrifices on the Austrians than the loss of provinces which, even if the campaign took the most favourable turn for them, they could not have reconquered. But the French could not have reckoned on even the moderate treaty of Campo Formio, and therefore it could not have been their object in making their bold advance if two considerations had not presented themselves to their view, the first of which consisted in the question, what degree of value the Austrians would attach to each of the above-mentioned results; whether, notwithstanding the probability of a satisfactory result in either of these cases, would it be worth while to make the sacrifices inseparable from a continuance of the War, when they could be spared those sacrifices by a peace on terms not too humiliating? The second consideration is the question whether the Austrian Government, instead of seriously weighing the possible results of a resistance pushed to extremities, would not prove completely disheartened by the impression of their present reverses.

The consideration which forms the subject of the first is no idle piece of subtle argument, but a consideration of such decidedly practical importance that it comes up whenever the plan of pushing War to the utmost extremity is mooted, and by its weight in most cases restrains the execution of such plans.

The second consideration is of equal importance, for we do not make War with an abstraction but with a reality, which we must always keep in view, and we may be sure that it was not overlooked by the bold Buonaparte—that is, that he was keenly alive to the terror which the appearance of his sword inspired. It was reliance on that which led him to Moscow. There it led him into a scrape. The terror of him had been weakened by the gigantic struggles in which he had been engaged; in the year 1797 it was still fresh, and the secret of a resistance pushed to extremities had not been discovered; nevertheless even in 1797 his boldness might have led to a negative result if, as already said, he had not with a sort of presentiment avoided it by signing the moderate peace of Campo Formio.

We must now bring these considerations to a close—they will suffice to show the wide sphere, the diversity and embarrassing nature of the subjects embraced in a critical examination carried to the fullest extent, that is, to those measures of a great and decisive class which must necessarily be included. It follows from them that besides a theoretical acquaintance with the subject, natural talent must also have a great influence on the value of critical examinations, for it rests chiefly with the latter to throw the requisite light on the interrelations of things, and to distinguish from amongst the endless connections of events those which are really essential.

But talent is also called into requisition in another way. Critical examination is not merely the appreciation of those means which have been actually employed, but also of all possible means, which therefore must be suggested in the first place—that is, must be discovered; and the use of any particular means is not fairly open to censure until a better is pointed out. Now, however small the number of possible combinations may be in most cases, still it must be admitted that to point out those which have not been used is not a mere analysis of actual things, but a spontaneous creation which cannot be prescribed, and depends on the fertility of genius.

We are far from seeing a field for great genius in a case which admits only of the application of a few simple combinations, and we think it exceedingly ridiculous to hold up, as is often done, the turning of a position as an invention showing the highest genius; still nevertheless this creative self-activity on the part of the critic is necessary, and it is one of the points which essentially determine the value of critical examination.

When Buonaparte on 30th July, 1796,(*) determined to raise the siege of Mantua, in order to march with his whole force against the enemy, advancing in separate columns to the relief of the place, and to beat them in detail, this appeared the surest way to the attainment of brilliant victories. These victories actually followed, and were afterwards again repeated on a still more brilliant scale on the attempt to relieve the fortress being again renewed. We hear only one opinion on these achievements, that of unmixed admiration.

(*) Compare Hinterlassene Werke, 2nd edition, vol. iv. p. 107 et seq.

At the same time, Buonaparte could not have adopted this course on the 30th July without quite giving up the idea of the siege of Mantua, because it was impossible to save the siege train, and it could not be replaced by another in this campaign. In fact, the siege was converted into a blockade, and the town, which if the siege had continued must have very shortly fallen, held out for six months in spite of Buonaparte’s victories in the open field.

Criticism has generally regarded this as an evil that was unavoidable, because critics have not been able to suggest any better course. Resistance to a relieving Army within lines of circumvallation had fallen into such disrepute and contempt that it appears to have entirely escaped consideration as a means. And yet in the reign of Louis XIV. that measure was so often used with success that we can only attribute to the force of fashion the fact that a hundred years later it never occurred to any one even to propose such a measure. If the practicability of such a plan had ever been entertained for a moment, a closer consideration of circumstances would have shown that 40,000 of the best infantry in the world under Buonaparte, behind strong lines of circumvallation round Mantua, had so little to fear from the 50,000 men coming to the relief under Wurmser, that it was very unlikely that any attempt even would be made upon their lines. We shall not seek here to establish this point, but we believe enough has been said to show that this means was one which had a right to a share of consideration. Whether Buonaparte himself ever thought of such a plan we leave undecided; neither in his memoirs nor in other sources is there any trace to be found of his having done so; in no critical works has it been touched upon, the measure being one which the mind had lost sight of. The merit of resuscitating the idea of this means is not great, for it suggests itself at once to any one who breaks loose from the trammels of fashion. Still it is necessary that it should suggest itself for us to bring it into consideration and compare it with the means which Buonaparte employed. Whatever may be the result of the comparison, it is one which should not be omitted by criticism.

When Buonaparte, in February, 1814,(*) after gaining the battles at Etoges, Champ-Aubert, and Montmirail, left Blücher’s Army, and turning upon Schwartzenberg, beat his troops at Montereau and Mormant, every one was filled with admiration, because Buonaparte, by thus throwing his concentrated force first upon one opponent, then upon another, made a brilliant use of the mistakes which his adversaries had committed in dividing their forces. If these brilliant strokes in different directions failed to save him, it was generally considered to be no fault of his, at least. No one has yet asked the question, What would have been the result if, instead of turning from Blücher upon Schwartzenberg, he had tried another blow at Blücher, and pursued him to the Rhine? We are convinced that it would have completely changed the course of the campaign, and that the Army of the Allies, instead of marching to Paris, would have retired behind the Rhine. We do not ask others to share our conviction, but no one who understands the thing will doubt, at the mere mention of this alternative course, that it is one which should not be overlooked in criticism.

(*) Compare Hinterlassene Werke, 2nd edition. vol. vii. p. 193 et seq.

In this case the means of comparison lie much more on the surface than in the foregoing, but they have been equally overlooked, because one-sided views have prevailed, and there has been no freedom of judgment.

From the necessity of pointing out a better means which might have been used in place of those which are condemned has arisen the form of criticism almost exclusively in use, which contents itself with pointing out the better means without demonstrating in what the superiority consists. The consequence is that some are not convinced, that others start up and do the same thing, and that thus discussion arises which is without any fixed basis for the argument. Military literature abounds with matter of this sort.

The demonstration we require is always necessary when the superiority of the means propounded is not so evident as to leave no room for doubt, and it consists in the examination of each of the means on its own merits, and then of its comparison with the object desired. When once the thing is traced back to a simple truth, controversy must cease, or at all events a new result is obtained, whilst by the other plan the pros and cons go on for ever consuming each other.

Should we, for example, not rest content with assertion in the case before mentioned, and wish to prove that the persistent pursuit of Blücher would have been more advantageous than the turning on Schwartzenberg, we should support the arguments on the following simple truths:

1. In general it is more advantageous to continue our blows in one and the same direction, because there is a loss of time in striking in different directions; and at a point where the moral power is already shaken by considerable losses there is the more reason to expect fresh successes, therefore in that way no part of the preponderance already gained is left idle.

2. Because Blücher, although weaker than Schwartzenberg, was, on account of his enterprising spirit, the more important adversary; in him, therefore, lay the centre of attraction which drew the others along in the same direction.

3. Because the losses which Blücher had sustained almost amounted to a defeat, which gave Buonaparte such a preponderance over him as to make his retreat to the Rhine almost certain, and at the same time no reserves of any consequence awaited him there.

4. Because there was no other result which would be so terrific in its aspects, would appear to the imagination in such gigantic proportions, an immense advantage in dealing with a Staff so weak and irresolute as that of Schwartzenberg notoriously was at this time. What had happened to the Crown Prince of Wartemberg at Montereau, and to Count Wittgenstein at Mormant, Prince Schwartzenberg must have known well enough; but all the untoward events on Blücher’s distant and separate line from the Marne to the Rhine would only reach him by the avalanche of rumour. The desperate movements which Buonaparte made upon Vitry at the end of March, to see what the Allies would do if he threatened to turn them strategically, were evidently done on the principle of working on their fears; but it was done under far different circumstances, in consequence of his defeat at Laon and Arcis, and because Blücher, with 100,000 men, was then in communication with Schwartzenberg.

There are people, no doubt, who will not be convinced on these arguments, but at all events they cannot retort by saying, that “whilst Buonaparte threatened Schwartzenberg’s base by advancing to the Rhine, Schwartzenberg at the same time threatened Buonaparte’s communications with Paris,” because we have shown by the reasons above given that Schwartzenberg would never have thought of marching on Paris.

With respect to the example quoted by us from the campaign of 1796, we should say: Buonaparte looked upon the plan he adopted as the surest means of beating the Austrians; but admitting that it was so, still the object to be attained was only an empty victory, which could have hardly any sensible influence on the fall of Mantua. The way which we should have chosen would, in our opinion, have been much more certain to prevent the relief of Mantua; but even if we place ourselves in the position of the French General and assume that it was not so, and look upon the certainty of success to have been less, the question then amounts to a choice between a more certain but less useful, and therefore less important, victory on the one hand, and a somewhat less probable but far more decisive and important victory, on the other hand. Presented in this form, boldness must have declared for the second solution, which is the reverse of what took place, when the thing was only superficially viewed. Buonaparte certainly was anything but deficient in boldness, and we may be sure that he did not see the whole case and its consequences as fully and clearly as we can at the present time.

Naturally the critic, in treating of the means, must often appeal to military history, as experience is of more value in the Art of War than all philosophical truth. But this exemplification from history is subject to certain conditions, of which we shall treat in a special chapter and unfortunately these conditions are so seldom regarded that reference to history generally only serves to increase the confusion of ideas.

We have still a most important subject to consider, which is, How far criticism in passing judgments on particular events is permitted, or in duty bound, to make use of its wider view of things, and therefore also of that which is shown by results; or when and where it should leave out of sight these things in order to place itself, as far as possible, in the exact position of the chief actor?

If criticism dispenses praise or censure, it should seek to place itself as nearly as possible at the same point of view as the person acting, that is to say, to collect all he knew and all the motives on which he acted, and, on the other hand, to leave out of the consideration all that the person acting could not or did not know, and above all, the result. But this is only an object to aim at, which can never be reached because the state of circumstances from which an event proceeded can never be placed before the eye of the critic exactly as it lay before the eye of the person acting. A number of inferior circumstances, which must have influenced the result, are completely lost to sight, and many a subjective motive has never come to light.

The latter can only be learnt from the memoirs of the chief actor, or from his intimate friends; and in such things of this kind are often treated of in a very desultory manner, or purposely misrepresented. Criticism must, therefore, always forego much which was present in the minds of those whose acts are criticised.

On the other hand, it is much more difficult to leave out of sight that which criticism knows in excess. This is only easy as regards accidental circumstances, that is, circumstances which have been mixed up, but are in no way necessarily related. But it is very difficult, and, in fact, can never be completely done with regard to things really essential.

Let us take first, the result. If it has not proceeded from accidental circumstances, it is almost impossible that the knowledge of it should not have an effect on the judgment passed on events which have preceded it, for we see these things in the light of this result, and it is to a certain extent by it that we first become acquainted with them and appreciate them. Military history, with all its events, is a source of instruction for criticism itself, and it is only natural that criticism should throw that light on things which it has itself obtained from the consideration of the whole. If therefore it might wish in some cases to leave the result out of the consideration, it would be impossible to do so completely.

But it is not only in relation to the result, that is, with what takes place at the last, that this embarrassment arises; the same occurs in relation to preceding events, therefore with the data which furnished the motives to action. Criticism has before it, in most cases, more information on this point than the principal in the transaction. Now it may seem easy to dismiss from the consideration everything of this nature, but it is not so easy as we may think. The knowledge of preceding and concurrent events is founded not only on certain information, but on a number of conjectures and suppositions; indeed, there is hardly any of the information respecting things not purely accidental which has not been preceded by suppositions or conjectures destined to take the place of certain information in case such should never be supplied. Now is it conceivable that criticism in after times, which has before it as facts all the preceding and concurrent circumstances, should not allow itself to be thereby influenced when it asks itself the question, What portion of the circumstances, which at the moment of action were unknown, would it have held to be probable? We maintain that in this case, as in the case of the results, and for the same reason, it is impossible to disregard all these things completely.

If therefore the critic wishes to bestow praise or blame upon any single act, he can only succeed to a certain degree in placing himself in the position of the person whose act he has under review. In many cases he can do so sufficiently near for any practical purpose, but in many instances it is the very reverse, and this fact should never be overlooked.

But it is neither necessary nor desirable that criticism should completely identify itself with the person acting. In War, as in all matters of skill, there is a certain natural aptitude required which is called talent. This may be great or small. In the first case it may easily be superior to that of the critic, for what critic can pretend to the skill of a Frederick or a Buonaparte? Therefore, if criticism is not to abstain altogether from offering an opinion where eminent talent is concerned, it must be allowed to make use of the advantage which its enlarged horizon affords. Criticism must not, therefore, treat the solution of a problem by a great General like a sum in arithmetic; it is only through the results and through the exact coincidences of events that it can recognise with admiration how much is due to the exercise of genius, and that it first learns the essential combination which the glance of that genius devised.

But for every, even the smallest, act of genius it is necessary that criticism should take a higher point of view, so that, having at command many objective grounds of decision, it may be as little subjective as possible, and that the critic may not take the limited scope of his own mind as a standard.

This elevated position of criticism, its praise and blame pronounced with a full knowledge of all the circumstances, has in itself nothing which hurts our feelings; it only does so if the critic pushes himself forward, and speaks in a tone as if all the wisdom which he has obtained by an exhaustive examination of the event under consideration were really his own talent. Palpable as is this deception, it is one which people may easily fall into through vanity, and one which is naturally distasteful to others. It very often happens that although the critic has no such arrogant pretensions, they are imputed to him by the reader because he has not expressly disclaimed them, and then follows immediately a charge of a want of the power of critical judgment.

If therefore a critic points out an error made by a Frederick or a Buonaparte, that does not mean that he who makes the criticism would not have committed the same error; he may even be ready to grant that had he been in the place of these great Generals he might have made much greater mistakes; he merely sees this error from the chain of events, and he thinks that it should not have escaped the sagacity of the General.

This is, therefore, an opinion formed through the connection of events, and therefore through the RESULT. But there is another quite different effect of the result itself upon the judgment, that is if it is used quite alone as an example for or against the soundness of a measure. This may be called JUDGMENT ACCORDING TO THE RESULT. Such a judgment appears at first sight inadmissible, and yet it is not.

When Buonaparte marched to Moscow in 1812, all depended upon whether the taking of the capital, and the events which preceded the capture, would force the Emperor Alexander to make peace, as he had been compelled to do after the battle of Friedland in 1807, and the Emperor Francis in 1805 and 1809 after Austerlitz and Wagram; for if Buonaparte did not obtain a peace at Moscow, there was no alternative but to return—that is, there was nothing for him but a strategic defeat. We shall leave out of the question what he did to get to Moscow, and whether in his advance he did not miss many opportunities of bringing the Emperor Alexander to peace; we shall also exclude all consideration of the disastrous circumstances which attended his retreat, and which perhaps had their origin in the general conduct of the campaign. Still the question remains the same, for however much more brilliant the course of the campaign up to Moscow might have been, still there was always an uncertainty whether the Emperor Alexander would be intimidated into making peace; and then, even if a retreat did not contain in itself the seeds of such disasters as did in fact occur, still it could never be anything else than a great strategic defeat. If the Emperor Alexander agreed to a peace which was disadvantageous to him, the campaign of 1812 would have ranked with those of Austerlitz, Friedland, and Wagram. But these campaigns also, if they had not led to peace, would in all probability have ended in similar catastrophes. Whatever, therefore, of genius, skill, and energy the Conqueror of the World applied to the task, this last question addressed to fate(*) remained always the same. Shall we then discard the campaigns of 1805, 1807, 1809, and say on account of the campaign of 1812 that they were acts of imprudence; that the results were against the nature of things, and that in 1812 strategic justice at last found vent for itself in opposition to blind chance? That would be an unwarrantable conclusion, a most arbitrary judgment, a case only half proved, because no human, eye can trace the thread of the necessary connection of events up to the determination of the conquered Princes.

(*) “Frage an der Schicksal,” a familiar quotation from Schiller.—TR.

Still less can we say the campaign of 1812 merited the same success as the others, and that the reason why it turned out otherwise lies in something unnatural, for we cannot regard the firmness of Alexander as something unpredictable.

What can be more natural than to say that in the years 1805, 1807, 1809, Buonaparte judged his opponents correctly, and that in 1812 he erred in that point? On the former occasions, therefore, he was right, in the latter wrong, and in both cases we judge by the result.

All action in War, as we have already said, is directed on probable, not on certain, results. Whatever is wanting in certainty must always be left to fate, or chance, call it which you will. We may demand that what is so left should be as little as possible, but only in relation to the particular case—that is, as little as is possible in this one case, but not that the case in which the least is left to chance is always to be preferred. That would be an enormous error, as follows from all our theoretical views. There are cases in which the greatest daring is the greatest wisdom.

Now in everything which is left to chance by the chief actor, his personal merit, and therefore his responsibility as well, seems to be completely set aside; nevertheless we cannot suppress an inward feeling of satisfaction whenever expectation realises itself, and if it disappoints us our mind is dissatisfied; and more than this of right and wrong should not be meant by the judgment which we form from the mere result, or rather that we find there.

Nevertheless, it cannot be denied that the satisfaction which our mind experiences at success, the pain caused by failure, proceed from a sort of mysterious feeling; we suppose between that success ascribed to good fortune and the genius of the chief a fine connecting thread, invisible to the mind’s eye, and the supposition gives pleasure. What tends to confirm this idea is that our sympathy increases, becomes more decided, if the successes and defeats of the principal actor are often repeated. Thus it becomes intelligible how good luck in War assumes a much nobler nature than good luck at play. In general, when a fortunate warrior does not otherwise lessen our interest in his behalf, we have a pleasure in accompanying him in his career.

Criticism, therefore, after having weighed all that comes within the sphere of human reason and conviction, will let the result speak for that part where the deep mysterious relations are not disclosed in any visible form, and will protect this silent sentence of a higher authority from the noise of crude opinions on the one hand, while on the other it prevents the gross abuse which might be made of this last tribunal.

This verdict of the result must therefore always bring forth that which human sagacity cannot discover; and it will be chiefly as regards the intellectual powers and operations that it will be called into requisition, partly because they can be estimated with the least certainty, partly because their close connection with the will is favourable to their exercising over it an important influence. When fear or bravery precipitates the decision, there is nothing objective intervening between them for our consideration, and consequently nothing by which sagacity and calculation might have met the probable result.

We must now be allowed to make a few observations on the instrument of criticism, that is, the language which it uses, because that is to a certain extent connected with the action in War; for the critical examination is nothing more than the deliberation which should precede action in War. We therefore think it very essential that the language used in criticism should have the same character as that which deliberation in War must have, for otherwise it would cease to be practical, and criticism could gain no admittance in actual life.

We have said in our observations on the theory of the conduct of War that it should educate the mind of the Commander for War, or that its teaching should guide his education; also that it is not intended to furnish him with positive doctrines and systems which he can use like mental appliances. But if the construction of scientific formulae is never required, or even allowable, in War to aid the decision on the case presented, if truth does not appear there in a systematic shape, if it is not found in an indirect way, but directly by the natural perception of the mind, then it must be the same also in a critical review.

It is true as we have seen that, wherever complete demonstration of the nature of things would be too tedious, criticism must support itself on those truths which theory has established on the point. But, just as in War the actor obeys these theoretical truths rather because his mind is imbued with them than because he regards them as objective inflexible laws, so criticism must also make use of them, not as an external law or an algebraic formula, of which fresh proof is not required each time they are applied, but it must always throw a light on this proof itself, leaving only to theory the more minute and circumstantial proof. Thus it avoids a mysterious, unintelligible phraseology, and makes its progress in plain language, that is, with a clear and always visible chain of ideas.

Certainly this cannot always be completely attained, but it must always be the aim in critical expositions. Such expositions must use complicated forms of science as sparingly as possible, and never resort to the construction of scientific aids as of a truth apparatus of its own, but always be guided by the natural and unbiassed impressions of the mind.

But this pious endeavour, if we may use the expression, has unfortunately seldom hitherto presided over critical examinations: the most of them have rather been emanations of a species of vanity—a wish to make a display of ideas.

The first evil which we constantly stumble upon is a lame, totally inadmissible application of certain one-sided systems as of a formal code of laws. But it is never difficult to show the one-sidedness of such systems, and this only requires to be done once to throw discredit for ever on critical judgments which are based on them. We have here to deal with a definite subject, and as the number of possible systems after all can be but small, therefore also they are themselves the lesser evil.

Much greater is the evil which lies in the pompous retinue of technical terms—scientific expressions and metaphors, which these systems carry in their train, and which like a rabble-like the baggage of an Army broken away from its Chief—hang about in all directions. Any critic who has not adopted a system, either because he has not found one to please him, or because he has not yet been able to make himself master of one, will at least occasionally make use of a piece of one, as one would use a ruler, to show the blunders committed by a General. The most of them are incapable of reasoning without using as a help here and there some shreds of scientific military theory. The smallest of these fragments, consisting in mere scientific words and metaphors, are often nothing more than ornamental flourishes of critical narration. Now it is in the nature of things that all technical and scientific expressions which belong to a system lose their propriety, if they ever had any, as soon as they are distorted, and used as general axioms, or as small crystalline talismans, which have more power of demonstration than simple speech.

Thus it has come to pass that our theoretical and critical books, instead of being straightforward, intelligible dissertations, in which the author always knows at least what he says and the reader what he reads, are brimful of these technical terms, which form dark points of interference where author and reader part company. But frequently they are something worse, being nothing but hollow shells without any kernel. The author himself has no clear perception of what he means, contents himself with vague ideas, which if expressed in plain language would be unsatisfactory even to himself.

A third fault in criticism is the misuse of historical examples, and a display of great reading or learning. What the history of the Art of War is we have already said, and we shall further explain our views on examples and on military history in general in special chapters. One fact merely touched upon in a very cursory manner may be used to support the most opposite views, and three or four such facts of the most heterogeneous description, brought together out of the most distant lands and remote times and heaped up, generally distract and bewilder the judgment and understanding without demonstrating anything; for when exposed to the light they turn out to be only trumpery rubbish, made use of to show off the author’s learning.

But what can be gained for practical life by such obscure, partly false, confused arbitrary conceptions? So little is gained that theory on account of them has always been a true antithesis of practice, and frequently a subject of ridicule to those whose soldierly qualities in the field are above question.

But it is impossible that this could have been the case, if theory in simple language, and by natural treatment of those things which constitute the Art of making War, had merely sought to establish just so much as admits of being established; if, avoiding all false pretensions and irrelevant display of scientific forms and historical parallels, it had kept close to the subject, and gone hand in hand with those who must conduct affairs in the field by their own natural genius.

VI. On Examples

Examples from history make everything clear, and furnish the best description of proof in the empirical sciences. This applies with more force to the Art of War than to any other. General Scharnhorst, whose handbook is the best ever written on actual War, pronounces historical examples to be of the first importance, and makes an admirable use of them himself. Had he survived the War in which he fell,(*) the fourth part of his revised treatise on artillery would have given a still greater proof of the observing and enlightened spirit in which he sifted matters of experience.

But such use of historical examples is rarely made by theoretical writers; the way in which they more commonly make use of them is rather calculated to leave the mind unsatisfied, as well as to offend the understanding. We therefore think it important to bring specially into view the use and abuse of historical examples.

(*) General Scharnhorst died in 1813, of a wound received in the battle of Bautzen or Grosz Gorchen—EDITOR.

Unquestionably the branches of knowledge which lie at the foundation of the Art of War come under the denomination of empirical sciences; for although they are derived in a great measure from the nature of things, still we can only learn this very nature itself for the most part from experience; and besides that, the practical application is modified by so many circumstances that the effects can never be completely learnt from the mere nature of the means.

The effects of gunpowder, that great agent in our military activity, were only learnt by experience, and up to this hour experiments are continually in progress in order to investigate them more fully. That an iron ball to which powder has given a velocity of 1000 feet in a second, smashes every living thing which it touches in its course is intelligible in itself; experience is not required to tell us that; but in producing this effect how many hundred circumstances are concerned, some of which can only be learnt by experience! And the physical is not the only effect which we have to study, it is the moral which we are in search of, and that can only be ascertained by experience; and there is no other way of learning and appreciating it but by experience. In the middle ages, when firearms were first invented, their effect, owing to their rude make, was materially but trifling compared to what it now is, but their effect morally was much greater. One must have witnessed the firmness of one of those masses taught and led by Buonaparte, under the heaviest and most unintermittent cannonade, in order to understand what troops, hardened by long practice in the field of danger, can do, when by a career of victory they have reached the noble principle of demanding from themselves their utmost efforts. In pure conception no one would believe it. On the other hand, it is well known that there are troops in the service of European Powers at the present moment who would easily be dispersed by a few cannon shots.

But no empirical science, consequently also no theory of the Art of War, can always corroborate its truths by historical proof; it would also be, in some measure, difficult to support experience by single facts. If any means is once found efficacious in War, it is repeated; one nation copies another, the thing becomes the fashion, and in this manner it comes into use, supported by experience, and takes its place in theory, which contents itself with appealing to experience in general in order to show its origin, but not as a verification of its truth.

But it is quite otherwise if experience is to be used in order to overthrow some means in use, to confirm what is doubtful, or introduce something new; then particular examples from history must be quoted as proofs.

Now, if we consider closely the use of historical proofs, four points of view readily present themselves for the purpose.

First, they may be used merely as an explanation of an idea. In every abstract consideration it is very easy to be misunderstood, or not to be intelligible at all: when an author is afraid of this, an exemplification from history serves to throw the light which is wanted on his idea, and to ensure his being intelligible to his reader.

Secondly, it may serve as an application of an idea, because by means of an example there is an opportunity of showing the action of those minor circumstances which cannot all be comprehended and explained in any general expression of an idea; for in that consists, indeed, the difference between theory and experience. Both these cases belong to examples properly speaking, the two following belong to historical proofs.

Thirdly, a historical fact may be referred to particularly, in order to support what one has advanced. This is in all cases sufficient, if we have only to prove the possibility of a fact or effect.

Lastly, in the fourth place, from the circumstantial detail of a historical event, and by collecting together several of them, we may deduce some theory, which therefore has its true proof in this testimony itself.

For the first of these purposes all that is generally required is a cursory notice of the case, as it is only used partially. Historical correctness is a secondary consideration; a case invented might also serve the purpose as well, only historical ones are always to be preferred, because they bring the idea which they illustrate nearer to practical life.

The second use supposes a more circumstantial relation of events, but historical authenticity is again of secondary importance, and in respect to this point the same is to be said as in the first case.

For the third purpose the mere quotation of an undoubted fact is generally sufficient. If it is asserted that fortified positions may fulfil their object under certain conditions, it is only necessary to mention the position of Bunzelwitz(*) in support of the assertion.

(*) Frederick the Great’s celebrated entrenched camp in 1761.

But if, through the narrative of a case in history, an abstract truth is to be demonstrated, then everything in the case bearing on the demonstration must be analysed in the most searching and complete manner; it must, to a certain extent, develop itself carefully before the eyes of the reader. The less effectually this is done the weaker will be the proof, and the more necessary it will be to supply the demonstrative proof which is wanting in the single case by a number of cases, because we have a right to suppose that the more minute details which we are unable to give neutralise each other in their effects in a certain number of cases.

If we want to show by example derived from experience that cavalry are better placed behind than in a line with infantry; that it is very hazardous without a decided preponderance of numbers to attempt an enveloping movement, with widely separated columns, either on a field of battle or in the theatre of war—that is, either tactically or strategically—then in the first of these cases it would not be sufficient to specify some lost battles in which the cavalry was on the flanks and some gained in which the cavalry was in rear of the infantry; and in the tatter of these cases it is not sufficient to refer to the battles of Rivoli and Wagram, to the attack of the Austrians on the theatre of war in Italy, in 1796, or of the French upon the German theatre of war in the same year. The way in which these orders of battle or plans of attack essentially contributed to disastrous issues in those particular cases must be shown by closely tracing out circumstances and occurrences. Then it will appear how far such forms or measures are to be condemned, a point which it is very necessary to show, for a total condemnation would be inconsistent with truth.

It has been already said that when a circumstantial detail of facts is impossible, the demonstrative power which is deficient may to a certain extent be supplied by the number of cases quoted; but this is a very dangerous method of getting out of the difficulty, and one which has been much abused. Instead of one well-explained example, three or four are just touched upon, and thus a show is made of strong evidence. But there are matters where a whole dozen of cases brought forward would prove nothing, if, for instance, they are facts of frequent occurrence, and therefore a dozen other cases with an opposite result might just as easily be brought forward. If any one will instance a dozen lost battles in which the side beaten attacked in separate converging columns, we can instance a dozen that have been gained in which the same order was adopted. It is evident that in this way no result is to be obtained.

Upon carefully considering these different points, it will be seen how easily examples may be misapplied.

An occurrence which, instead of being carefully analysed in all its parts, is superficially noticed, is like an object seen at a great distance, presenting the same appearance on each side, and in which the details of its parts cannot be distinguished. Such examples have, in reality, served to support the most contradictory opinions. To some Daun’s campaigns are models of prudence and skill. To others, they are nothing but examples of timidity and want of resolution. Buonaparte’s passage across the Noric Alps in 1797 may be made to appear the noblest resolution, but also as an act of sheer temerity. His strategic defeat in 1812 may be represented as the consequence either of an excess, or of a deficiency, of energy. All these opinions have been broached, and it is easy to see that they might very well arise, because each person takes a different view of the connection of events. At the same time these antagonistic opinions cannot be reconciled with each other, and therefore one of the two must be wrong.

Much as we are obliged to the worthy Feuquieres for the numerous examples introduced in his memoirs—partly because a number of historical incidents have thus been preserved which might otherwise have been lost, and partly because he was one of the first to bring theoretical, that is, abstract, ideas into connection with the practical in war, in so far that the cases brought forward may be regarded as intended to exemplify and confirm what is theoretically asserted—yet, in the opinion of an impartial reader, he will hardly be allowed to have attained the object he proposed to himself, that of proving theoretical principles by historical examples. For although he sometimes relates occurrences with great minuteness, still he falls short very often of showing that the deductions drawn necessarily proceed from the inner relations of these events.

Another evil which comes from the superficial notice of historical events, is that some readers are either wholly ignorant of the events, or cannot call them to remembrance sufficiently to be able to grasp the author’s meaning, so that there is no alternative between either accepting blindly what is said, or remaining unconvinced.

It is extremely difficult to put together or unfold historical events before the eyes of a reader in such a way as is necessary, in order to be able to use them as proofs; for the writer very often wants the means, and can neither afford the time nor the requisite space; but we maintain that, when the object is to establish a new or doubtful opinion, one single example, thoroughly analysed, is far more instructive than ten which are superficially treated. The great mischief of these superficial representations is not that the writer puts his story forward as a proof when it has only a false title, but that he has not made himself properly acquainted with the subject, and that from this sort of slovenly, shallow treatment of history, a hundred false views and attempts at the construction of theories arise, which would never have made their appearance if the writer had looked upon it as his duty to deduce from the strict connection of events everything new which he brought to market, and sought to prove from history.

When we are convinced of these difficulties in the use of historical examples, and at the same time of the necessity (of making use of such examples), then we shall also come to the conclusion that the latest military history is naturally the best field from which to draw them, inasmuch as it alone is sufficiently authentic and detailed.

In ancient times, circumstances connected with War, as well as the method of carrying it on, were different; therefore its events are of less use to us either theoretically or practically; in addition to which, military history, like every other, naturally loses in the course of time a number of small traits and lineaments originally to be seen, loses in colour and life, like a worn-out or darkened picture; so that perhaps at last only the large masses and leading features remain, which thus acquire undue proportions.

If we look at the present state of warfare, we should say that the Wars since that of the Austrian succession are almost the only ones which, at least as far as armament, have still a considerable similarity to the present, and which, notwithstanding the many important changes which have taken place both great and small, are still capable of affording much instruction. It is quite otherwise with the War of the Spanish succession, as the use of fire-arms had not then so far advanced towards perfection, and cavalry still continued the most important arm. The farther we go back, the less useful becomes military history, as it gets so much the more meagre and barren of detail. The most useless of all is that of the old world.

But this uselessness is not altogether absolute, it relates only to those subjects which depend on a knowledge of minute details, or on those things in which the method of conducting war has changed. Although we know very little about the tactics in the battles between the Swiss and the Austrians, the Burgundians and French, still we find in them unmistakable evidence that they were the first in which the superiority of a good infantry over the best cavalry was, displayed. A general glance at the time of the Condottieri teaches us how the whole method of conducting War is dependent on the instrument used; for at no period have the forces used in War had so much the characteristics of a special instrument, and been a class so totally distinct from the rest of the national community. The memorable way in which the Romans in the second Punic War attacked the Carthaginan possessions in Spain and Africa, while Hannibal still maintained himself in Italy, is a most instructive subject to study, as the general relations of the States and Armies concerned in this indirect act of defence are sufficiently well known.

But the more things descend into particulars and deviate in character from the most general relations, the less we can look for examples and lessons of experience from very remote periods, for we have neither the means of judging properly of corresponding events, nor can we apply them to our completely different method of War.

Unfortunately, however, it has always been the fashion with historical writers to talk about ancient times. We shall not say how far vanity and charlatanism may have had a share in this, but in general we fail to discover any honest intention and earnest endeavour to instruct and convince, and we can therefore only look upon such quotations and references as embellishments to fill up gaps and hide defects.

It would be an immense service to teach the Art of War entirely by historical examples, as Feuquieres proposed to do; but it would be full work for the whole life of a man, if we reflect that he who undertakes it must first qualify himself for the task by a long personal experience in actual War.

Whoever, stirred by ambition, undertakes such a task, let him prepare himself for his pious undertaking as for a long pilgrimage; let him give up his time, spare no sacrifice, fear no temporal rank or power, and rise above all feelings of personal vanity, of false shame, in order, according to the French code, to speak the Truth, the whole Truth, and nothing but the Truth.

I. Strategy

In the second chapter of the second book, Strategy has been defined as “the employment of the battle as the means towards the attainment of the object of the War.” Properly speaking it has to do with nothing but the battle, but its theory must include in this consideration the instrument of this real activity—the armed force—in itself and in its principal relations, for the battle is fought by it, and shows its effects upon it in turn. It must be well acquainted with the battle itself as far as relates to its possible results, and those mental and moral powers which are the most important in the use of the same.

Strategy is the employment of the battle to gain the end of the War; it must therefore give an aim to the whole military action, which must be in accordance with the object of the War; in other words, Strategy forms the plan of the War, and to this end it links together the series of acts which are to lead to the final decision, that, is to say, it makes the plans for the separate campaigns and regulates the combats to be fought in each. As these are all things which to a great extent can only be determined on conjectures some of which turn out incorrect, while a number of other arrangements pertaining to details cannot be made at all beforehand, it follows, as a matter of course, that Strategy must go with the Army to the field in order to arrange particulars on the spot, and to make the modifications in the general plan, which incessantly become necessary in War. Strategy can therefore never take its hand from the work for a moment.

That this, however, has not always been the view taken is evident from the former custom of keeping Strategy in the cabinet and not with the Army, a thing only allowable if the cabinet is so near to the Army that it can be taken for the chief head-quarters of the Army.

Theory will therefore attend on Strategy in the determination of its plans, or, as we may more properly say, it will throw a light on things in themselves, and on their relations to each other, and bring out prominently the little that there is of principle or rule.

If we recall to mind from the first chapter how many things of the highest importance War touches upon, we may conceive that a consideration of all requires a rare grasp of mind.

A Prince or General who knows exactly how to organise his War according to his object and means, who does neither too little nor too much, gives by that the greatest proof of his genius. But the effects of this talent are exhibited not so much by the invention of new modes of action, which might strike the eye immediately, as in the successful final result of the whole. It is the exact fulfilment of silent suppositions, it is the noiseless harmony of the whole action which we should admire, and which only makes itself known in the total result. Inquirer who, tracing back from the final result, does not perceive the signs of that harmony is one who is apt to seek for genius where it is not, and where it cannot be found.

The means and forms which Strategy uses are in fact so extremely simple, so well known by their constant repetition, that it only appears ridiculous to sound common sense when it hears critics so frequently speaking of them with high-flown emphasis. Turning a flank, which has been done a thousand times, is regarded here as a proof of the most brilliant genius, there as a proof of the most profound penetration, indeed even of the most comprehensive knowledge. Can there be in the book-world more absurd productions?(*)

(*) This paragraph refers to the works of Lloyd, Bülow, indeed to all the eighteenth-century writers, from whose influence we in England are not even yet free.—ED.

It is still more ridiculous if, in addition to this, we reflect that the same critic, in accordance with prevalent opinion, excludes all moral forces from theory, and will not allow it to be concerned with anything but the material forces, so that all must be confined to a few mathematical relations of equilibrium and preponderance, of time and space, and a few lines and angles. If it were nothing more than this, then out of such a miserable business there would not be a scientific problem for even a schoolboy.

But let us admit: there is no question here about scientific formulas and problems; the relations of material things are all very simple; the right comprehension of the moral forces which come into play is more difficult. Still, even in respect to them, it is only in the highest branches of Strategy that moral complications and a great diversity of quantities and relations are to be looked for, only at that point where Strategy borders on political science, or rather where the two become one, and there, as we have before observed, they have more influence on the “how much” and “how little” is to be done than on the form of execution. Where the latter is the principal question, as in the single acts both great and small in War, the moral quantities are already reduced to a very small number.

Thus, then, in Strategy everything is very simple, but not on that account very easy. Once it is determined from the relations of the State what should and may be done by War, then the way to it is easy to find; but to follow that way straightforward, to carry out the plan without being obliged to deviate from it a thousand times by a thousand varying influences, requires, besides great strength of character, great clearness and steadiness of mind, and out of a thousand men who are remarkable, some for mind, others for penetration, others again for boldness or strength of will, perhaps not one will combine in himself all those qualities which are required to raise a man above mediocrity in the career of a general.

It may sound strange, but for all who know War in this respect it is a fact beyond doubt, that much more strength of will is required to make an important decision in Strategy than in tactics. In the latter we are hurried on with the moment; a Commander feels himself borne along in a strong current, against which he durst not contend without the most destructive consequences, he suppresses the rising fears, and boldly ventures further. In Strategy, where all goes on at a slower rate, there is more room allowed for our own apprehensions and those of others, for objections and remonstrances, consequently also for unseasonable regrets; and as we do not see things in Strategy as we do at least half of them in tactics, with the living eye, but everything must be conjectured and assumed, the convictions produced are less powerful. The consequence is that most Generals, when they should act, remain stuck fast in bewildering doubts.

Now let us cast a glance at history—upon Frederick the Great’s campaign of 1760, celebrated for its fine marches and manœuvres: a perfect masterpiece of Strategic skill as critics tell us. Is there really anything to drive us out of our wits with admiration in the King’s first trying to turn Daun’s right flank, then his left, then again his right, &c.? Are we to see profound wisdom in this? No, that we cannot, if we are to decide naturally and without affectation. What we rather admire above all is the sagacity of the King in this respect, that while pursuing a great object with very limited means, he undertook nothing beyond his powers, and just enough to gain his object. This sagacity of the General is visible not only in this campaign, but throughout all the three Wars of the Great King!

To bring Silesia into the safe harbour of a well-guaranteed peace was his object.

At the head of a small State, which was like other States in most things, and only ahead of them in some branches of administration; he could not be an Alexander, and, as Charles XII, he would only, like him, have broken his head. We find, therefore, in the whole of his conduct of War, a controlled power, always well balanced, and never wanting in energy, which in the most critical moments rises to astonishing deeds, and the next moment oscillates quietly on again in subordination to the play of the most subtle political influences. Neither vanity, thirst for glory, nor vengeance could make him deviate from his course, and this course alone it is which brought him to a fortunate termination of the contest.

These few words do but scant justice to this phase of the genius of the great General; the eyes must be fixed carefully on the extraordinary issue of the struggle, and the causes which brought about that issue must be traced out, in order thoroughly to understand that nothing but the King’s penetrating eye brought him safely out of all his dangers.

This is one feature in this great Commander which we admire in the campaign of 1760—and in all others, but in this especially—because in none did he keep the balance even against such a superior hostile force, with such a small sacrifice.

Another feature relates to the difficulty of execution. Marches to turn a flank, right or left, are easily combined; the idea of keeping a small force always well concentrated to be able to meet the enemy on equal terms at any point, to multiply a force by rapid movement, is as easily conceived as expressed; the mere contrivance in these points, therefore, cannot excite our admiration, and with respect to such simple things, there is nothing further than to admit that they are simple.

But let a General try to do these things like Frederick the Great. Long afterwards authors, who were eyewitnesses, have spoken of the danger, indeed of the imprudence, of the King’s camps, and doubtless, at the time he pitched them, the danger appeared three times as great as afterwards.

It was the same with his marches, under the eyes, nay, often under the cannon of the enemy’s Army; these camps were taken up, these marches made, not from want of prudence, but because in Daun’s system, in his mode of drawing up his Army, in the responsibility which pressed upon him, and in his character, Frederick found that security which justified his camps and marches. But it required the King’s boldness, determination, and strength of will to see things in this light, and not to be led astray and intimidated by the danger of which thirty years after people still wrote and spoke. Few Generals in this situation would have believed these simple strategic means to be practicable.

Again, another difficulty in execution lay in this, that the King’s Army in this campaign was constantly in motion. Twice it marched by wretched cross-roads, from the Elbe into Silesia, in rear of Daun and pursued by Lascy (beginning of July, beginning of August). It required to be always ready for battle, and its marches had to be organised with a degree of skill which necessarily called forth a proportionate amount of exertion. Although attended and delayed by thousands of waggons, still its subsistence was extremely difficult. In Silesia, for eight days before the battle of Leignitz, it had constantly to march, defiling alternately right and left in front of the enemy:—this costs great fatigue, and entails great privations.

Is it to be supposed that all this could have been done without producing great friction in the machine? Can the mind of a Commander elaborate such movements with the same ease as the hand of a land surveyor uses the astrolabe? Does not the sight of the sufferings of their hungry, thirsty comrades pierce the hearts of the Commander and his Generals a thousand times? Must not the murmurs and doubts which these cause reach his ear? Has an ordinary man the courage to demand such sacrifices, and would not such efforts most certainly demoralise the Army, break up the bands of discipline, and, in short, undermine its military virtue, if firm reliance on the greatness and infallibility of the Commander did not compensate for all? Here, therefore, it is that we should pay respect; it is these miracles of execution which we should admire. But it is impossible to realise all this in its full force without a foretaste of it by experience. He who only knows War from books or the drill-ground cannot realise the whole effect of this counterpoise in action; we beg him, therefore, to accept from us on faith and trust all that he is unable to supply from any personal experiences of his own.

This illustration is intended to give more clearness to the course of our ideas, and in closing this chapter we will only briefly observe that in our exposition of Strategy we shall describe those separate subjects which appear to us the most important, whether of a moral or material nature; then proceed from the simple to the complex, and conclude with the inner connection of the whole act of War, in other words, with the plan for a War or campaign.

OBSERVATION.

In an earlier manuscript of the second book are the following passages endorsed by the author himself to be used for the first Chapter of the second Book: the projected revision of that chapter not having been made, the passages referred to are introduced here in full.

By the mere assemblage of armed forces at a particular point, a battle there becomes possible, but does not always take place. Is that possibility now to be regarded as a reality and therefore an effective thing? Certainly, it is so by its results, and these effects, whatever they may be, can never fail.

1. POSSIBLE COMBATS ARE ON ACCOUNT OF THEIR RESULTS TO BE LOOKED UPON AS REAL ONES.

If a detachment is sent away to cut off the retreat of a flying enemy, and the enemy surrenders in consequence without further resistance, still it is through the combat which is offered to him by this detachment sent after him that he is brought to his decision.

If a part of our Army occupies an enemy’s province which was undefended, and thus deprives the enemy of very considerable means of keeping up the strength of his Army, it is entirely through the battle which our detached body gives the enemy to expect, in case he seeks to recover the lost province, that we remain in possession of the same.

In both cases, therefore, the mere possibility of a battle has produced results, and is therefore to be classed amongst actual events. Suppose that in these cases the enemy has opposed our troops with others superior in force, and thus forced ours to give up their object without a combat, then certainly our plan has failed, but the battle which we offered at (either of) those points has not on that account been without effect, for it attracted the enemy’s forces to that point. And in case our whole undertaking has done us harm, it cannot be said that these positions, these possible battles, have been attended with no results; their effects, then, are similar to those of a lost battle.

In this manner we see that the destruction of the enemy’s military forces, the overthrow of the enemy’s power, is only to be done through the effect of a battle, whether it be that it actually takes place, or that it is merely offered, and not accepted.

2. TWOFOLD OBJECT OF THE COMBAT.

But these effects are of two kinds, direct and indirect they are of the latter, if other things intrude themselves and become the object of the combat—things which cannot be regarded as the destruction of enemy’s force, but only leading up to it, certainly by a circuitous road, but with so much the greater effect. The possession of provinces, towns, fortresses, roads, bridges, magazines, &c., may be the immediate object of a battle, but never the ultimate one. Things of this description can never be, looked upon otherwise than as means of gaining greater superiority, so as at last to offer battle to the enemy in such a way that it will be impossible for him to accept it. Therefore all these things must only be regarded as intermediate links, steps, as it were, leading up to the effectual principle, but never as that principle itself.

3. EXAMPLE.

In 1814, by the capture of Buonaparte’s capital the object of the War was attained. The political divisions which had their roots in Paris came into active operation, and an enormous split left the power of the Emperor to collapse of itself. Nevertheless the point of view from which we must look at all this is, that through these causes the forces and defensive means of Buonaparte were suddenly very much diminished, the superiority of the Allies, therefore, just in the same measure increased, and any further resistance then became impossible. It was this impossibility which produced the peace with France. If we suppose the forces of the Allies at that moment diminished to a like extent through external causes;—if the superiority vanishes, then at the same time vanishes also all the effect and importance of the taking of Paris.

We have gone through this chain of argument in order to show that this is the natural and only true view of the thing from which it derives its importance. It leads always back to the question, What at any given moment of the War or campaign will be the probable result of the great or small combats which the two sides might offer to each other? In the consideration of a plan for a campaign, this question only is decisive as to the measures which are to be taken all through from the very commencement.

4. WHEN THIS VIEW IS NOT TAKEN, THEN A FALSE VALUE IS GIVEN TO OTHER THINGS.

If we do not accustom ourselves to look upon War, and the single campaigns in a War, as a chain which is all composed of battles strung together, one of which always brings on another; if we adopt the idea that the taking of a certain geographical point, the occupation of an undefended province, is in itself anything; then we are very likely to regard it as an acquisition which we may retain; and if we look at it so, and not as a term in the whole series of events, we do not ask ourselves whether this possession may not lead to greater disadvantages hereafter. How often we find this mistake recurring in military history.

We might say that, just as in commerce the merchant cannot set apart and place in security gains from one single transaction by itself, so in War a single advantage cannot be separated from the result of the whole. Just as the former must always operate with the whole bulk of his means, just so in War, only the sum total will decide on the advantage or disadvantage of each item.

If the mind’s eye is always directed upon the series of combats, so far as they can be seen beforehand, then it is always looking in the right direction, and thereby the motion of the force acquires that rapidity, that is to say, willing and doing acquire that energy which is suitable to the matter, and which is not to be thwarted or turned aside by extraneous influences.(*)

(*) The whole of this chapter is directed against the theories of the Austrian Staff in 1814. It may be taken as the foundation of the modern teaching of the Prussian General Staff. See especially von Kämmer.—ED.

II. Elements of Strategy

The causes which condition the use of the combat in Strategy may be easily divided into elements of different kinds, such as the moral, physical, mathematical, geographical and statistical elements.

The first class includes all that can be called forth by moral qualities and effects; to the second belong the whole mass of the military force, its organisation, the proportion of the three arms, &c. &c.; to the third, the angle of the lines of operation, the concentric and eccentric movements in as far as their geometrical nature has any value in the calculation; to the fourth, the influences of country, such as commanding points, hills, rivers, woods, roads, &c. &c.; lastly, to the fifth, all the means of supply. The separation of these things once for all in the mind does good in giving clearness and helping us to estimate at once, at a higher or lower value, the different classes as we pass onwards. For, in considering them separately, many lose of themselves their borrowed importance; one feels, for instance, quite plainly that the value of a base of operations, even if we look at nothing in it but its relative position to the line of operations, depends much less in that simple form on the geometrical element of the angle which they form with one another, than on the nature of the roads and the country through which they pass.

But to treat upon Strategy according to these elements would be the most unfortunate idea that could be conceived, for these elements are generally manifold, and intimately connected with each other in every single operation of War. We should lose ourselves in the most soulless analysis, and as if in a horrid dream, we should be for ever trying in vain to build up an arch to connect this base of abstractions with facts belonging to the real world. Heaven preserve every theorist from such an undertaking! We shall keep to the world of things in their totality, and not pursue our analysis further than is necessary from time to time to give distinctness to the idea which we wish to impart, and which has come to us, not by a speculative investigation, but through the impression made by the realities of War in their entirety.

III. Moral Forces

We must return again to this subject, which is touched upon in the third chapter of the second book, because the moral forces are amongst the most important subjects in War. They form the spirit which permeates the whole being of War. These forces fasten themselves soonest and with the greatest affinity on to the Will which puts in motion and guides the whole mass of powers, uniting with it as it were in one stream, because this is a moral force itself. Unfortunately they will escape from all book-analysis, for they will neither be brought into numbers nor into classes, and require to be both seen and felt.

The spirit and other moral qualities which animate an Army, a General, or Governments, public opinion in provinces in which a War is raging, the moral effect of a victory or of a defeat, are things which in themselves vary very much in their nature, and which also, according as they stand with regard to our object and our relations, may have an influence in different ways.

Although little or nothing can be said about these things in books, still they belong to the theory of the Art of War, as much as everything else which constitutes War. For I must here once more repeat that it is a miserable philosophy if, according to the old plan, we establish rules and principles wholly regardless of all moral forces, and then, as soon as these forces make their appearance, we begin to count exceptions which we thereby establish as it were theoretically, that is, make into rules; or if we resort to an appeal to genius, which is above all rules, thus giving out by implication, not only that rules were only made for fools, but also that they themselves are no better than folly.

Even if the theory of the Art of War does no more in reality than recall these things to remembrance, showing the necessity of allowing to the moral forces their full value, and of always taking them into consideration, by so doing it extends its borders over the region of immaterial forces, and by establishing that point of view, condemns beforehand every one who would endeavour to justify himself before its judgment seat by the mere physical relations of forces.

Further out of regard to all other so-called rules, theory cannot banish the moral forces beyond its frontier, because the effects of the physical forces and the moral are completely fused, and are not to be decomposed like a metal alloy by a chemical process. In every rule relating to the physical forces, theory must present to the mind at the same time the share which the moral powers will have in it, if it would not be led to categorical propositions, at one time too timid and contracted, at another too dogmatical and wide. Even the most matter-of-fact theories have, without knowing it, strayed over into this moral kingdom; for, as an example, the effects of a victory cannot in any way be explained without taking into consideration the moral impressions. And therefore the most of the subjects which we shall go through in this book are composed half of physical, half of moral causes and effects, and we might say the physical are almost no more than the wooden handle, whilst the moral are the noble metal, the real bright-polished weapon.

The value of the moral powers, and their frequently incredible influence, are best exemplified by history, and this is the most generous and the purest nourishment which the mind of the General can extract from it.—At the same time it is to be observed, that it is less demonstrations, critical examinations, and learned treatises, than sentiments, general impressions, and single flashing sparks of truth, which yield the seeds of knowledge that are to fertilise the mind.

We might go through the most important moral phenomena in War, and with all the care of a diligent professor try what we could impart about each, either good or bad. But as in such a method one slides too much into the commonplace and trite, whilst real mind quickly makes its escape in analysis, the end is that one gets imperceptibly to the relation of things which everybody knows. We prefer, therefore, to remain here more than usually incomplete and rhapsodical, content to have drawn attention to the importance of the subject in a general way, and to have pointed out the spirit in which the views given in this book have been conceived.

IV. The Chief Moral Powers

These are The Talents of the Commander; The Military Virtue of the Army; Its National feeling. Which of these is the most important no one can tell in a general way, for it is very difficult to say anything in general of their strength, and still more difficult to compare the strength of one with that of another. The best plan is not to undervalue any of them, a fault which human judgment is prone to, sometimes on one side, sometimes on another, in its whimsical oscillations. It is better to satisfy ourselves of the undeniable efficacy of these three things by sufficient evidence from history.

It is true, however, that in modern times the Armies of European states have arrived very much at a par as regards discipline and fitness for service, and that the conduct of War has—as philosophers would say—naturally developed itself, thereby become a method, common as it were to all Armies, so that even from Commanders there is nothing further to be expected in the way of application of special means of Art, in the limited sense (such as Frederick the Second’s oblique order). Hence it cannot be denied that, as matters now stand, greater scope is afforded for the influence of National spirit and habituation of an army to War. A long peace may again alter all this.(*)

(*) Written shortly after the Great Napoleonic campaigns.

The national spirit of an Army (enthusiasm, fanatical zeal, faith, opinion) displays itself most in mountain warfare, where every one down to the common soldier is left to himself. On this account, a mountainous country is the best campaigning ground for popular levies.

Expertness of an Army through training, and that well-tempered courage which holds the ranks together as if they had been cast in a mould, show their superiority in an open country.

The talent of a General has most room to display itself in a closely intersected, undulating country. In mountains he has too little command over the separate parts, and the direction of all is beyond his powers; in open plains it is simple and does not exceed those powers.

According to these undeniable elective affinities, plans should be regulated.

V. Military Virtue of an Army

This is distinguished from mere bravery, and still more from enthusiasm for the business of War. The first is certainly a necessary constituent part of it, but in the same way as bravery, which is a natural gift in some men, may arise in a soldier as a part of an Army from habit and custom, so with him it must also have a different direction from that which it has with others. It must lose that impulse to unbridled activity and exercise of force which is its characteristic in the individual, and submit itself to demands of a higher kind, to obedience, order, rule, and method. Enthusiasm for the profession gives life and greater fire to the military virtue of an Army, but does not necessarily constitute a part of it.

War is a special business, and however general its relations may be, and even if all the male population of a country, capable of bearing arms, exercise this calling, still it always continues to be different and separate from the other pursuits which occupy the life of man.—To be imbued with a sense of the spirit and nature of this business, to make use of, to rouse, to assimilate into the system the powers which should be active in it, to penetrate completely into the nature of the business with the understanding, through exercise to gain confidence and expertness in it, to be completely given up to it, to pass out of the man into the part which it is assigned to us to play in War, that is the military virtue of an Army in the individual.

However much pains may be taken to combine the soldier and the citizen in one and the same individual, whatever may be done to nationalise Wars, and however much we may imagine times have changed since the days of the old Condottieri, never will it be possible to do away with the individuality of the business; and if that cannot be done, then those who belong to it, as long as they belong to it, will always look upon themselves as a kind of guild, in the regulations, laws and customs in which the “Spirit of War” by preference finds its expression. And so it is in fact. Even with the most decided inclination to look at War from the highest point of view, it would be very wrong to look down upon this corporate spirit (esprit de corps) which may and should exist more or less in every Army. This corporate spirit forms the bond of union between the natural forces which are active in that which we have called military virtue. The crystals of military virtue have a greater affinity for the spirit of a corporate body than for anything else.

An Army which preserves its usual formations under the heaviest fire, which is never shaken by imaginary fears, and in the face of real danger disputes the ground inch by inch, which, proud in the feeling of its victories, never loses its sense of obedience, its respect for and confidence in its leaders, even under the depressing effects of defeat; an Army with all its physical powers, inured to privations and fatigue by exercise, like the muscles of an athlete; an Army which looks upon all its toils as the means to victory, not as a curse which hovers over its standards, and which is always reminded of its duties and virtues by the short catechism of one idea, namely the honour of its arms;—Such an Army is imbued with the true military spirit.

Soldiers may fight bravely like the Vendéans, and do great things like the Swiss, the Americans, or Spaniards, without displaying this military virtue. A Commander may also be successful at the head of standing Armies, like Eugene and Marlborough, without enjoying the benefit of its assistance; we must not, therefore, say that a successful War without it cannot be imagined; and we draw especial attention to that point, in order the more to individualise the conception which is here brought forward, that the idea may not dissolve into a generalisation and that it may not be thought that military virtue is in the end everything. It is not so. Military virtue in an Army is a definite moral power which may be supposed wanting, and the influence of which may therefore be estimated—like any instrument the power of which may be calculated.

Having thus characterised it, we proceed to consider what can be predicated of its influence, and what are the means of gaining its assistance.

Military virtue is for the parts, what the genius of the Commander is for the whole. The General can only guide the whole, not each separate part, and where he cannot guide the part, there military virtue must be its leader. A General is chosen by the reputation of his superior talents, the chief leaders of large masses after careful probation; but this probation diminishes as we descend the scale of rank, and in just the same measure we may reckon less and less upon individual talents; but what is wanting in this respect military virtue should supply. The natural qualities of a warlike people play just this part: bravery, aptitude, powers of endurance and enthusiasm.

These properties may therefore supply the place of military virtue, and vice versa, from which the following may be deduced:

1. Military virtue is a quality of standing Armies only, but they require it the most. In national risings its place is supplied by natural qualities, which develop themselves there more rapidly.

2. Standing Armies opposed to standing Armies, can more easily dispense with it, than a standing Army opposed to a national insurrection, for in that case, the troops are more scattered, and the divisions left more to themselves. But where an Army can be kept concentrated, the genius of the General takes a greater place, and supplies what is wanting in the spirit of the Army. Therefore generally military virtue becomes more necessary the more the theatre of operations and other circumstances make the War complicated, and cause the forces to be scattered.

From these truths the only lesson to be derived is this, that if an Army is deficient in this quality, every endeavour should be made to simplify the operations of the War as much as possible, or to introduce double efficiency in the organisation of the Army in some other respect, and not to expect from the mere name of a standing Army, that which only the veritable thing itself can give.

The military virtue of an Army is, therefore, one of the most important moral powers in War, and where it is wanting, we either see its place supplied by one of the others, such as the great superiority of generalship or popular enthusiasm, or we find the results not commensurate with the exertions made.—How much that is great, this spirit, this sterling worth of an army, this refining of ore into the polished metal, has already done, we see in the history of the Macedonians under Alexander, the Roman legions under Cesar, the Spanish infantry under Alexander Farnese, the Swedes under Gustavus Adolphus and Charles XII, the Prussians under Frederick the Great, and the French under Buonaparte. We must purposely shut our eyes against all historical proof, if we do not admit, that the astonishing successes of these Generals and their greatness in situations of extreme difficulty, were only possible with Armies possessing this virtue.

This spirit can only be generated from two sources, and only by these two conjointly; the first is a succession of campaigns and great victories; the other is, an activity of the Army carried sometimes to the highest pitch. Only by these, does the soldier learn to know his powers. The more a General is in the habit of demanding from his troops, the surer he will be that his demands will be answered. The soldier is as proud of overcoming toil, as he is of surmounting danger. Therefore it is only in the soil of incessant activity and exertion that the germ will thrive, but also only in the sunshine of victory. Once it becomes a strong tree, it will stand against the fiercest storms of misfortune and defeat, and even against the indolent inactivity of peace, at least for a time. It can therefore only be created in War, and under great Generals, but no doubt it may last at least for several generations, even under Generals of moderate capacity, and through considerable periods of peace.

With this generous and noble spirit of union in a line of veteran troops, covered with scars and thoroughly inured to War, we must not compare the self-esteem and vanity of a standing Army,(*) held together merely by the glue of service-regulations and a drill book; a certain plodding earnestness and strict discipline may keep up military virtue for a long time, but can never create it; these things therefore have a certain value, but must not be over-rated. Order, smartness, good will, also a certain degree of pride and high feeling, are qualities of an Army formed in time of peace which are to be prized, but cannot stand alone. The whole retains the whole, and as with glass too quickly cooled, a single crack breaks the whole mass. Above all, the highest spirit in the world changes only too easily at the first check into depression, and one might say into a kind of rhodomontade of alarm, the French sauve que peut.—Such an Army can only achieve something through its leader, never by itself. It must be led with double caution, until by degrees, in victory and hardships, the strength grows into the full armour. Beware then of confusing the SPIRIT of an Army with its temper.

(*) Clausewitz is, of course, thinking of the long-service standing armies of his own youth. Not of the short-service standing armies of to-day (EDITOR).

VI. Boldness

The place and part which boldness takes in the dynamic system of powers, where it stands opposed to Foresight and prudence, has been stated in the chapter on the certainty of the result in order thereby to show, that theory has no right to restrict it by virtue of its legislative power.

But this noble impulse, with which the human soul raises itself above the most formidable dangers, is to be regarded as an active principle peculiarly belonging to War. In fact, in what branch of human activity should boldness have a right of citizenship if not in War?

From the transport-driver and the drummer up to the General, it is the noblest of virtues, the true steel which gives the weapon its edge and brilliancy.

Let us admit in fact it has in War even its own prerogatives. Over and above the result of the calculation of space, time, and quantity, we must allow a certain percentage which boldness derives from the weakness of others, whenever it gains the mastery. It is therefore, virtually, a creative power. This is not difficult to demonstrate philosophically. As often as boldness encounters hesitation, the probability of the result is of necessity in its favour, because the very state of hesitation implies a loss of equilibrium already. It is only when it encounters cautious foresight—which we may say is just as bold, at all events just as strong and powerful as itself—that it is at a disadvantage; such cases, however, rarely occur. Out of the whole multitude of prudent men in the world, the great majority are so from timidity.

Amongst large masses, boldness is a force, the special cultivation of which can never be to the detriment of other forces, because the great mass is bound to a higher will by the frame-work and joints of the order of battle and of the service, and therefore is guided by an intelligent power which is extraneous. Boldness is therefore here only like a spring held down until its action is required.

The higher the rank the more necessary it is that boldness should be accompanied by a reflective mind, that it may not be a mere blind outburst of passion to no purpose; for with increase of rank it becomes always less a matter of self-sacrifice and more a matter of the preservation of others, and the good of the whole. Where regulations of the service, as a kind of second nature, prescribe for the masses, reflection must be the guide of the General, and in his case individual boldness in action may easily become a fault. Still, at the same time, it is a fine failing, and must not be looked at in the same light as any other. Happy the Army in which an untimely boldness frequently manifests itself; it is an exuberant growth which shows a rich soil. Even foolhardiness, that is boldness without an object, is not to be despised; in point of fact it is the same energy of feeling, only exercised as a kind of passion without any co-operation of the intelligent faculties. It is only when it strikes at the root of obedience, when it treats with contempt the orders of superior authority, that it must be repressed as a dangerous evil, not on its own account but on account of the act of disobedience, for there is nothing in War which is of greater importance than obedience.

The reader will readily agree with us that, supposing an equal degree of discernment to be forthcoming in a certain number of cases, a thousand times as many of them will end in disaster through over-anxiety as through boldness.

One would suppose it natural that the interposition of a reasonable object should stimulate boldness, and therefore lessen its intrinsic merit, and yet the reverse is the case in reality.

The intervention of lucid thought or the general supremacy of mind deprives the emotional forces of a great part of their power. On that account boldness becomes of rarer occurrence the higher we ascend the scale of rank, for whether the discernment and the understanding do or do not increase with these ranks still the Commanders, in their several stations as they rise, are pressed upon more and more severely by objective things, by relations and claims from without, so that they become the more perplexed the lower the degree of their individual intelligence. This so far as regards War is the chief foundation of the truth of the French proverb:—

“Tel brille au second qui s’éclipse au premier.”

Almost all the Generals who are represented in history as merely having attained to mediocrity, and as wanting in decision when in supreme command, are men celebrated in their antecedent career for their boldness and decision.(*)

(*) Beaulieu, Benedek, Bazaine, Buller, Melas, Mack. &c. &c.

In those motives to bold action which arise from the pressure of necessity we must make a distinction. Necessity has its degrees of intensity. If it lies near at hand, if the person acting is in the pursuit of his object driven into great dangers in order to escape others equally great, then we can only admire his resolution, which still has also its value. If a young man to show his skill in horsemanship leaps across a deep cleft, then he is bold; if he makes the same leap pursued by a troop of head-chopping Janissaries he is only resolute. But the farther off the necessity from the point of action, the greater the number of relations intervening which the mind has to traverse; in order to realise them, by so much the less does necessity take from boldness in action. If Frederick the Great, in the year 1756, saw that War was inevitable, and that he could only escape destruction by being beforehand with his enemies, it became necessary for him to commence the War himself, but at the same time it was certainly very bold: for few men in his position would have made up their minds to do so.

Although Strategy is only the province of Generals-in-Chief or Commanders in the higher positions, still boldness in all the other branches of an Army is as little a matter of indifference to it as their other military virtues. With an Army belonging to a bold race, and in which the spirit of boldness has been always nourished, very different things may be undertaken than with one in which this virtue, is unknown; for that reason we have considered it in connection with an Army. But our subject is specially the boldness of the General, and yet we have not much to say about it after having described this military virtue in a general way to the best of our ability.

The higher we rise in a position of command, the more of the mind, understanding, and penetration predominate in activity, the more therefore is boldness, which is a property of the feelings, kept in subjection, and for that reason we find it so rarely in the highest positions, but then, so much the more should it be admired. Boldness, directed by an overruling intelligence, is the stamp of the hero: this boldness does not consist in venturing directly against the nature of things, in a downright contempt of the laws of probability, but, if a choice is once made, in the rigorous adherence to that higher calculation which genius, the tact of judgment, has gone over with the speed of lightning. The more boldness lends wings to the mind and the discernment, so much the farther they will reach in their flight, so much the more comprehensive will be the view, the more exact the result, but certainly always only in the sense that with greater objects greater dangers are connected. The ordinary man, not to speak of the weak and irresolute, arrives at an exact result so far as such is possible without ocular demonstration, at most after diligent reflection in his chamber, at a distance from danger and responsibility. Let danger and responsibility draw close round him in every direction, then he loses the power of comprehensive vision, and if he retains this in any measure by the influence of others, still he will lose his power of decision, because in that point no one can help him.

We think then that it is impossible to imagine a distinguished General without boldness, that is to say, that no man can become one who is not born with this power of the soul, and we therefore look upon it as the first requisite for such a career. How much of this inborn power, developed and moderated through education and the circumstances of life, is left when the man has attained a high position, is the second question. The greater this power still is, the stronger will genius be on the wing, the higher will be its flight. The risks become always greater, but the purpose grows with them. Whether its lines proceed out of and get their direction from a distant necessity, or whether they converge to the keystone of a building which ambition has planned, whether Frederick or Alexander acts, is much the same as regards the critical view. If the one excites the imagination more because it is bolder, the other pleases the understanding most, because it has in it more absolute necessity.

We have still to advert to one very important circumstance.

The spirit of boldness can exist in an Army, either because it is in the people, or because it has been generated in a successful War conducted by able Generals. In the latter case it must of course be dispensed with at the commencement.

Now in our days there is hardly any other means of educating the spirit of a people in this respect, except by War, and that too under bold Generals. By it alone can that effeminacy of feeling be counteracted, that propensity to seek for the enjoyment of comfort, which cause degeneracy in a people rising in prosperity and immersed in an extremely busy commerce.

A Nation can hope to have a strong position in the political world only if its character and practice in actual War mutually support each other in constant reciprocal action.

VII. Perseverance

The reader expects to hear of angles and lines, and finds, instead of these citizens of the scientific world, only people out of common life, such as he meets with every day in the street. And yet the author cannot make up his mind to become a hair’s breadth more mathematical than the subject seems to him to require, and he is not alarmed at the surprise which the reader may show.

In War more than anywhere else in the world things happen differently to what we had expected, and look differently when near, to what they did at a distance. With what serenity the architect can watch his work gradually rising and growing into his plan. The doctor although much more at the mercy of mysterious agencies and chances than the architect, still knows enough of the forms and effects of his means. In War, on the other hand, the Commander of an immense whole finds himself in a constant whirlpool of false and true information, of mistakes committed through fear, through negligence, through precipitation, of contraventions of his authority, either from mistaken or correct motives, from ill will, true or false sense of duty, indolence or exhaustion, of accidents which no mortal could have foreseen. In short, he is the victim of a hundred thousand impressions, of which the most have an intimidating, the fewest an encouraging tendency. By long experience in War, the tact is acquired of readily appreciating the value of these incidents; high courage and stability of character stand proof against them, as the rock resists the beating of the waves. He who would yield to these impressions would never carry out an undertaking, and on that account perseverance in the proposed object, as long as there is no decided reason against it, is a most necessary counterpoise. Further, there is hardly any celebrated enterprise in War which was not achieved by endless exertion, pains, and privations; and as here the weakness of the physical and moral man is ever disposed to yield, only an immense force of will, which manifests itself in perseverance admired by present and future generations, can conduct to our goal.

VIII. Superiority of Numbers

This is in tactics, as well as in Strategy, the most general principle of victory, and shall be examined by us first in its generality, for which we may be permitted the following exposition:

Strategy fixes the point where, the time when, and the numerical force with which the battle is to be fought. By this triple determination it has therefore a very essential influence on the issue of the combat. If tactics has fought the battle, if the result is over, let it be victory or defeat, Strategy makes such use of it as can be made in accordance with the great object of the War. This object is naturally often a very distant one, seldom does it lie quite close at hand. A series of other objects subordinate themselves to it as means. These objects, which are at the same time means to a higher purpose, may be practically of various kinds; even the ultimate aim of the whole War may be a different one in every case. We shall make ourselves acquainted with these things according as we come to know the separate objects which they come, in contact with; and it is not our intention here to embrace the whole subject by a complete enumeration of them, even if that were possible. We therefore let the employment of the battle stand over for the present.

Even those things through which Strategy has an influence on the issue of the combat, inasmuch as it establishes the same, to a certain extent decrees them, are not so simple that they can be embraced in one single view. For as Strategy appoints time, place and force, it can do so in practice in many ways, each of which influences in a different manner the result of the combat as well as its consequences. Therefore we shall only get acquainted with this also by degrees, that is, through the subjects which more closely determine the application.

If we strip the combat of all modifications which it may undergo according to its immediate purpose and the circumstances from which it proceeds, lastly if we set aside the valour of the troops, because that is a given quantity, then there remains only the bare conception of the combat, that is a combat without form, in which we distinguish nothing but the number of the combatants.

This number will therefore determine victory. Now from the number of things above deducted to get to this point, it is shown that the superiority in numbers in a battle is only one of the factors employed to produce victory that therefore so far from having with the superiority in number obtained all, or even only the principal thing, we have perhaps got very little by it, according as the other circumstances which co-operate happen to vary.

But this superiority has degrees, it may be imagined as twofold, threefold or fourfold, and every one sees, that by increasing in this way, it must (at last) overpower everything else.

In such an aspect we grant, that the superiority in numbers is the most important factor in the result of a combat, only it must be sufficiently great to be a counterpoise to all the other co-operating circumstances. The direct result of this is, that the greatest possible number of troops should be brought into action at the decisive point.

Whether the troops thus brought are sufficient or not, we have then done in this respect all that our means allowed. This is the first principle in Strategy, therefore in general as now stated, it is just as well suited for Greeks and Persians, or for Englishmen and Mahrattas, as for French and Germans. But we shall take a glance at our relations in Europe, as respects War, in order to arrive at some more definite idea on this subject.

Here we find Armies much more alike in equipment, organisation, and practical skill of every kind. There only remains a difference in the military virtue of Armies, and in the talent of Generals which may fluctuate with time from side to side. If we go through the military history of modern Europe, we find no example of a Marathon.

Frederick the Great beat 80,000 Austrians at Leuthen with about 30,000 men, and at Rosbach with 25,000 some 50,000 allies; these are however the only instances of victories gained against an enemy double, or more than double in numbers. Charles XII, in the battle of Narva, we cannot well quote, for the Russians were at that time hardly to be regarded as Europeans, also the principal circumstances, even of the battle, are too little known. Buonaparte had at Dresden 120,000 against 220,000, therefore not the double. At Kollin, Frederick the Great did not succeed, with 30,000 against 50,000 Austrians, neither did Buonaparte in the desperate battle of Leipsic, where he was 160,000 strong, against 280,000.

From this we may infer, that it is very difficult in the present state of Europe, for the most talented General to gain a victory over an enemy double his strength. Now if we see double numbers prove such a weight in the scale against the greatest Generals, we may be sure, that in ordinary cases, in small as well as great combats, an important superiority of numbers, but which need not be over two to one, will be sufficient to ensure the victory, however disadvantageous other circumstances may be. Certainly, we may imagine a defile which even tenfold would not suffice to force, but in such a case it can be no question of a battle at all.

We think, therefore, that under our conditions, as well as in all similar ones, the superiority at the decisive point is a matter of capital importance, and that this subject, in the generality of cases, is decidedly the most important of all. The strength at the decisive point depends on the absolute strength of the Army, and on skill in making use of it.

The first rule is therefore to enter the field with an Army as strong as possible. This sounds very like a commonplace, but still it is really not so.

In order to show that for a long time the strength of forces was by no means regarded as a chief point, we need only observe, that in most, and even in the most detailed histories of the Wars in the eighteenth century, the strength of the Armies is either not given at all, or only incidentally, and in no case is any special value laid upon it. Tempelhof in his history of the Seven Years’ War is the earliest writer who gives it regularly, but at the same time he does it only very superficially.

Even Massenbach, in his manifold critical observations on the Prussian campaigns of 1793-94 in the Vosges, talks a great deal about hills and valleys, roads and footpaths, but does not say a syllable about mutual strength.

Another proof lies in a wonderful notion which haunted the heads of many critical historians, according to which there was a certain size of an Army which was the best, a normal strength, beyond which the forces in excess were burdensome rather than serviceable.(*)

(*) Tempelhof and Montalembert are the first we recollect as examples—the first in a passage of his first part, page 148; the other in his correspondence relative to the plan of operations of the Russians in 1759.

Lastly, there are a number of instances to be found, in which all the available forces were not really brought into the battle,(*) or into the War, because the superiority of numbers was not considered to have that importance which in the nature of things belongs to it.

(*) The Prussians at Jena, 1806. Wellington at Waterloo.

If we are thoroughly penetrated with the conviction that with a considerable superiority of numbers everything possible is to be effected, then it cannot fail that this clear conviction reacts on the preparations for the War, so as to make us appear in the field with as many troops as possible, and either to give us ourselves the superiority, or at least to guard against the enemy obtaining it. So much for what concerns the absolute force with which the War is to be conducted.

The measure of this absolute force is determined by the Government; and although with this determination the real action of War commences, and it forms an essential part of the Strategy of the War, still in most cases the General who is to command these forces in the War must regard their absolute strength as a given quantity, whether it be that he has had no voice in fixing it, or that circumstances prevented a sufficient expansion being given to it.

There remains nothing, therefore, where an absolute superiority is not attainable, but to produce a relative one at the decisive point, by making skilful use of what we have.

The calculation of space and time appears as the most essential thing to this end—and this has caused that subject to be regarded as one which embraces nearly the whole art of using military forces. Indeed, some have gone so far as to ascribe to great strategists and tacticians a mental organ peculiarly adapted to this point.

But the calculation of time and space, although it lies universally at the foundation of Strategy, and is to a certain extent its daily bread, is still neither the most difficult, nor the most decisive one.

If we take an unprejudiced glance at military history, we shall find that the instances in which mistakes in such a calculation have proved the cause of serious losses are very rare, at least in Strategy. But if the conception of a skilful combination of time and space is fully to account for every instance of a resolute and active Commander beating several separate opponents with one and the same army (Frederick the Great, Buonaparte), then we perplex ourselves unnecessarily with conventional language. For the sake of clearness and the profitable use of conceptions, it is necessary that things should always be called by their right names.

The right appreciation of their opponents (Daun, Schwartzenberg), the audacity to leave for a short space of time a small force only before them, energy in forced marches, boldness in sudden attacks, the intensified activity which great souls acquire in the moment of danger, these are the grounds of such victories; and what have these to do with the ability to make an exact calculation of two such simple things as time and space?

But even this ricochetting play of forces, “when the victories at Rosbach and Montmirail give the impulse to victories at Leuthen and Montereau,” to which great Generals on the defensive have often trusted, is still, if we would be clear and exact, only a rare occurrence in history.

Much more frequently the relative superiority—that is, the skilful assemblage of superior forces at the decisive point—has its foundation in the right appreciation of those points, in the judicious direction which by that means has been given to the forces from the very first, and in the resolution required to sacrifice the unimportant to the advantage of the important—that is, to keep the forces concentrated in an overpowering mass. In this, Frederick the Great and Buonaparte are particularly characteristic.

We think we have now allotted to the superiority in numbers the importance which belongs to it; it is to be regarded as the fundamental idea, always to be aimed at before all and as far as possible.

But to regard it on this account as a necessary condition of victory would be a complete misconception of our exposition; in the conclusion to be drawn from it there lies nothing more than the value which should attach to numerical strength in the combat. If that strength is made as great as possible, then the maxim is satisfied; a review of the total relations must then decide whether or not the combat is to be avoided for want of sufficient force.(*)

(*) Owing to our freedom from invasion, and to the condition which arise in our Colonial Wars, we have not yet, in England, arrived at a correct appreciation of the value of superior numbers in War, and still adhere to the idea of an Army just “big enough,” which Clausewitz has so unsparingly ridiculed. (EDITOR.)

IX. The Surprise

From the subject of the foregoing chapter, the general endeavour to attain a relative superiority, there follows another endeavour which must consequently be just as general in its nature: this is the surprise of the enemy. It lies more or less at the foundation of all undertakings, for without it the preponderance at the decisive point is not properly conceivable.

The surprise is, therefore, not only the means to the attainment of numerical superiority; but it is also to be regarded as a substantive principle in itself, on account of its moral effect. When it is successful in a high degree, confusion and broken courage in the enemy’s ranks are the consequences; and of the degree to which these multiply a success, there are examples enough, great and small. We are not now speaking of the particular surprise which belongs to the attack, but of the endeavour by measures generally, and especially by the distribution of forces, to surprise the enemy, which can be imagined just as well in the defensive, and which in the tactical defence particularly is a chief point.

We say, surprise lies at the foundation of all undertakings without exception, only in very different degrees according to the nature of the undertaking and other circumstances.

This difference, indeed, originates in the properties or peculiarities of the Army and its Commander, in those even of the Government.

Secrecy and rapidity are the two factors in this product and these suppose in the Government and the Commander-in-Chief great energy, and on the part of the Army a high sense of military duty. With effeminacy and loose principles it is in vain to calculate upon a surprise. But so general, indeed so indispensable, as is this endeavour, and true as it is that it is never wholly unproductive of effect, still it is not the less true that it seldom succeeds to a remarkable degree, and this follows from the nature of the idea itself. We should form an erroneous conception if we believed that by this means chiefly there is much to be attained in War. In idea it promises a great deal; in the execution it generally sticks fast by the friction of the whole machine.

In tactics the surprise is much more at home, for the very natural reason that all times and spaces are on a smaller scale. It will, therefore, in Strategy be the more feasible in proportion as the measures lie nearer to the province of tactics, and more difficult the higher up they lie towards the province of policy.

The preparations for a War usually occupy several months; the assembly of an Army at its principal positions requires generally the formation of depôts and magazines, and long marches, the object of which can be guessed soon enough.

It therefore rarely happens that one State surprises another by a War, or by the direction which it gives the mass of its forces. In the seventeenth and eighteenth centuries, when War turned very much upon sieges, it was a frequent aim, and quite a peculiar and important chapter in the Art of War, to invest a strong place unexpectedly, but even that only rarely succeeded.(*)

(*) Railways, steamships, and telegraphs have, however, enormously modified the relative importance and practicability of surprise. (EDITOR.)

On the other hand, with things which can be done in a day or two, a surprise is much more conceivable, and, therefore, also it is often not difficult thus to gain a march upon the enemy, and thereby a position, a point of country, a road, &c. But it is evident that what surprise gains in this way in easy execution, it loses in the efficacy, as the greater the efficacy the greater always the difficulty of execution. Whoever thinks that with such surprises on a small scale, he may connect great results—as, for example, the gain of a battle, the capture of an important magazine—believes in something which it is certainly very possible to imagine, but for which there is no warrant in history; for there are upon the whole very few instances where anything great has resulted from such surprises; from which we may justly conclude that inherent difficulties lie in the way of their success.

Certainly, whoever would consult history on such points must not depend on sundry battle steeds of historical critics, on their wise dicta and self-complacent terminology, but look at facts with his own eyes. There is, for instance, a certain day in the campaign in Silesia, 1761, which, in this respect, has attained a kind of notoriety. It is the 22nd July, on which Frederick the Great gained on Laudon the march to Nossen, near Neisse, by which, as is said, the junction of the Austrian and Russian armies in Upper Silesia became impossible, and, therefore, a period of four weeks was gained by the King. Whoever reads over this occurrence carefully in the principal histories,(*) and considers it impartially, will, in the march of the 22nd July, never find this importance; and generally in the whole of the fashionable logic on this subject, he will see nothing but contradictions; but in the proceedings of Laudon, in this renowned period of manœuvres, much that is unaccountable. How could one, with a thirst for truth, and clear conviction, accept such historical evidence?

(*) Tempelhof, The Veteran, Frederick the Great. Compare also (Clausewitz) “Hinterlassene Werke,” vol. x., p. 158.

When we promise ourselves great effects in a campaign from the principle of surprising, we think upon great activity, rapid resolutions, and forced marches, as the means of producing them; but that these things, even when forthcoming in a very high degree, will not always produce the desired effect, we see in examples given by Generals, who may be allowed to have had the greatest talent in the use of these means, Frederick the Great and Buonaparte. The first when he left Dresden so suddenly in July 1760, and falling upon Lascy, then turned against Dresden, gained nothing by the whole of that intermezzo, but rather placed his affairs in a condition notably worse, as the fortress Glatz fell in the meantime.

In 1813, Buonaparte turned suddenly from Dresden twice against Blücher, to say nothing of his incursion into Bohemia from Upper Lusatia, and both times without in the least attaining his object. They were blows in the air which only cost him time and force, and might have placed him in a dangerous position in Dresden.

Therefore, even in this field, a surprise does not necessarily meet with great success through the mere activity, energy, and resolution of the Commander; it must be favoured by other circumstances. But we by no means deny that there can be success; we only connect with it a necessity of favourable circumstances, which, certainly do not occur very frequently, and which the Commander can seldom bring about himself.

Just those two Generals afford each a striking illustration of this. We take first Buonaparte in his famous enterprise against Blücher’s Army in February 1814, when it was separated from the Grand Army, and descending the Marne. It would not be easy to find a two days’ march to surprise the enemy productive of greater results than this; Blücher’s Army, extended over a distance of three days’ march, was beaten in detail, and suffered a loss nearly equal to that of defeat in a great battle. This was completely the effect of a surprise, for if Blücher had thought of such a near possibility of an attack from Buonaparte(*) he would have organised his march quite differently. To this mistake of Blücher’s the result is to be attributed. Buonaparte did not know all these circumstances, and so there was a piece of good fortune that mixed itself up in his favour.

(*) Blücher believed his march to be covered by Pahlen’s Cossacks, but these had been withdrawn without warning to him by the Grand Army Headquarters under Schwartzenberg.

It is the same with the battle of Liegnitz, 1760. Frederick the Great gained this fine victory through altering during the night a position which he had just before taken up. Laudon was through this completely surprised, and lost 70 pieces of artillery and 10,000 men. Although Frederick the Great had at this time adopted the principle of moving backwards and forwards in order to make a battle impossible, or at least to disconcert the enemy’s plans, still the alteration of position on the night of the 14-15 was not made exactly with that intention, but as the King himself says, because the position of the 14th did not please him. Here, therefore, also chance was hard at work; without this happy conjunction of the attack and the change of position in the night, and the difficult nature of the country, the result would not have been the same.

Also in the higher and highest province of Strategy there are some instances of surprises fruitful in results. We shall only cite the brilliant marches of the Great Elector against the Swedes from Franconia to Pomerania and from the Mark (Brandenburg) to the Pregel in 1757, and the celebrated passage of the Alps by Buonaparte, 1800. In the latter case an Army gave up its whole theatre of war by a capitulation, and in 1757 another Army was very near giving up its theatre of war and itself as well. Lastly, as an instance of a War wholly unexpected, we may bring forward the invasion of Silesia by Frederick the Great. Great and powerful are here the results everywhere, but such events are not common in history if we do not confuse with them cases in which a State, for want of activity and energy (Saxony 1756, and Russia, 1812), has not completed its preparations in time.

Now there still remains an observation which concerns the essence of the thing. A surprise can only be effected by that party which gives the law to the other; and he who is in the right gives the law. If we surprise the adversary by a wrong measure, then instead of reaping good results, we may have to bear a sound blow in return; in any case the adversary need not trouble himself much about our surprise, he has in our mistake the means of turning off the evil. As the offensive includes in itself much more positive action than the defensive, so the surprise is certainly more in its place with the assailant, but by no means invariably, as we shall hereafter see. Mutual surprises by the offensive and defensive may therefore meet, and then that one will have the advantage who has hit the nail on the head the best.

So should it be, but practical life does not keep to this line so exactly, and that for a very simple reason. The moral effects which attend a surprise often convert the worst case into a good one for the side they favour, and do not allow the other to make any regular determination. We have here in view more than anywhere else not only the chief Commander, but each single one, because a surprise has the effect in particular of greatly loosening unity, so that the individuality of each separate leader easily comes to light.

Much depends here on the general relation in which the two parties stand to each other. If the one side through a general moral superiority can intimidate and outdo the other, then he can make use of the surprise with more success, and even reap good fruit where properly he should come to ruin.

X. Stratagem

Stratagem implies a concealed intention, and therefore is opposed to straightforward dealing, in the same way as wit is the opposite of direct proof. It has therefore nothing in common with means of persuasion, of self-interest, of force, but a great deal to do with deceit, because that likewise conceals its object. It is itself a deceit as well when it is done, but still it differs from what is commonly called deceit, in this respect that there is no direct breach of word. The deceiver by stratagem leaves it to the person himself whom he is deceiving to commit the errors of understanding which at last, flowing into one result, suddenly change the nature of things in his eyes. We may therefore say, as nit is a sleight of hand with ideas and conceptions, so stratagem is a sleight of hand with actions.

At first sight it appears as if Strategy had not improperly derived its name from stratagem; and that, with all the real and apparent changes which the whole character of War has undergone since the time of the Greeks, this term still points to its real nature.

If we leave to tactics the actual delivery of the blow, the battle itself, and look upon Strategy as the art of using this means with skill, then besides the forces of the character, such as burning ambition which always presses like a spring, a strong will which hardly bends &c. &c., there seems no subjective quality so suited to guide and inspire strategic activity as stratagem. The general tendency to surprise, treated of in the foregoing chapter, points to this conclusion, for there is a degree of stratagem, be it ever so small, which lies at the foundation of every attempt to surprise.

But however much we feel a desire to see the actors in War outdo each other in hidden activity, readiness, and stratagem, still we must admit that these qualities show themselves but little in history, and have rarely been able to work their way to the surface from amongst the mass of relations and circumstances.

The explanation of this is obvious, and it is almost identical with the subject matter of the preceding chapter.

Strategy knows no other activity than the regulating of combat with the measures which relate to it. It has no concern, like ordinary life, with transactions which consist merely of words—that is, in expressions, declarations, &c. But these, which are very inexpensive, are chiefly the means with which the wily one takes in those he practises upon.

That which there is like it in War, plans and orders given merely as make-believers, false reports sent on purpose to the enemy—is usually of so little effect in the strategic field that it is only resorted to in particular cases which offer of themselves, therefore cannot be regarded as spontaneous action which emanates from the leader.

But such measures as carrying out the arrangements for a battle, so far as to impose upon the enemy, require a considerable expenditure of time and power; of course, the greater the impression to be made, the greater the expenditure in these respects. And as this is usually not given for the purpose, very few demonstrations, so-called, in Strategy, effect the object for which they are designed. In fact, it is dangerous to detach large forces for any length of time merely for a trick, because there is always the risk of its being done in vain, and then these forces are wanted at the decisive point.

The chief actor in War is always thoroughly sensible of this sober truth, and therefore he has no desire to play at tricks of agility. The bitter earnestness of necessity presses so fully into direct action that there is no room for that game. In a word, the pieces on the strategical chess-board want that mobility which is the element of stratagem and subtility.

The conclusion which we draw, is that a correct and penetrating eye is a more necessary and more useful quality for a General than craftiness, although that also does no harm if it does not exist at the expense of necessary qualities of the heart, which is only too often the case.

But the weaker the forces become which are under the command of Strategy, so much the more they become adapted for stratagem, so that to the quite feeble and little, for whom no prudence, no sagacity is any longer sufficient at the point where all art seems to forsake him, stratagem offers itself as a last resource. The more helpless his situation, the more everything presses towards one single, desperate blow, the more readily stratagem comes to the aid of his boldness. Let loose from all further calculations, freed from all concern for the future, boldness and stratagem intensify each other, and thus collect at one point an infinitesimal glimmering of hope into a single ray, which may likewise serve to kindle a flame.

XI. Assembly of Forces in Space

The best Strategy is always to be very strong, first generally then at the decisive point. Therefore, apart from the energy which creates the Army, a work which is not always done by the General, there is no more imperative and no simpler law for Strategy than to keep the forces concentrated.—No portion is to be separated from the main body unless called away by some urgent necessity. On this maxim we stand firm, and look upon it as a guide to be depended upon. What are the reasonable grounds on which a detachment of forces may be made we shall learn by degrees. Then we shall also see that this principle cannot have the same general effects in every War, but that these are different according to the means and end.

It seems incredible, and yet it has happened a hundred times, that troops have been divided and separated merely through a mysterious feeling of conventional manner, without any clear perception of the reason.

If the concentration of the whole force is acknowledged as the norm, and every division and separation as an exception which must be justified, then not only will that folly be completely avoided, but also many an erroneous ground for separating troops will be barred admission.

XII. Assembly of Forces in Time

We have here to deal with a conception which in real life diffuses many kinds of illusory light. A clear definition and development of the idea is therefore necessary, and we hope to be allowed a short analysis.

War is the shock of two opposing forces in collision with each other, from which it follows as a matter of course that the stronger not only destroys the other, but carries it forward with it in its movement. This fundamentally admits of no successive action of powers, but makes the simultaneous application of all forces intended for the shock appear as a primordial law of War.

So it is in reality, but only so far as the struggle resembles also in practice a mechanical shock, but when it consists in a lasting, mutual action of destructive forces, then we can certainly imagine a successive action of forces. This is the case in tactics, principally because firearms form the basis of all tactics, but also for other reasons as well. If in a fire combat 1000 men are opposed to 500, then the gross loss is calculated from the amount of the enemy’s force and our own; 1000 men fire twice as many shots as 500, but more shots will take effect on the 1000 than on the 500 because it is assumed that they stand in closer order than the other. If we were to suppose the number of hits to be double, then the losses on each side would be equal. From the 500 there would be for example 200 disabled, and out of the body of 1000 likewise the same; now if the 500 had kept another body of equal number quite out of fire, then both sides would have 800 effective men; but of these, on the one side there would be 500 men quite fresh, fully supplied with ammunition, and in their full vigour; on the other side only 800 all alike shaken in their order, in want of sufficient ammunition and weakened in physical force. The assumption that the 1000 men merely on account of their greater number would lose twice as many as 500 would have lost in their place, is certainly not correct; therefore the greater loss which the side suffers that has placed the half of its force in reserve, must be regarded as a disadvantage in that original formation; further it must be admitted, that in the generality of cases the 1000 men would have the advantage at the first commencement of being able to drive their opponent out of his position and force him to a retrograde movement; now, whether these two advantages are a counterpoise to the disadvantage of finding ourselves with 800 men to a certain extent disorganised by the combat, opposed to an enemy who is not materially weaker in numbers and who has 500 quite fresh troops, is one that cannot be decided by pursuing an analysis further, we must here rely upon experience, and there will scarcely be an officer experienced in War who will not in the generality of cases assign the advantage to that side which has the fresh troops.

In this way it becomes evident how the employment of too many forces in combat may be disadvantageous; for whatever advantages the superiority may give in the first moment, we may have to pay dearly for in the next.

But this danger only endures as long as the disorder, the state of confusion and weakness lasts, in a word, up to the crisis which every combat brings with it even for the conqueror. Within the duration of this relaxed state of exhaustion, the appearance of a proportionate number of fresh troops is decisive.

But when this disordering effect of victory stops, and therefore only the moral superiority remains which every victory gives, then it is no longer possible for fresh troops to restore the combat, they would only be carried along in the general movement; a beaten Army cannot be brought back to victory a day after by means of a strong reserve. Here we find ourselves at the source of a highly material difference between tactics and strategy.

The tactical results, the results within the four corners of the battle, and before its close, lie for the most part within the limits of that period of disorder and weakness. But the strategic result, that is to say, the result of the total combat, of the victories realised, let them be small or great, lies completely (beyond) outside of that period. It is only when the results of partial combats have bound themselves together into an independent whole, that the strategic result appears, but then, the state of crisis is over, the forces have resumed their original form, and are now only weakened to the extent of those actually destroyed (placed hors de combat).

The consequence of this difference is, that tactics can make a continued use of forces, Strategy only a simultaneous one.(*)

(*) See chaps. xiii., and xiv., Book III and chap. xxix. Book V.—TR.

If I cannot, in tactics, decide all by the first success, if I have to fear the next moment, it follows of itself that I employ only so much of my force for the success of the first moment as appears sufficient for that object, and keep the rest beyond the reach of fire or conflict of any kind, in order to be able to oppose fresh troops to fresh, or with such to overcome those that are exhausted. But it is not so in Strategy. Partly, as we have just shown, it has not so much reason to fear a reaction after a success realised, because with that success the crisis stops; partly all the forces strategically employed are not necessarily weakened. Only so much of them as have been tactically in conflict with the enemy’s force, that is, engaged in partial combat, are weakened by it; consequently, only so much as was unavoidably necessary, but by no means all which was strategically in conflict with the enemy, unless tactics has expended them unnecessarily. Corps which, on account of the general superiority in numbers, have either been little or not at all engaged, whose presence alone has assisted in the result, are after the decision the same as they were before, and for new enterprises as efficient as if they had been entirely inactive. How greatly such corps which thus constitute our excess may contribute to the total success is evident in itself; indeed, it is not difficult to see how they may even diminish considerably the loss of the forces engaged in tactical, conflict on our side.

If, therefore, in Strategy the loss does not increase with the number of the troops employed, but is often diminished by it, and if, as a natural consequence, the decision in our favor is, by that means, the more certain, then it follows naturally that in Strategy we can never employ too many forces, and consequently also that they must be applied simultaneously to the immediate purpose.

But we must vindicate this proposition upon another ground. We have hitherto only spoken of the combat itself; it is the real activity in War, but men, time, and space, which appear as the elements of this activity, must, at the same time, be kept in view, and the results of their influence brought into consideration also.

Fatigue, exertion, and privation constitute in War a special principle of destruction, not essentially belonging to contest, but more or less inseparably bound up with it, and certainly one which especially belongs to Strategy. They no doubt exist in tactics as well, and perhaps there in the highest degree; but as the duration of the tactical acts is shorter, therefore the small effects of exertion and privation on them can come but little into consideration. But in Strategy on the other hand, where time and space, are on a larger scale, their influence is not only always very considerable, but often quite decisive. It is not at all uncommon for a victorious Army to lose many more by sickness than on the field of battle.

If, therefore, we look at this sphere of destruction in Strategy in the same manner as we have considered that of fire and close combat in tactics, then we may well imagine that everything which comes within its vortex will, at the end of the campaign or of any other strategic period, be reduced to a state of weakness, which makes the arrival of a fresh force decisive. We might therefore conclude that there is a motive in the one case as well as the other to strive for the first success with as few forces as possible, in order to keep up this fresh force for the last.

In order to estimate exactly this conclusion, which, in many cases in practice, will have a great appearance of truth, we must direct our attention to the separate ideas which it contains. In the first place, we must not confuse the notion of reinforcement with that of fresh unused troops. There are few campaigns at the end of which an increase of force is not earnestly desired by the conqueror as well as the conquered, and indeed should appear decisive; but that is not the point here, for that increase of force could not be necessary if the force had been so much larger at the first. But it would be contrary to all experience to suppose that an Army coming fresh into the field is to be esteemed higher in point of moral value than an Army already in the field, just as a tactical reserve is more to be esteemed than a body of troops which has been already severely handled in the fight. Just as much as an unfortunate campaign lowers the courage and moral powers of an Army, a successful one raises these elements in their value. In the generality of cases, therefore, these influences are compensated, and then there remains over and above as clear gain the habituation to War. We should besides look more here to successful than to unsuccessful campaigns, because when the greater probability of the latter may be seen beforehand, without doubt forces are wanted, and, therefore, the reserving a portion for future use is out of the question.

This point being settled, then the question is, Do the losses which a force sustains through fatigues and privations increase in proportion to the size of the force, as is the case in a combat? And to that we answer “No.”

The fatigues of War result in a great measure from the dangers with which every moment of the act of War is more or less impregnated. To encounter these dangers at all points, to proceed onwards with security in the execution of one’s plans, gives employment to a multitude of agencies which make up the tactical and strategic service of the Army. This service is more difficult the weaker an Army is, and easier as its numerical superiority over that of the enemy increases. Who can doubt this? A campaign against a much weaker enemy will therefore cost smaller efforts than against one just as strong or stronger.

So much for the fatigues. It is somewhat different with the privations; they consist chiefly of two things, the want of food, and the want of shelter for the troops, either in quarters or in suitable camps. Both these wants will no doubt be greater in proportion as the number of men on one spot is greater. But does not the superiority in force afford also the best means of spreading out and finding more room, and therefore more means of subsistence and shelter?

If Buonaparte, in his invasion of Russia in 1812, concentrated his Army in great masses upon one single road in a manner never heard of before, and thus caused privations equally unparalleled, we must ascribe it to his maxim that it is impossible to be too strong at the decisive point. Whether in this instance he did not strain the principle too far is a question which would be out of place here; but it is certain that, if he had made a point of avoiding the distress which was by that means brought about, he had only to advance on a greater breadth of front. Room was not wanted for the purpose in Russia, and in very few cases can it be wanted. Therefore, from this no ground can be deduced to prove that the simultaneous employment of very superior forces must produce greater weakening. But now, supposing that in spite of the general relief afforded by setting apart a portion of the Army, wind and weather and the toils of War had produced a diminution even on the part which as a spare force had been reserved for later use, still we must take a comprehensive general view of the whole, and therefore ask, Will this diminution of force suffice to counterbalance the gain in forces, which we, through our superiority in numbers, may be able to make in more ways than one?

But there still remains a most important point to be noticed. In a partial combat, the force required to obtain a great result can be approximately estimated without much difficulty, and, consequently, we can form an idea of what is superfluous. In Strategy this may be said to be impossible, because the strategic result has no such well-defined object and no such circumscribed limits as the tactical. Thus what can be looked upon in tactics as an excess of power, must be regarded in Strategy as a means to give expansion to success, if opportunity offers for it; with the magnitude of the success the gain in force increases at the same time, and in this way the superiority of numbers may soon reach a point which the most careful economy of forces could never have attained.

By means of his enormous numerical superiority, Buonaparte was enabled to reach Moscow in 1812, and to take that central capital. Had he by means of this superiority succeeded in completely defeating the Russian Army, he would, in all probability, have concluded a peace in Moscow which in any other way was much less attainable. This example is used to explain the idea, not to prove it, which would require a circumstantial demonstration, for which this is not the place.(*)

(*) Compare Book VII., second edition, p. 56.

All these reflections bear merely upon the idea of a successive employment of forces, and not upon the conception of a reserve properly so called, which they, no doubt, come in contact with throughout, but which, as we shall see in the following chapter, is connected with some other considerations.

What we desire to establish here is, that if in tactics the military force through the mere duration of actual employment suffers a diminution of power, if time, therefore, appears as a factor in the result, this is not the case in Strategy in a material degree. The destructive effects which are also produced upon the forces in Strategy by time, are partly diminished through their mass, partly made good in other ways, and, therefore, in Strategy it cannot be an object to make time an ally on its own account by bringing troops successively into action.

We say on “its own account,” for the influence which time, on account of other circumstances which it brings about but which are different from itself can have, indeed must necessarily have, for one of the two parties, is quite another thing, is anything but indifferent or unimportant, and will be the subject of consideration hereafter.

The rule which we have been seeking to set forth is, therefore, that all forces which are available and destined for a strategic object should be simultaneously applied to it; and this application will be so much the more complete the more everything is compressed into one act and into one movement.

But still there is in Strategy a renewal of effort and a persistent action which, as a chief means towards the ultimate success, is more particularly not to be overlooked, it is the continual development of new forces. This is also the subject of another chapter, and we only refer to it here in order to prevent the reader from having something in view of which we have not been speaking.

We now turn to a subject very closely connected with our present considerations, which must be settled before full light can be thrown on the whole, we mean the strategic reserve.