XXI. (p. 387)…

XXI. (p. 387)

STATE AND CHURCH--POLITICAL PARTIES

I. QUIRINAL AND VATICAN

Italy differs from other nations of importance in containing what is essentially a state within a state. The capital of the kingdom is likewise the capital of the Catholic world--the administrative seat of a government which is not only absolutely independent of the government of the Italian nation but is in no small degree antagonistic to it. It need hardly be remarked that the consequences of this anomalous situation affect profoundly the practical operations of government, and especially the crystallization and programmes of political parties, in the peninsula.

*426. Termination of the Temporal Power.*--One goal toward which the founders of the kingdom directed their efforts was the realization of the ideal of Cavour, "a free church in a free state." A thoroughgoing application of this principle proved impracticable, but such progress has been made toward it as to constitute, for Italy, a veritable revolution. On the 20th of September, 1870, the armed forces of King Victor Emmanuel crossed the bounds of the petty papal dominion about Rome, entered the city, and by a few sharp strokes beat down all forcible opposition to the sovereignty of the united Italian nation. Pope Pius IX. refused absolutely to acquiesce in the loss of his temporal dominion, but he was powerless to prevent it. His sole hope of indemnity lay in a possible intervention of the Catholic powers in his behalf--a hope which by Prussia's defeat of France and the downfall of the Emperor Napoleon III. was rendered extremely unsubstantial. The possibility of intervention was, however, sufficiently considerable to occasion real apprehension on the part of Victor Emmanuel and of those attached to the interests of the young nation. In part to avert complications abroad, as well as with an honest purpose to adjust a difficult situation, the Government made haste to devise what it considered a fair, safe, and honorable settlement of its relations with the papal authority. The result was the fundamental statute known as the Law of the Papal Guarantees, enacted March 21, 1871, after a heated parliamentary contest (p. 388) lasting upwards of two months, and promulgated under date of May 13 following.[564]

[Footnote 564: Text in Coglio e Malchiodi, Codice Politico Amministrativo. An English version is printed in Dodd, Modern Constitutions, II., 16-21.]

*427. The Law of Papal Guarantees, 1871: Papal Prerogatives.*--This important measure, which remains to this day unchanged, falls into two principal parts. The first is concerned with the prerogatives of the Supreme Pontiff and of the Holy See; the second regulates the legal relations of church and state within the kingdom. In a series of thirteen articles there is enumerated a sum total of papal privileges which constitutes the Vatican an essentially sovereign and independent power. First of all, the Pope is declared sacred and inviolable, and any offense against his person is made punishable with the same penalty as a similar offense against the person of the king. In the second place, the Italian Government "grants to the Supreme Pontiff, within the kingdom, sovereign honors, and guarantees to him the pre-eminence customarily accorded to him by Catholic sovereigns."[565] Diplomatic agents accredited to him, and envoys whom he may send to foreign states, are entitled to all the prerogatives and immunities which international law accords to diplomatic agents generally. In lieu of the revenues which were cut off by the loss of the temporal dominion there is settled upon the Pope a permanent income to be paid from the treasury of the state. For the uses of the Holy See--the preservation and custody of the apostolic palaces, compensation and pensions for guards and attaches, the keeping of the Vatican museums and library, and any other needful purposes--there is reserved the sum of 3,225,000 lire ($645,000) annually, to be "entered in the great book of the public debt as a perpetual and inalienable income of the Holy See."[566] The obligation thus assumed by the state may never be repudiated, nor may the amount stipulated be reduced. Permanent possession, furthermore, of the Vatican and Lateran palaces, with all buildings, museums, libraries, gardens, and lands appertaining thereto (including the church of St. Peter's), together with the villa at Castel Gandolfo, is expressly guaranteed, and it is stipulated, not only that these properties shall be exempt from all taxation and charges and from seizure for public purposes, but that, except with papal permission, no public official or agent in the performance of his public duties shall so much as enter the papal palaces or grounds, or any place where there may be in session at any time a conclave or ecumenical council. During a vacancy of the pontifical chair no judicial or political functionary may, on any pretext, invade the (p. 389) personal liberty of the cardinals, and the Government engages specifically to see to it that conclaves and ecumenical councils shall not be molested by external disorder.

[Footnote 565: Art. 3. Dodd, Modern Constitutions, II., 16.]

[Footnote 566: Art. 4. Ibid., 17.]

*428. Papal Freedom in the Exercise of Spiritual Functions.*--In the exercises of spiritual functions the independence of the Holy See is fully secured. The Pope may correspond freely with the bishops and with "the whole Catholic world," without interference from the Government.[567] Papers, documents, books, and registers deposited in pontifical offices or in congregations of an exclusively spiritual character are exempt from all legal processes of visit, search, or sequestration, and ecclesiastics may not be called to account by the civil authorities for taking part officially in the promulgation of any act pertaining to the spiritual ministry of the Holy See. To facilitate the administration of papal affairs the right is granted of maintaining separate postal and telegraph offices, of transmitting sealed packages of correspondence under the papal stamp, either directly or through the Italian post, and of sending couriers who, within the kingdom, are placed on an equal footing with emissaries of foreign governments.

[Footnote 567: Art. 12. Dodd, Modern Constitutions, II., 19.]

*429. Legal Relations of Church and State.*--The regulations by which the relations of church and state are governed more specifically begin with the abolition of all restrictions upon the right of members of the Catholic clergy to assemble for ecclesiastical purposes. With provisional exceptions, the exequatur, the placet, and all other forms of civil authorization of spiritual measures are done away.[568] The state yields its ancient right of nominating to bishoprics, and the bishops themselves are no longer required to take oath of fidelity to the king. In matters of spiritual discipline it is stipulated that there shall be no appeal to the civil courts from the decisions of the ecclesiastical authorities. If, however, any ecclesiastical decision or act contravenes a law of the state, subverts public order, or encroaches upon the rights of individuals, it is, ipso facto, of no effect; and in respect to these things the state is constituted sole judge. The Church, in short, is granted a very large measure of freedom and of autonomy; but at the same time it is not so far privileged as to be removed beyond the pale of the public law. If its measures constitute offenses, they are subject to the provisions of the ordinary criminal code.[569]

[Footnote 568: On the Government's use of the exequatur since 1871 see King and Okey, Italy To-day, 253.]

[Footnote 569: By act of July 12, 1871, articles 268-270 of the Italian penal code were so modified as to render ecclesiastics liable to imprisonment of from six months to five years, and to fines of from one thousand to three thousand lire, for spoken or written attacks upon the state, or for the incitement of disorder.]

*430. Papal Opposition to the Existing System.*--The arrangements (p. 390) thus comprised in the Law of Guarantees have never received the sanction of the papacy. They rest exclusively upon the authority of the state. Pope Pius IX., flatly refusing to accept them, issued, May 15, 1871, an encyclical to the bishops of the Church repudiating the Law and calling upon Catholic princes everywhere to co-operate in the restoration of the temporal power. The call was unheeded, and the Pope fell back upon the obstructionist policy of maintaining absolutely no relations, with the Italian kingdom. His successor, Leo XIII., preserved essentially the same attitude, and, although many times it has been intimated that the present Pope, Pius X., is more disposed to a conciliatory policy, it still is true that the only recognition which is accorded the Quirinal by the Vatican is of a purely passive and involuntary character. The Pope persists in regarding himself as "the prisoner of the Vatican." He will not so much as set foot outside the petty domain which has been assigned to him, because his doing so might be construed as a virtual recognition of the legality of the authority of the kingdom within the Eternal City. Not a penny of the annuity whose payment to the Holy See was stipulated in 1871 has been touched. By the Italian Government the annuity itself has been made subject to quinquennial prescription, so that in the event of a recognition of the Law at any time by the papacy not more than a five-year quota, with interest, could be collected.

As to the measure of fidelity with which the Government has fulfilled the obligations which it assumed under the Law, there is, naturally, a wide divergence of opinion. The authors of what is probably the most authoritative book on Italy written from a detached and impartial point of view say that "on the whole, one is bound to conclude that the Government has stretched the Law of Guarantees in its own interest, but that the brevity and incompleteness of the Law is chiefly responsible for the difficulty in construing it."[570] Undoubtedly it may be affirmed that the spirit of the Law has been observed with consistency, though the exigencies of temporal interest have compelled not infrequently the non-observance of the letter. So long as the Vatican persists in holding rigidly aloof from co-operation in the arrangement the Law obviously cannot be executed with the spontaneity and completeness that were intended by its framers. The situation is unfortunate, alike for state and church, and subversive of the best interests of the Italian people.[571]

[Footnote 570: King and Okey, Italy To-day, 255.]

[Footnote 571: For a brief discussion of the subject of church and state in Italy see King and Okey, Italy To-day, Chaps. 2 and 13. A useful book is R. de Cesare, Roma e lo stato del papa dal ritorno di Pio IX., 2 vols. (Rome, 1907), of which there is an abridged translation by H. Zimmern, The Last Days of Papal Rome, 1850-1870 (Boston, 1909). Mention may be made of M. Pernot, La politique de Pie X. (Paris, 1910); A. Brunialto, Lo stato e la chiesa in Italia (Turin, 1892); G. Barzellotti, L'Italia e il papato, in Nuova Antologia, March 1, 1904; and F. Nielsen, The History of the Papacy in the Nineteenth Century (London, 1906).]

II. PARTIES AND MINISTRIES, 1861-1896 (p. 391)

*431. Party Beginnings: the Conservative Ascendancy, 1861-1876.*--In Italy, as in France, political parties are numerous and their constituencies and programmes are subject to rapid and bewildering fluctuation. In the earliest days of the kingdom party lines were not sharply drawn. In the parliament elected in January, 1861, the supporters of Cavour numbered 407, while the strength of the opposition was but 36. After the death of Cavour, however, June 6, 1861, the cleavage which already had begun to mark off the Radicals, or Left, from the Conservatives, or Right, was accentuated, and the Left grew rapidly in numbers and in influence. During the period between 1861 and 1870 the two parties differed principally upon the question of the completion of Italian unity, the Conservatives favoring a policy of caution and delay, the Radicals urging that the issue be forced at the earliest opportunity. With the exception of brief intervals in 1862 and 1867, when the Radicals, under Rattazzi, gained the upper hand, the government during the period indicated was administered by the Conservative ministries of Ricasoli (the successor of Cavour), Minghetti, La Marmora, Menabrea, and Lanza. Each of the Rattazzi ministries had as one of its principal incidents an invasion of the papal territory by Garibaldi, and each fell primarily because of the fear of the nation that its continuance in power would mean war with France. The unification of the peninsula was left to be accomplished by the Conservatives.

After 1870 the dominance of the Conservatives was prolonged to 1876. The Lanza government, whose most distinguished member was the finance minister Sella, lasted until July 10, 1873, and the second ministry of Minghetti, given distinction by the able foreign minister Visconti-Venosta, filled out the period to March 18, 1876. Upon these two ministries devolved the enormous task of organizing more fully the governmental system of the kingdom, and especially of bringing order out of chaos in the national finances. The work was effectively performed, but when it had been completed the nation was more than ready to drive the Conservatives from office. The Conservative administration had been honest and efficient, but it had been rigid and at times harsh. It had set itself squarely against the democracy of Garibaldi, Crispi, and Depretis; it had sought to retain the (p. 392) important offices of state in the hands of its own immediate adherents; and in the execution of its fiscal measures it had been exacting, and even ruthless. March 18, 1876, the Minghetti government found itself lacking a majority in the Chamber, whereupon it retired and was replaced by a Radical ministry under the premiership of Depretis, successor of Rattazzi in the leadership of the Left. A national election which followed, in November, yielded the new Government the overwhelming parliamentary majority of 421 to 87.

*432. The Rule of the Radicals, 1876-1896.*--Prior to their accession to power the Radical leaders had criticised so sharply the fiscal and administrative policies of their opponents that they were expected by many persons to overturn completely the existing order of the state. As all but invariably happens under such circumstances, however, when the "outs" became the "ins" their point of view, and consequently their purposes, underwent a remarkable transformation. In almost every essential the policies, and even the methods, of the Conservatives were perpetuated, and the importance of the political overturn of 1876 arises, not from any shift which took place from one style of government to another, but from its effects upon the composition and alignment of the parties themselves. During its fifteen-year ascendancy the Right had exhibited again and again a glaring lack of coherence; yet its unity was in reality considerably more substantial than was that of the Left. So long as the Radicals occupied the position of opponents of the Government they were able, indeed, to present a seemingly solid front. But when it fell to them to organize ministries, to frame and enact measures, and to conduct the administration, the fact appeared instantly that they had neither a constructive programme nor a unified leadership. The upshot was that upon its advent to power the Left promptly fell apart into the several groups of which it was composed, and never thereafter was there substantial co-operation among these groups, save at rare intervals when co-operation was necessary to prevent the return to office of the Conservatives.

*433. The Depretis Ministries, 1876-1887.*--That portion of the party which first acquired ascendancy was the more moderate, under the leadership of Depretis. Its programme may be said to have embraced the extension of the franchise, the enforcement of the rights of the state in relation to the Church, the incompatibility of a parliamentary mandate with the holding of public office, the maintenance of the military and naval policy instituted by the Conservatives, and, eventually, fiscal reform, though the amelioration of taxation was given no such prominence as the nation had been led to expect. (p. 393) Save for the brief intervals occupied by the two Cairoli ministries of 1878 and 1879-1881, Depretis continued in the office of premier from 1876 until his death, in the summer of 1887. Again and again during this period the personnel of the ministry was changed. Ministers who made themselves unpopular were replaced by new ones,[572] and so complete became the lack of dividing principles between the parties that in 1883 there was established a Depretis cabinet which represented a coalition of the moderate Left and the Right.[573] The coalition, however, proved ill-advised, and when, July 27, 1887, Depretis died he left behind him a government which represented rather a fusion of the moderate and radical wings of the Left. By reason of the disintegrated condition of parties Depretis had been able to override habitually the fundamental principles of parliamentarism and to maintain through many years a government which lived from hand to mouth on petty manoeuvers. The franchise, it is true, had been broadened by the law of 1882, and some of the more odious taxes, e.g., the much complained of grist tax, had been abolished. But electoral corruption had been condoned, if not encouraged; the civil service had been degraded to a mere machine of the ministerial majority; and the nation had been led to embark upon highly questionable policies of colonial expansion, alliance with Germany and Austria, and protective tariffs.

[Footnote 572: This partial renewal of a ministry, known in Italy as a rimpasto, was, and still is, rendered easy by the average ministry's lack of political solidarity.]

[Footnote 573: This coalition policy--the so-called transformismo--did not originate with Depretis. As early as 1873 a portion of the Right under Minghetti, by joining the Left, had overturned the Lanza-Sella cabinet; and in 1876 Minghetti himself had fallen a victim to a similar defection of Conservative deputies.]

*434. The First Crispi, First Rudini, and First Giolitti Ministries, 1887-1893.*--The successor of Depretis was Crispi, in reality the only man of first-rate statesmanship in the ranks of the Left. To him it fell to tide the nation safely over the crises attendant upon the death (January 9, 1878) of King Victor Emmanuel II. and that (February 7 following) of Pope Pius IX. The personality of Crispi was very much more forceful than was that of Depretis and the grasp which he secured upon the political situation rendered his position little short of that of a dictator. The elections of 1876 had reduced to impotence the old Right as a party of opposition, and although prior to Crispi's ministry there had been some recovery, the Left continued in all but uncontested power. In the elections of November, 1890, the Government was accorded an overwhelming majority. None the less, largely by reason of his uncontrollable temper, Crispi allowed himself, at the end of January, 1891, to be forced by the Conservatives into a (p. 394) position such that the only course open to him was to resign.

There followed a transitional period during which the chaos of party groups was made more than ever apparent. The Rudini ministry, composed of representatives of both the Right and the Left, survived little more than a year. May 5, 1892, the formation of a ministry was intrusted by King Humbert to Giolitti, a Piedmontese deputy and at one time minister of finance in the Crispi cabinet. The product was a ministry supported by the groups of the Centre and the Left, but opposed by those of the Right and of the Extreme Left. Parliament was dissolved and during the ensuing November were held national elections in which, by exercise of the grossest sort of official pressure, the Government was able to win a substantial victory. The period covered by Giolitti's ministry--marked by a cringing foreign policy, an almost utter breakdown of the national finances, and the scandals of 1893 in connection with the management of state banks, especially the Banca Romana--may well be regarded as the most unfortunate in Italian history since the completion of national unity. The revelations made, November 23, 1893, by a committee appointed by Parliament to investigate the bank scandals were of such a character that the Giolitti ministry retired from office, November 24, without so much as challenging a vote of confidence. After prolonged delay a new ministry was made up, December 10, by Crispi, whose return to power was dictated by the conviction of the nation that no one else was qualified to deal with a situation so desperate.

*435. The Second Crispi Ministry, 1893-1896.*--The second Crispi ministry extended from December, 1893, to March, 1896. Politically, the period was one of extreme unsettlement. Supported by the Centre and the Left, substantially as Giolitti had been, the Government suppressed disorder, effected economies, and entered upon an ambitious attempt at colonial aggrandizement in East Africa. But it was opposed by the Extreme Left, a large portion of the Right, and the adherents of Giolitti, so that its position was always precarious. In December, 1894, Giolitti produced papers purporting to show that Crispi himself had been implicated in the bank irregularities. The effort to bring about the premier's fall failed, although there ensued a veritable war between the cabinet and the chambers, in the course of which even the appearance of parliamentary government was abandoned. In the elections of May, 1895, the Government was victorious, and it was only by reason of public indignation arising from the failure of the Eritrean enterprise that, finally, March 5, 1896, Crispi and his colleagues surrendered office.

III. THE ERA OF COMPOSITE MINISTRIES, 1896-1912 (p. 395)

During the period which was terminated by the retirement of Crispi the successive ministries, while occasionally including representatives of more than a single political group, exhibited normally a considerable degree of solidarity. After 1896 there set in, however, an epoch during which the growing multiplicity of parties bore fruit in cabinets of amazingly composite character. In the place of the fairly substantial Conservative and Radical parties of the seventies stood now upwards of half a score of contending factions, some durable, some but transitory. No government could survive a month save by the support of an affiliation of a number of these groups. But such affiliations were, in the nature of things, artificial and provisional, and ministerial stability became what it remains to-day, a thing universally desired but rarely enjoyed.

*436. The Second Rudini and the Pelloux Ministries, 1896-1900.*--To General Ricotti-Magnani was committed, at Crispi's fall in 1896, the task of forming a new ministry. After some delay the premiership was bestowed upon Rudini, now leader of the Right. The new Government, constructed to attract the support of both the Right and the Extreme Left, took as its principal object the elimination of Crispi from the arena of politics. In time its foreign policy was strengthened appreciably by the return of Visconti-Venosta, after twenty years, to the foreign office, but home affairs were administered in a grossly inefficient manner. Bound by a secret understanding with Cavalotti, the leader of the Extreme Left, Rudini was obliged to submit habitually to radical dictation, and the elections of 1899, conducted specifically to crush the adherents of Crispi, threw open yet wider the door of opportunity for the Socialists, the Republicans, and the radical elements generally. The Rudini ministry survived until June 18, 1898, when it was overthrown in consequence of riots occasioned in southern Italy by a rise in the price of bread.

June 29, 1898, a ministry was made up by General Pelloux which was essentially colorless politically and whose immediate programme consisted solely in the passage of a public safety measure originated during the preceding ministry. When, in June, 1900, the Government dissolved parliament and appealed to the country the result was another appreciable increase of power on the part of the radicals. In the new chamber the extremists--Radicals, Republicans, and Socialists--numbered nearly 100, or double their former strength. The Pelloux government forthwith retired, and a Liberal ministry was constituted (June 24, 1900) under Saracco, president of the (p. 396) Senate. Five weeks later, upon the assassination of King Humbert, occurred the accession of the present sovereign, Victor Emmanuel III.

*437. The Saracco and Zanardelli Ministries, 1900-1903.*--The Saracco ministry, formed as a cabinet of pacification, was overthrown February 7, 1901, in consequence of its hesitating attitude towards a dock strike at Genoa. It was succeeded by a ministry containing Giolitti (in the portfolio of the interior) and presided over by Zanardelli, long a leader of the extremer wing of the Radicals. The members of the new Government were drawn from several groups. Three were of Zanardelli's following, three were adherents of Giolitti, three belonged to the Right, one was a Crispian, and two were Independents. Such was their forced reliance, however, upon the support of the Extreme Left that the formation of this cabinet served as an impetus to a notable advance on the part of the extremer groups, especially the Socialists.

*438. Giolitti, Fortis, and Sonnino, 1903-1909.*--In October, 1903, Premier Zanardelli retired, by reason of ill-health, and the cabinet was reconstituted under Giolitti. Aside from the premier, its most distinguished members were Tittoni, minister of foreign affairs, and Luzzatti, minister of finance. The position of the new Government was insecure, and although the elections of November, 1904, resulted in the return of a substantial ministerial majority, the cabinet, realizing that it really lacked the support of the country, resigned in March, 1905. A new and colorless ministry, that of Fortis, lasted less than a year, i.e., until February 2, 1906. The coalition cabinet of Sonnino proved even less long-lived. The well-known statesmanship of Sonnino, together with the fact that men of ability, such as Luzzatti and Guicciardini, were placed in charge of various portfolios, afforded ground for the hope that there might ensue an increased measure of parliamentary stability. But the hope was vain and, May 17, 1906, the ministry abandoned office. Curiously enough, the much desired stability was realized under a new Giolitti government, composed, as all Italian governments in these days must be, of representatives of a number of political groups. In part by reason of the shrewdness of the premier and his colleagues, in part by reason of sheer circumstance, the Giolitti cabinet maintained steadily its position until December 2, 1909, although, as need hardly be observed, during these three and a half years there were numerous changes in the tenure of individual portfolios.

*439. Second Sonnino and Luzzatti Ministries, 1909-1911.*--Upon the retirement of Giolitti there was constituted a second Sonnino ministry, composed of elements drawn from all of the moderate groups from the Liberal Right to the Democratic Left. The programme which it announced included electoral reform, the improvement of primary (p. 397) education, measures for the encouragement of agriculture, reorganization of local taxation, reduction of the period of military service to two years, and a multiplicity of other ambitious projects. Scarcely more fortunate, however, was the second Sonnino government than had been the first, and, in the midst of the turmoil attending the debates upon a Shipping Conventions bill, the premier and his colleagues felt themselves forced to retire, March 21, 1910.

Giolitti refused to attempt the formation of another ministry, and the task devolved upon the former minister of finance, Luzzatti. In the new cabinet the premier and one other member represented the Liberal element of the Right; one member represented the Centre; three were adherents of Giolitti; two were Radicals; one was a Socialist; and two professed independence of all groups. Whatever of advantage might be supposed to accrue from a government which was broadly representative could legitimately be expected from this combination; although the composite character of the ministry, it was well enough understood, must of necessity operate to the detriment of the Government's unity and influence. The programme which the Luzzatti ministry announced was no less ambitious than that put forward by its predecessor. Included in it were the establishment of proportional representation, the extension of the suffrage, measures to remedy unemployment and other industrial ills, compulsory insurance for agricultural laborers, resistance to clerical intrigue and the prevention of anti-clerical provocations, and the usual pledge to maintain the Triple Alliance.

*440. Giolitti and the Left, 1911-.*--The life of the Luzzatti government covered barely a twelvemonth. March 29, 1911, Giolitti returned to the premiership, signalizing his restoration to power by avowing in the Chamber a programme of policies which, for the time at least, elicited the support of all of the more important party groups. The composition of the new government differed but slightly from that of the former one, but the fact was undisguised that Giolitti relied for support principally upon the more radical elements of the nation, and that, furthermore, he did so with the full assent of the king. A striking evidence of this was the invitation which was extended the socialist leader Bissolati to assume a post in the ministry. Certain obstacles arose which prevented acceptance of the offered position, but when the Government's programme was being given shape Bissolati was called repeatedly into counsel, and it is understood that the ministry's pronouncement in behalf of universal suffrage and the reduction of military and naval expenditures was inspired immediately by socialist influence. Socialism in Italy, it may be observed, is not entirely anti-monarchical, as it is in France and Spain; on the (p. 398) contrary, it tends constantly to subordinate political to social questions and ends. Bissolati is himself an exponent of the evolutionary type of socialism, as is Briand in France. The first vote of confidence accorded the Giolitti government was participated in by the Giolitti Liberals, the Democratic Left, the Radicals, and a section of the Socialists--by, in short, a general coalition of the Left. The shift of political gravity toward the Left, of which the vote was symptomatic, is the most fundamental aspect of the political situation in Italy to-day, even as it is in that of France. During more than a generation the grouping of parties and factions has been such as to preclude the formation of a compact and disciplined majority able and willing to grapple with the great social questions which successive ministries have inscribed in their programmes. But it seems not impossible that a working entente among the groups of the Left may in time produce the legislative stability requisite for systematic and fruitful legislation.

IV. PHASES OF PARTY POLITICS

*441. Lack of a Conservative Party: Effects.*--"From the beginning," says an Italian writer, "the constitution of our parties has been determined, not at all by great historical or political considerations, but by considerations of a purely personal nature, and this aspect has been accentuated more and more as we have progressed in constitutional development. The natural conditions surrounding the birth and growth of the new nation did not permit the formation of a true conservative party which could stand in opposition to a liberal party. The liberal party, therefore, occupying the entire field, divided empirically into groups, denominated not less empirically Right and Left, in accordance with simple distinctions of degrees and forms, and perchance also of personal disposition."[574]

[Footnote 574: Cardon, Del governo nella monarchia costituzionale, 125.]

The preponderating facts, in short, relative to political parties in Italy are two: (1) the absence of any genuine conservative party such as in virtually every other European state plays a role of greater or lesser importance, and (2) the splitting of the liberal forces, which elsewhere are bound to co-operate against the conservatives, into a number of factional groups, dominated largely by factional leaders, and unwilling to unite save in occasional coalitions for momentary advantage. The lack of a genuine conservative party is to be explained largely by the anomalous situation which has existed since 1870 in respect to church and state. Until late years that important element, the clericals, which normally would have constituted, as does its counterpart in France, the backbone of a conservative party has (p. 399) persisted in the purely passive policy of abstention from national politics. In the evolution of party groupings it has had no part, and in Parliament it has been totally unrepresented. Until recently all active party groups were essentially "liberal," and rarely did any one of them put forward a programme which served to impart to it any vital distinction from its rivals. Each was little more than a faction, united by personal ties, fluctuating in membership and in leadership, fighting with such means as for the moment appeared dependable for the perquisites of office. Of broadly national political issues there were none, just as indeed there were no truly national parties.

*442. The Groups of the Extreme Left.*--More recently there has begun to be a certain development in the direction of national parties and of stable party programmes. This is coming about primarily through the growth of the Extreme Left, and especially of the Socialists. Although the effects are as yet scarcely perceptible, so that the politics of the country exhibit still all of the changeableness, ineffectiveness, and chaos characteristic of the group system, the development of the partiti populari which compose collectively the Extreme Left, i.e., the Republicans, the Radicals, and the Socialists, is an interesting political phenomenon.[575] The Republicans are not numerous or well organized. Quite impotent between 1870 and 1890, they gained no little ground during the struggle against Crispi; but the rise of socialism has weakened them, and the party may now be said to be distinctly in decline. To employ the expressive phrase of the Italians, the Republicans are but quattro noci in un sacco, four nuts rattling in a bag. The Radicals are stronger, and their outlook is much more promising. They are monarchists who are dissatisfied with the misgovernment of the older parties, but who distrust socialism. They draw especially from the artisans and lower middle class, and are strongest in Lombardy, Venetia, and Tuscany.

[Footnote 575: For an exposition of party conditions during the past decade see A. Labrioli, Storia di dieci anni, 1899-1909 (Milan, 1910).]

*443. The Rise of Socialism.*--In not a few respects the master fact of Italian politics to-day is the remarkable growth of the Socialist party. The origins of the socialist movement in Italy may be traced to the Congress of Rimini in 1872, but during a considerable period Italian socialism was scarcely distinguishable from Bakuninian anarchism, and it was not before 1890 that the line between the two was drawn with precision. In 1891 was founded the collectivist journal Critica Sociale, and in the same year was held the first Italian congress which was distinctively socialist. In 1892 came the final break with the anarchists, and since this date socialism in Italy (p. 400) has differed in no essential particulars from its counterpart in other countries. Between 1891 and 1893 the new party was allied with the Right, but Crispi's relentless policy of repression in 1894 had the effect of driving gradually the radical groups, Republicans, Radicals, and Socialists, into co-operation, and it is to this period that the origins of the present coalition of the groups of the Extreme Left are to be traced. During the years 1895-1900 the Socialists assumed definitely the position of the advanced wing of a great parliamentary party, with a very definite programme of political and social reform. This "minimum programme," as it was gradually given shape, came to comprise as its most essential features the establishment of universal suffrage for adults of both sexes, the payment of deputies and members of local councils, the enactment of a more humane penal code, the replacing of the standing army by a national militia, improved factory legislation, compulsory insurance against sickness, the reform of laws regulating the relations of landlords and tenants, the nationalization of railways and mines, the extension of compulsory education, the abolition of duties on food, and the enactment of a progressive income tax and succession duty. The widespread dissatisfaction of Italians with the older parties, the practical character of the socialist programme, and the comparatively able leadership of the socialist forces have combined to give socialism an enormous growth within the past fifteen years. In 1895 the party polled 60,000 votes and returned to the Chamber of Deputies 12 members. In 1897 it polled 108,000 votes and returned 16 members. Thereafter the quota of seats carried at successive elections rose as follows: 1900, 33; 1904, 26; 1906, 42; and 1909, 43.

*444. The Catholics and Politics: the Non Expedit.*--Aside from the growth of socialism, the most important development in recent Italian politics has been the changed attitude of the Holy See with respect to the participation of Catholics in political affairs. The term "Catholic" in Italy has a variety of significations. From one point of view it denotes the great mass of the people--97.1 per cent in 1910--who are not Protestants, Greeks, Jews, or adherents of any faith other than the Roman. In another sense it denotes that very much smaller portion of the people who regularly and faithfully observe Catholic precepts of worship. Finally, it denotes also the still smaller body of men who yield the Pope implicit obedience in all matters, civil as well as ecclesiastical, and who, with papal sanction, are beginning to constitute an organized force in politics. After it had become manifest that the Holy See might not hope for assistance from the Catholic powers in the recovery of its temporal possessions and of its accustomed independence, there was worked (p. 401) out gradually at the Vatican a policy under which pressure was to be brought to bear upon the Italian state from within. This policy comprised abstention from participation in national political life on the part of as many citizens as could be induced to admit the right of the papal government to control their civic conduct. In protest against the alleged usurpations of secular power Pope Pius IX. promulgated, in 1883, the memorable decree Non Expedit, by which it was declared "inexpedient" that Catholics should vote at parliamentary elections. Leo XIII. maintained a similar attitude; and in 1895 he went a step further by expressly forbidding what hitherto had been pronounced simply inexpedient.

At no time, before or after Pope Leo's decree of prohibition, was the policy of abstention widely enforced, and very many Catholics, both in and out of Italy, warmly opposed it. The stricture was applied only to parliamentary, not to municipal, elections; yet in the two the percentages of the enfranchised citizens who appeared at the polls continued to be not very unequal, and there is every reason to believe that the meagerness of these percentages has been attributable at all times to the habitual indifference of the Italian electorate rather than to the restraining effects of the papal veto. None the less, in the strongly Catholic province of Bergamo and in some other quarters, the papal regulations, by common admission, have cut deeply into what otherwise would have been the normal parliamentary vote.

*445. Relaxation of the Papal Ban.*--In the elections of 1904 many Catholics who hitherto had abstained from voting joined with the Government's supporters at the polls in an effort to check the growing influence of the more radical political groups, justifying their conduct by the conviction that the combatting of socialism is a fundamental Catholic obligation. Pope Leo XIII. was ready to admit the force of the argument, and in June of the following year there was issued an encyclical which made it the duty of Catholics everywhere, Italy included, to share in the maintenance of social order, and permitted, and even enjoined, that they take part in political contests in defense of social order whenever and wherever it was obviously menaced. At the same time, such participation must be, not indiscriminate, but disciplined. It must be carried on under the direction of the ecclesiastical hierarchy, and with the express approval of the Vatican. Theoretically, and as a general rule, the Non Expedit remains. But where the rigid application of the law would open the way for the triumph of the enemies of society and of religion (as, from the papal point of view, socialists inevitably are) the rule, upon request of the bishop and sanction by the Holy See, is to be waived. A corollary of this new policy is that, under (p. 402) certain circumstances, Catholics not merely vote but may stand for parliamentary seats. By the encyclical it is prescribed that such candidacies shall be permitted only where absolutely necessary to prevent the election of an avowed adversary of the Church, only where there is a real chance of success, and only with the approbation of the proper hierarchical authorities; and even then the candidate shall seek office not as a Catholic, but although a Catholic.[576]

[Footnote 576: The idea is expressed in the phrase cattolici deputati, si, deputati cattolici, no.]

The partial lifting of the Non Expedit has had two obvious effects. In the first place, it has stimulated considerably the political activities of the Catholics. In the elections of 1906 and 1909 the number of Catholic voters and of Catholic candidates was larger than ever before, and in the Chamber of Deputies the group of clerical members gives promise of attaining some real importance. A second result has been, on the other hand, a quickening of the anti-clerical spirit, with a perceptible strengthening of the radical-republican-socialist bloc. By providing the Left with a solidifying issue it may yet prove that the papacy has rendered unwittingly a service to the very elements against whom it has authorized its adherents to wage relentless war.[577]

[Footnote 577: Eufrasio, Il Non Expedit, in Nuova Antologia, Sept. 1, 1904.]

*446. The Election of 1909.*--In respect to the parliamentary strength of the several party groups the elections of the past decade have produced occasional changes of consequence, but the situation to-day is not widely different from what it was at the opening of the century. In the Chamber elected in 1900 the Extreme Left obtained, in all, 107 seats. In 1904 the total fell to 77. In 1906, however, the Radicals secured 44, the Socialists 42, and the Republicans 23--an aggregate of 109; and following the elections of March 7 and 14, 1909, the quotas were, respectively, 37, 43, and 23, aggregating 103. The falling-off in 1904 is to be explained principally by the activity of the Catholics in the elections of that year, and the recovery in 1906 by the fact that, sobered by their reverses, the Socialists had abandoned in the meantime the extremer phases of their revolutionary propaganda. The elections of 1909 were precipitated by Giolitti's dissolution of the Chamber, February 6, in consequence largely of the dissatisfaction of the nation with the ministry's conciliatory attitude toward Austria-Hungary following the annexation by that power of the territories of Bosnia and Herzegovina. Despite the excitement by which it was preceded, however, the campaign was a listless one. The foreign situation as an issue was soon forgotten, and no preponderating national question rose to assume its place. The (p. 403) Left made the most of the opportunity to increase its parliamentary strength, and the Catholics were more than ever active. The two forces, however, in a measure offset each other, and the mass of the nation, unreached by either, returned the customary overwhelming Governmental majority. When various electoral contests had been decided the quota of seats retained by each of the party groups in the Chamber was found to be as follows: Radicals, 37; Socialists, 43; Republicans, 23; Catholics, 16; Constitutional Opposition (separated from the Government upon no vital matter of principle), 42; and Ministerialists, or supporters of the Government, 346. These supporters of the Government include men of varied political opinions, but collectively they correspond approximately to the elements which in other countries are apt to be designated Liberals, Progressives, or Moderates.[578]

[Footnote 578: The political parties of Italy are described briefly in Lowell, Governments and Parties, II., Chap. 4, and at more length in King and Okey, Italy To-day, Chaps. 1-3. Special works of importance upon the subject include M. Minghetti, I partiti politici e la ingerenza loro nella giustizia e nell' amministrazione (2d ed., Bologna, 1881); P. Penciolelli, Le gouvernement parlementaire et la lutte des partis en Italie (Paris, 1911); and S. Sighele, Il nazionalismo e i partiti politici (Milan, 1911). Of value are R. Bonfadini, I partiti parlamentari, in Nuova Antologia, Feb. 15, 1894, and A. Torresin, Statistica delle elezioni generali politiche, in La Riforma Sociale, Aug. 15, 1900. A useful biography is W. J. Stillman, Francesco Crispi (London, 1899), and an invaluable repository of information is M. Prichard-Agnetti (trans.), The Memoirs of Francesco Crispi, 2 vols. (New York, 1912). On the parties of the Extreme Left the following may profitably be consulted: F. S. Nitti, Il partito radicale (Turin and Rome, 1907); P. Villari, Scritti sulla questione sociale in Italia (Florence, 1902); R. Bonghi, Gli ultimi fatti parlamentari, in Nuova Antologia, Jan. 1, 1895; G. Alessio, Partiti e programmi, ibid., Oct. 16, 1900; G. Louis-Jaray, Le socialisme municipal en Italie, in Annales des Sciences Politiques, May, 1904; R. Meynadier, Les partis d'extreme gauche et la monarchie en Italie, in Questions Diplomatiques et Coloniales, April 1, 1908; F. Magri, Riformisti e rivoluzionari nel partito socialista italiano, in Rassegna Nazionale, Nov. 16, 1906, and April 1, 1907; R. Soldi, Le varie correnti nel partito socialista italiano, in Giornale degli Economisti, June, 1903. On recent Italian elections see G. Gidel, Les elections generales italiennes de novembre 1904, in Annales des Sciences Politiques, Jan., 1905; P. Quentin-Bauchart, Les elections italiennes de mars 1909, ibid., July, 1909.]

XXII. THE CONSTITUTIONAL SYSTEM--THE CANTONS

I. THE CONFEDERATION AND ITS CONSTITUTION

Among the governments of contemporary Europe that of the federal republic of Switzerland is unique; and the constitutional experiments which have been, and are being, undertaken by the Swiss people give the nation an importance for the student of politics altogether out of proportion to its size and population. Nowhere in our day have been put to the test in more thoroughgoing fashion the principles of federalism, of a plural executive, of proportional representation, of the initiative and the referendum, and, it may be said, of radical democracy in general. The results attained within a sphere so restricted, and under conditions of race, religion, and historical tradition so unusual, may or may not be accepted as evidence of the universal practicability of these principles. At the least, they are of acknowledged interest.

*447. The Confederation in the Eighteenth Century.*--In the form in which it exists to-day the Swiss Confederation is a product of the middle and later nineteenth century. The origins of it, however, are to be traced to a very much remoter period. Beginning with the alliance of the three forest cantons of Uri, Schwyz, and Unterwalden in 1291,[579] the Confederation was built up through the gradual creation of new cantons, the splitting of old ones, the reorganization of (p. 406) dependent territories, and the development of a federal governmental system, superimposed upon the constitutional arrangements of the affiliated states. In 1789, when the French Directory, at the instigation of Napoleon, took it upon itself to revolutionize Switzerland, the Confederation consisted of thirteen cantons.[580] With it were associated certain Zugewandte Orte, or allied districts, some of which eventually were erected into cantons, together with a number of Gemeine Vogteien, or subject territories. The Confederation comprised simply a Staatenbund, or league of essentially autonomous states. Its only organ of common action was a diet, in which each canton had a right to one vote. Save in matters of a purely advisory nature, the powers of this diet were meager indeed. Of the cantons, some were moderately democratic; others were highly aristocratic. The political institutions of all were, in large measure, such as had survived from the Middle Ages.

[Footnote 579: For an English version of the Perpetual League of 1291 see Vincent, Government in Switzerland, 285-288. The best account in English of the origins of the Confederation is contained in W. D. McCrackan, The Rise of the Swiss Republic (2d ed., New York, 1901). Important are A. Rilliet, Les origines de la confederation suisse (Geneva, 1868); P. Vauchier, Les commencements de la confederation suisse (Lausanne, 1891); W. Oechsli, Die Anfange der schweizerischen Eidgenossenschaft (Zuerich, 1891). Of the last-mentioned excellent work there is a French translation, under the title Les origines de la confederation suisse (Bern, 1891). The origins of the Swiss Confederation were described in a scientific manner for the first time in the works of J. E. Kopp: Urkunden zur Geschichte der eidgenoessischen Buende (Leipzig and Berlin, 1835), and Geschichte der eidgenoessischen Buende (Leipzig and Berlin, 1845-1852). The texts of all of the Swiss alliances to 1513 are printed in J. von Ah, Die Bundesbriefe der alten Eidgenossen (Einsiedeln, 1891).]

[Footnote 580: Lucerne joined the alliance in 1332; Zuerich in 1351; Glarus and Zug in 1352; Bern in 1353; Freiburg and Solothurn in 1481; Basel and Schaffhausen in 1501; and Appenzell in 1513. "Swiss history is largely the history of the drawing together of bits of each of the Imperial kingdoms (Germany, Italy, and Burgundy) for common defense against a common foe--the Hapsburgs; and, when this family have secured to themselves the permanent possession of the Empire, the Swiss league little by little wins its independence of the Empire, practically in 1499, formally in 1648. Originally a member of the Empire, the Confederation becomes first an ally, then merely a friend." Encyclopedia Britannica, 11th ed., XXVI., 246.]

*448. The Helvetic Republic.*--The result of the French intervention of 1798 was that, almost instantly, the loosely organized Swiss confederation was converted into a centralized republic, tributary to France, and under a constitution which was substantially a reproduction of the French instrument of 1795. Under the terms of this constitution the territories of the Confederation were split up into twenty-three administrative districts, corresponding in but rare instances to the earlier cantons,[581] a uniform Swiss citizenship was established, a common suffrage was introduced, freedom of speech and of the press was guaranteed, and unity was provided for in the coinage, the postal service, and the penal law. A government of ample powers was set up, with its seat at Lucerne, its organs comprising a Grand Council of deputies elected indirectly in the cantons in proportion to population, a Senate of four delegates from each canton (together with retiring members of the Directory), and an Executive Directory of five members, with whom were associated, for (p. 407) administrative purposes, four appointed heads of departments. The French intervention was ruthless and the governmental order thrust upon the Swiss had no root in national tradition or interest. The episode served, however, to break the shackles of mediaevalism and thus to contribute to the eventual establishment of a modernized nationality. July 2, 1802, following a series of grave civil disturbances, the constitution of 1798 was superseded by a new but similar instrument, which was imposed by force despite an adverse popular vote.[582]

[Footnote 581: To these districts, however, the name canton was applied; and, indeed, this was the first occasion upon which the name was employed officially in Switzerland.]

[Footnote 582: McCrackan, Rise of the Swiss Republic, 295-312; A. von Tillier, Geschichte der helvetischen Republik, 3 vols. (Bern, 1843); Muret, L'Invasion de la Suisse en 1798 (Lausanne, 1881-1884); L. Marsauche, La confederation helvetique (Neuchatel, 1890).]

*449. The Act of Mediation, 1803.*--Under the circumstances reaction was inevitable, and the triumph of the "federalists" came more speedily than might have been expected. In deference to preponderating sentiment in the territories, Napoleon, February 19, 1803, promulgated the memorable Act of Mediation, whereby he authorized the re-establishment of a political system that was essentially federal.[583] Once again there was set up a loose confederation, under a constitution which, however, provided for a central government that was distinctly more substantial than that which had prevailed prior to 1798. The right, for example, to make war and to conclude treaties, withdrawn entirely from the individual cantons, was conferred specifically upon the federal Diet. To the thirteen original cantons were added six new ones--Aargau, Thurgau, Vaud, Ticino, and the Grisons (St. Gall and Graubuenden)--the first four formed from districts which under the old regime had occupied the status of subordinate territory, the last two having been formerly "allied states." In the Diet six cantons (Bern, Zuerich, Vaud, Aargau, St. Gall, and Graubuenden) which had a population in excess of 100,000 were given each two votes. All others retained a right to but one. The executive authority of the Confederation was vested by turns in the six cantons of Bern, Freiburg, Lucerne, Zuerich, Basel and Solothurn, the "directorial" canton being known as the Vorort, and its chief magistrate as the Landammann, of the Confederation. The principle of centralization was in large part abandoned; but the equality of civil rights which the French had introduced was not allowed by Napoleon to be molested. It may be observed further that by the accession of the newly created cantons, containing large bodies of people who spoke French, Italian, and Romansch, the league ceased to be so (p. 408) predominantly German as theretofore it had been.[584]

[Footnote 583: It is in this instrument that the Confederation was for the first time designated officially as "Switzerland."]

[Footnote 584: Cambridge Modern History, IX., Chap. 4 (bibliography, pp. 805-807). The best general work on the period 1798-1813 is W. Oechsli, Geschichte der Schweiz im XIX. Jahrhundert (Leipzig, 1903), I.]

*450. The Pact of 1815 and the Revival of Particularism.*--The Act of Mediation, on the whole not unacceptable to the majority of the Swiss people, save in that it had been imposed by a foreign power, continued in operation until 1813. During the decade Switzerland was essentially tributary to France. With the fall of Napoleon the situation was altered, and December 29, 1813, fourteen of the cantons, through their representatives assembled at Zuerich, declared the instrument to be no longer in effect. Led by Bern, eight of the older cantons determined upon a return to the system in operation prior to 1798, involving the reduction of the six most recently created cantons to their former inferior status. Inspired by the Tsar Alexander I., however, the majority of the Allies refused to approve this programme, and, after the Congress of Vienna had arranged for the admission to the confederacy of the three allied districts of Valais, Geneva, and Neuchatel, there was worked out, by the Swiss themselves, a constitution known as the "Federal Pact," which was formally approved by the twenty-two cantons at Zuerich, August 7, 1815.[585]

[Footnote 585: This statement needs to be qualified by the observation that the half-canton Nidwalden approved the constitution August 30, and only when compelled by force to do so.]

By this instrument the ties which bound the federation together were still further relaxed. The cantons regained almost the measure of independence which they had possessed prior to the French intervention. The Diet was maintained, on the basis now of one vote for each canton, regardless of size or population.[586] It possessed some powers,--for example, that of declaring war or peace, with the consent of three-fourths of the cantons,--but there were virtually no means by which the body could enforce the decrees which it enacted. The executive authority of the Confederation was vested in the governments of the three cantons of Zuerich, Lucerne, and Bern, which, it was stipulated, should serve in rotation, each during a period of two years. Practically all of the guarantees of common citizenship, religious toleration, and individual liberty which the French had introduced were rescinded, and during the decade following 1815 the trend in most of the more important cantons was not only particularistic but also distinctly reactionary. The smaller and poorer ones (p. 409) retained largely their democratic institutions, especially their Landesgemeinden, or primary assemblies, but it was only after 1830, and in some measure under the stimulus of the revolutionary movements of that year, that the majority of the cantonal governments underwent that regeneration in respect to the suffrage and the status of the individual which lay behind the transforming movements of 1848.[587]

[Footnote 586: Three of the cantons--Unterwalden, Basel, and Appenzell--were divided into half-cantons, each with a government of its own; but each possessed only half a vote in the Diet.]

[Footnote 587: B. Van Muyden, La suisse sous le pacte de 1815, 2 vols. (Lausanne and Paris, 1890-1892); A. von Tillier, Geschichte der Eidgenossenschaft waehrend der sogen. Restaurationsepoche, 1814-1830, 3 vols. (Bern and Zuerich, 1848-1850); ibid., Geschichte der Eidgenossenschaft waehrend der Zeit des sogeheissenen Fortschritts, 1830-1846, 3 vols. (Bern, 1854-1855).]

*451. Attempted Constitutional Revision: the Sonderbund.*--The period between 1830 and 1848 was marked by not fewer than thirty revisions of cantonal constitutions, all in the direction of broader democracy.[588] The purposes of the liberal leaders of the day, however, extended beyond the democratization of the individual cantons. The thing at which they aimed ultimately was the establishment, through the strengthening of the Confederation, of a more effective nationality. On motion of the canton of Thurgau, a committee was authorized in 1832 to draft a revision of the Pact. The instrument which resulted preserved the federal character of the nation, but provided for a permanent federal executive, a federal court of justice, and the centralization of the customs, postal service, coinage, and military instruction. By a narrow majority this project, in 1833, was defeated. It was too radical to be acceptable to the conservatives, and not sufficiently so to please the advanced liberals.

[Footnote 588: McCracken, Rise of the Swiss Republic, 325-330.]

The obstacles to be overcome--native conservatism, intercantonal jealousy, and ecclesiastical heterogeneity--were tremendous. More than once the Confederation seemed on the point of disruption. In September, 1843, the seven Catholic cantons[589] entered into an alliance, known as the Sonderbund, for the purpose of defending their peculiar interests, and especially of circumventing any reorganization of the confederacy which should involve the lessening of Catholic privilege; and, in December, 1845, this affiliation was converted into an armed league. In July, 1847, the Diet, in session at Bern, decreed the dissolution of the Sonderbund; but the recalcitrant cantons refused to abandon the course upon which they had entered, and it was only after an eighteen-day armed conflict that the obstructive league was suppressed.[590]

[Footnote 589: Lucerne, Uri, Schwyz, Unterwalden, Zug, Freiburg, and the Valais.]

[Footnote 590: A. Stern, Zur Geschichte des Sonderbundes, in Historische Zeitschrift, 1879; W. B. Duffield, The War of the Sonderbund, in English Historical Review, Oct., 1895; and P. Matter, Le Sonderbund, in _Annales de l'Ecole Libre des Sciences Politiques_, Jan. 15, 1896.]

*452. The Constitution of 1848 and the Revision of 1874.*--The war (p. 410) was worth while, because the crisis which it precipitated afforded the liberals an opportunity to bring about the adoption of a wholly new constitution. For a time the outlook was darkened by the possibility of foreign intervention, but by the outbreak of the revolution of 1848 at Paris that danger was effectually removed. The upshot was that, through the agency of a committee of fourteen, constituted, in fact, February 17, 1848--one week prior to the overthrow of Louis Philippe--the nationalists proceeded to incorporate freely the reforms they desired in a constitutional projet, and this instrument the Diet forthwith revised slightly and placed before the people for acceptance. By a vote of 15-1/2 cantons (with a population of 1,900,000) to 6-1/2 (with a population of 290,000), the new constitution was approved.

The adoption of the constitution of 1848, ensuring a modified revival of the governmental regime of 1798-1803, comprised a distinct victory for the Radical, or Centralist, party. During the two decades which followed this party maintained complete control of the federal government, and in 1872 it brought forward the draft of a new constitution whose centralizing tendencies were still more pronounced. By popular vote this proffered constitution was rejected. Another draft, however, was prepared and, April 19, 1874, by a vote of 14-1/2 cantons against 7-1/2, it was adopted. The popular vote was 340,149 to 198,013. Amended subsequently upon a large number of occasions,[591] the instrument of 1874 is the fundamental law of the Swiss Confederation to-day, although it is essential to observe that it represents only a revision of the constitution of 1848. As a recent writer has said, "the one region on the continent to which the storms of 1848 brought immediate advantage was Switzerland, for to them it owes its transformation into a well-organized federal state."[592]

[Footnote 591: For the methods of constitutional amendment see p. 431.]

[Footnote 592: W. Oechsli, in Cambridge Modern History, XI., 234. A brief survey of the constitutional history of Switzerland from 1848 to 1874 is contained in Chap. 8 of the volume mentioned (bibliography, pp. 914-918). Two excellent works are C. Hilty, Les constitutions federales de la confederation suisse; expose historique (Neuchatel, 1891), and T. Curti, Geschichte der Schweiz im XIX. Jahrhundert (Neuchatel, 1902). A fairly satisfactory book is L. Hug and R. Stead, Switzerland (New York, 1889). The text of the constitution may be found in S. Kaiser and J. Strickler, Geschichte und Texte der Bundesverfassungen der schweizerischen Eidgenossenschaft von der helvetischen Staatsumwaelzung bis zur Gegenwart (Bern, 1901), and in Lowell, Governments and Parties, II., 405-431. English versions are printed in Dodd, Modern Constitutions, II., 257-290; McCrackan, Rise of the Swiss Republic, 373-403; Vincent, Government in Switzerland, 289-332; and Old South Leaflets, General Series, No. 18. The texts of all federal constitutions after 1798 are included in the work of Kaiser and Strickler. A good collection of recent documents is P. Wolf, Die schweizerische Bundesgesetzgebung (2d ed., Basel, 1905-1908). The principal treatises on the Swiss constitutional system are J. J. Blumer, Handbuch des schweizerischen Bundesstaatsrechtes (2d ed., Schaffhausen, 1877-1887); J. Schollenberger, Bundesverfassung der schweizerischen Eidgenossenschaft (Berlin, 1905); ibid., Das Bundesstaatsrecht der Schweiz Geschichte und System (Berlin, 1902); and W. Burckhardt, Kommentar der Schweiz; Bundesverfassung vom 29 Mai 1874 (Bern, 1905). Two excellent briefer treatises are N. Droz, Instruction civique (Lausanne, 1884) and A. von Orelli, Das Staatsrecht der schweizerischen Eidgenossenschaft (Freiburg, 1885), in Marquardsen's Handbuch. The best treatise in English upon the Swiss governmental system is J. M. Vincent, Government in Switzerland (New York, 1900). Older works include B. Moses, The Federal Government of Switzerland (Oakland, 1889); F. Adams and C. Cunningham, The Swiss Confederation (London, 1889); and B. Winchester, The Swiss Republic (Philadelphia, 1891). Mention should be made of A. B. Hart, Introduction to the Study of Federal Government (Boston, 1891); also of an exposition of Swiss federalism in Dicey, Law of the Constitution, 7th ed., 517-529.]

II. THE NATION AND THE STATES (p. 411)

*453. Dominance of the Federal Principle.*--In its preamble the Swiss constitution proclaims its object to be "to confirm the alliance of the Confederation and to maintain and to promote the unity, strength, and honor of the Swiss nation;" and in its second article it affirms that it is the purpose of the Confederation "to secure the independence of the country against foreign nations, to maintain peace and order within, to protect the liberty and the rights of the confederates, and to foster their common welfare."[593] The use of the term "nation" (which, curiously, nowhere occurs in the constitution of the United States) might seem to imply a considerably larger measure of centralization than in fact exists. For although the effect of the constitution of 1848 was to convert a loosely organized league into a firmly constructed state--to transform, as the Germans would say, a Staatenbund into a Bundesstaat--the measure of consolidation attained fell, and still falls, somewhat short of that which has been realized in the United States, and even in Germany. There are in the Confederation twenty-two cantons, of which three (Unterwalden, Basel, and Appenzell) have split into half-cantons; so that there are really twenty-five political units, each with its own government, its own laws, and its own political conditions. In territorial extent these cantons vary all the way from 2,773 to 14 square miles, and in population, from 642,744 to 13,796;[594] and the primary fact of (p. 412) the Swiss governmental system is the remarkable measure of political independence which these divisions, small as well as large, possess.

[Footnote 593: Dodd, Modern Constitutions, II., 257.]

[Footnote 594: The total area of the Confederation is approximately 16,000 square miles; the total population, according to the census of December 1, 1910, is 3,741,971.]

*454. The Sovereignty of the Cantons.*--In the United States there was throughout a prolonged period a fundamental difference of opinion relative to the sovereignty of the individual states composing the Union. The Constitution contains no explicit affirmation upon the subject, and views maintained by nationalists and state right's advocates alike have always been determined of necessity by interpretation of history and of public law. In Switzerland, on the contrary, there is, upon the main issue, no room for doubt. "The cantons are sovereign," asserts the constitution, "so far as their sovereignty is not limited by the federal constitution; and, as such, they exercise all the rights which are not delegated to the federal government."[595] As in the United States, the federal government is restricted to the exercise of powers that are delegated, while the federated states are free to exercise any that are not delegated exclusively to the nation, nor prohibited to the states. In the Swiss constitution, however, the delimitation of powers, especially those of a legislative character, is so much more minute than in the American instrument that comparatively little room is left for difference of opinion as to what is and what is not "delegated."[596]

[Footnote 595: Art. 3. Dodd, Modern Constitutions, II., 257.]

[Footnote 596: In the form in which it now exists the Swiss constitution is one of the most comprehensive instruments of the kind in existence. Aside from various temporary provisions, it contains, in all, 123 articles, some of considerable length. As is true of the German constitution, there is in it much that ordinarily has no place in the fundamental law of a nation. A curious illustration is afforded by an amendment of 1893 to the effect that "the killing of animals without benumbing before the drawing of blood is forbidden; this provision applies to every method of slaughter and to every species of animals." Art. 25. Dodd, Modern Constitutions, II., 263. The adoption of this amendment was an expression of antisemitic prejudice.]

*455. Federal Control of the Cantons.*--After the analogy of the United States, where the nation guarantees to each of the states a republican form of government, the Swiss Confederation guarantees to the cantons their territory, their sovereignty (within the limits fixed by the fundamental law), their constitutions, the liberty and rights of their people, and the privileges and powers which the people have conferred upon those in authority. The cantons are empowered, and indeed required, to call upon the Confederation for the guaranty of their constitutions, and it is stipulated that such guaranty shall be accorded in all instances where it can be shown that the constitution in question contains nothing contrary to the provisions of the (p. 413) federal constitution, that it assures the exercise of political rights according to republican forms, that it has been ratified by the people, and that it may be amended at any time by a majority of the citizens.[597] A cantonal constitution which has not been accorded the assent of the two houses of the federal assembly is inoperative; and the same thing is true of even the minutest amendment. The control of the federal government over the constitutional systems of the states is thus more immediate, if not more effective, than in the United States, where, after a state has been once admitted to the Union, the federal power can reach its constitutional arrangements only through the agency of the courts. Finally, in the event of insurrection the government of the Confederation possesses a right to intervene in the affairs of a canton, with or without a request for such intervention by the constituted cantonal authorities. This right was exercised very effectively upon the occasion of the Ticino disorders of 1889-1890.

[Footnote 597: Arts. 5 and 6. Dodd, Modern Constitutions, II., 258.]

Like the American states, but unlike the German, the Swiss cantons enjoy a complete equality of status and of rights. They are forbidden to enter into alliances or treaties of a political nature among themselves, though they are permitted to conclude intercantonal conventions upon legislative, administrative, and judicial subjects, provided such conventions, upon inspection by the federal officials, are found to be devoid of stipulations contrary to the federal constitution or inimical to the rights of any canton. In the event of disputes between cantons, the questions at issue are required to be submitted to the federal government for decision, and the individual canton must refrain absolutely from the use of violence, and even from military preparation.

*456. Powers Vested Exclusively in the Confederation.*--Within the text of the constitution the division of powers between the federal and the cantonal governments is minute, though far from systematic. The clearest conception of the existing arrangements may perhaps be had by observing that provision is made for three principal categories of powers: (1) those that the Confederation has an exclusive right to exercise, some being merely permissive, others obligatory; (2) those which the Confederation is required, or allowed, to exercise in concurrence with the cantons; and (3) those which are not permitted to be exercised at all.

Of powers committed absolutely to the Confederation, the most important are those of declaring war, making peace, and concluding alliances and treaties with foreign powers, especially treaties relating to tariffs and commerce.[598] The Confederation is (p. 414) forbidden to maintain a standing army, and no canton, without federal permission, may maintain a force numbering more than three hundred men. None the less, by law of 1907, every male Swiss citizen between the ages of twenty and forty-eight is liable to military service, and the constitution vests not only the sole right of declaring war but also the organization and control of the national forces in the Confederation.[599] The neutralized status with which, by international agreement, Switzerland has been vested renders a war in which the nation should be involved, other, at any rate, than a civil contest, extremely improbable.[600] Within the domain of international relations, the cantons retain the right to conclude treaties with foreign powers respecting border and police relations and the administration of public property. All remaining phases of diplomatic intercourse are confided exclusively to the Confederation. Other functions vested in the federal authorities alone include the control of the postal service and of telegraphs; the coining of money and the maintenance of a monetary system; the issue of bank notes and of other forms of paper money; the fixing of standards of weights and measures; the maintenance of a monopoly of the manufacture and sale of gunpowder; and the enactment of supplementary legislation relating to domicile and citizenship.

[Footnote 598: Art. 8. Dodd, Modern Constitutions, II., 258.]

[Footnote 599: Arts. 15-23. Ibid., II., 260-262.]

[Footnote 600: McCrackan, Rise of the Swiss Republic, 354-363; Payen, La neutralisation de la Suisse, in Annales de l'Ecole Libre des Sciences Politiques, Oct. 15, 1892.]

*457. Concurrent Powers and Powers Denied the Confederation.*--Among powers which are intrusted to the Confederation, to be exercised in more or less close conjunction with the cantonal governments, are: (1) the making of provision for public education, the cantons maintaining a system of compulsory primary instruction, the Confederation subsidizing educational establishments of higher rank;[601] (2) the regulation of child labor, industrial conditions, emigration, and insurance; (3) the maintenance of highways; (4) the regulation of the press; and (5) the preservation of public order and of peace between members of different religious organizations.

[Footnote 601: Art. 27. Dodd, Modern Constitutions, II., 263.]

Several explicit prohibitions rest upon the authorities of both Confederation and cantons. No treaties may be concluded whereby it is agreed to furnish troops to other countries. No canton may expel from its own territory one of its citizens, or deprive him of his rights. No person may be compelled to become a member of a religious society, to receive religious instruction, to perform any religious act, or to incur penalty of any sort by reason of his religious opinions.[602] No (p. 415) death penalty may be pronounced for a political offense. The prohibitions, in short, which the constitution imposes upon federal and cantonal authorities comprise essentially a bill of rights, comparable with any to be found in a contemporary European constitution.

[Footnote 602: Art. 49. Dodd, Modern Constitutions, II., 271-272.]

*458. General Aspects.*--The fundamental thing to be observed is that under the Swiss constitution, as under the German, the legislative powers of the federal government are comprehensive, while the executive authority, and especially the executive machinery, is meager. The Confederation has power to legislate upon many subjects--military service, the construction and operation of railroads, education, labor, taxation, monopolies, insurance, commerce, coinage, banking, citizenship, civil rights, bankruptcy, criminal law, and numerous other things. In respect to taxation the federal government possesses less power than does that of Germany, and distinctly less than does that of the United States, for this power is confined to the single field of customs legislation;[603] but in virtually every other direction the legislative competence of the Swiss central authorities is more extended. It is worth observing, furthermore, that the centralizing tendency since 1874 has found expression in a number of constitutional amendments whose effect has been materially to enlarge the domain covered by federal legislation. Among these may be mentioned the amendment of July 11, 1897, granting the Confederation power to enact laws concerning the traffic in food products, that of November 13, 1898, extending the federal legislative power over the domain of civil and criminal law, that of July 5, 1908, conferring upon the Confederation power to enact uniform regulations respecting the arts and trades (thus bringing substantially the entire domain of industrial legislation within the province of the Confederation), and that of October 25, 1908, placing the utilization of water-power under the supervision of the central authorities.

[Footnote 603: "The customs system shall be within the control of the Confederation. The Confederation may levy export and import duties." Art. 28. Dodd, Modern Constitutions, II., 263. The constitution stipulates further that imports of materials essential for the manufactures and agriculture of the country, and of necessaries of life in general, shall be taxed as low as possible; also that export taxes shall be kept at a minimum. Art. 42 prescribes that the expenditures of the Confederation shall be met from the income from federal property, the proceeds of the postal and telegraph services, the proceeds of the powder monopoly, half of the gross receipts from the tax on military exemptions levied by the cantons, the proceeds of the federal customs, and, finally, in case of necessity, contributions levied upon the cantons in proportion to their wealth and taxable resources. Dodd, II., 269.]

Within the domain of administrative functions, the principle is (p. 416) rather that of committing to the federal agencies a minimum of authority. Beyond the management of foreign relations, the administration of the customs, the postal, and the telegraph services, and of the alcohol and powder monopolies, and the control of the arsenals and of the army when in the field, the federal government exercises directly but inconsiderable executive authority. It is only in relation to the cantonal governments that its powers of an administrative nature are large; and even there they are only supervisory. In a number of highly important matters the constitution leaves to the canton the right to make and enforce law, at the same time committing to the Confederation the right to inspect, and even to enforce, the execution of such measures. Thus it is stipulated that the cantons shall provide for primary instruction which shall be compulsory, non-sectarian, and free; and that "the Confederation shall take the necessary measures against such cantons as do not fulfill these duties."[604] Not only, therefore, does the federal government enforce federal law, through its own officials or through those of the canton; it supervises the enactment and enforcement of measures which the constitution enjoins upon the cantons.[605]

[Footnote 604: Art. 27. Dodd, Modern Constitutions, II., 263.]

[Footnote 605: A. Souriac, L'evolution de la juridiction federale en Suisse (Paris, 1909).]

III. CANTONAL LEGISLATION: THE REFERENDUM AND THE INITIATIVE

*459. Variation of Cantonal Institutions.*--In its fundamental features the federal government of Switzerland represents largely an adaptation of the political principles and organs most commonly prevailing within the individual cantons; from which it follows that an understanding of the mechanism of the federation is conditioned upon an acquaintance with that of the canton.[606] Anything, however, in the nature of a description which will apply to the governmental systems of all of the twenty-five cantons and half-cantons is impossible. Variation among them, in both structure and procedure, is at least as common and as wide as among the governments of the American commonwealths. Each canton has its own constitution, and the Confederation is bound to guarantee the maintenance of this instrument regardless of the provisions which it may contain, provided only, as has been pointed out, that there is in it nothing that is contrary to the federal (p. 417) constitution, that it establishes a republican system of government, and that it has been ratified by the people and may be amended upon demand of a majority. The constitutions of the cantons are amended easily and frequently; but while it may be affirmed that, in consequence of their flexibility, they tend toward more rather than toward less uniformity, the diversity that survives among them still proclaims strikingly their separatist origin and character.

[Footnote 606: On the governments of the cantons the principal general works are J. Schollenberger, Grundriss der Staats-und Verwaltungsrechts der schweizerischen Kantone, 3 vols. (Zuerich, 1898-1900), and J. Dubs, Das oeffentliche Recht der schweizerischen Eidgenossenschaft (Zuerich, 1877-1878), I. Brief accounts will be found in Vincent, the Government of Switzerland, Chaps. 1-12.]

The point at which the governments of the cantons differ most widely is in respect to arrangements for the exercise of the functions of legislation. Taking the nature of the legislative process as a basis of division, there may be said to be two classes of cantonal governments. One comprises those in which the ultimate public powers are vested in a Landesgemeinde, or primary assembly of citizens; the other, those in which such powers have been committed to a body of elected representatives. The second class, as will appear, falls again into two groups, i.e., those in which the employment of the referendum is obligatory and those in which it is merely optional.

*460. The Landesgemeinde.*--Prior to the French intervention of 1798 there were in the Confederation no fewer than eleven cantons whose government was of the Landesgemeinde type. To-day there are but six cantons and half-cantons--those, namely, of Uri, Glarus, the two Unterwaldens, and the two Appenzells. Under varying circumstances, but principally by reason of the increasingly unwieldy character of the Landesgemeinde as population has grown, the rest have gone over to the representative system. All of those in which the institution survives are small in area and are situated in the more sparsely populated mountain districts where conditions of living are primitive and where there is little occasion for governmental elaborateness.[607]

[Footnote 607: The area of Zug is 92 square miles; of Glarus, 267; of the Unterwaldens, 295; of the Appenzells, 162. The longest dimension of any one of these cantons is but thirty miles, and the distance to be traversed by the citizen who wishes to attend the Landesgemeinde of his canton rarely exceeds ten miles. It was once the fashion to represent the Swiss Landesgemeinde as a direct survival of the primitive Germanic popular assembly. For the classic statement of this view see Freeman, Growth of the English Constitution, Chap. 1. There is, however, every reason to believe that between the two institutions there is no historical connection.]

Nominally, the Landesgemeinde is an assembly composed of all male citizens of the canton who have attained their majority. Actually, it is a gathering of those who are able, or disposed, to be present. The assembly meets regularly once a year, in April or May, at a centrally located place within the canton, and usually in an open meadow. When necessity arises, there may be convened a special session. With the men come ordinarily the women and children, and the occasion (p. 418) partakes of the character of a picturesque, even if solemn and ceremonious, holiday. Under the presidency of the Landammann, or chief executive of the canton, the assembly passes with despatch upon whatsoever proposals may be laid before it by the Landrath, or Greater Council. In the larger assemblies there is no privilege of debate. Measures are simply adopted or rejected. In the smaller gatherings, however, it is still possible to preserve some restricted privilege of discussion. Unless a secret ballot is specifically demanded, voting is by show of hands. Theoretically, any citizen possesses the right to initiate propositions. In practice, however, virtually all measures emanate from the Greater Council, and if the private citizen wishes to bring forward a proposal he will be expected to do so by suggesting it to the Council rather than by introducing it personally in the assembly. The competence of the Landesgemeinde varies somewhat from canton to canton, but in all cases it is very comprehensive. The assembly authorizes the revision of the constitution, enacts all laws, levies direct taxes, grants public privileges, establishes offices, and elects all executive and judicial officials of the canton. Directly or indirectly, it discharges, indeed, all of the fundamental functions of government. It is the sovereign organ of a democracy as thoroughgoing as any the world has ever known.[608]

[Footnote 608: H. D. Lloyd, A Sovereign People (New York, 1907), Chap. 4.]

*461. The Greater Council.*--In every canton, whether or not of the Landesgemeinde type, there is a popularly elected representative body, the Greater Council, which performs a larger or smaller service in the process of legislation. This body is variously known as the Grosser Rath, the Landrath, and the Kantonsrath. In the cantons that maintain the Landesgemeinde the functions of the Greater Council are subsidiary. It chooses minor officials, audits accounts, and passes unimportant ordinances; but its principal business is the preparation of measures for the consideration of the Landesgemeinde. In the cantons, however, in which the Landesgemeinde does not exist, the Greater Council is a more important institution, for there it comprises the only law-making body which is ever brought together at one time or place. Where there exists the obligatory referendum, i.e., where all legislative measures are submitted to a direct popular vote, the decisions of the Council are but provisional. But where the referendum is optional the Council acquires in many matters the substance of final authority.

Members of the Council are elected regularly in districts by direct popular vote. The size of constituencies varies from 188 people in Obwalden and 250 in Inner Appenzell to 1,500 in St. Gall and Zuerich and 2,500 in Bern. The electors include all males who have (p. 419) completed their twentieth year and who are in possession of full civil rights. The term of members varies from one to six years, but is generally three or four. There are, as a rule, two meetings annually, in some cantons a larger number. Beginning with the canton of Ticino in 1891, there has been introduced into the governmental systems of several cantons and of the two cities of Bern and Basel the principle of proportional representation. The details vary, but the general principle is that each political party shall be entitled to seats in the Greater Council in the closest practicable proportion that the party vote bears to the entire vote cast within the canton. Those cantons where this principle is in operation are laid out in districts, each of which is entitled to two or more representatives, and the individual elector, while forbidden to cast more than one vote for a given candidate, casts a number of votes corresponding to the number of seats to be filled.[609]

[Footnote 609: For an excellent account of the introduction of proportional representation in the canton of Ticino see J. Galland, La democratie tessinoise et la representation proportionnelle (Grenoble, 1909). The canton in which the principle has been adopted most recently is St. Gall. In 1893, 1901, and 1906 it was there rejected by the people, but at the referendum of February, 1912, it was approved, and in the following November the cantonal legislature formally adopted it. For a brief exposition of the workings of the system see Vincent, Government in Switzerland, Chap. 4. An important study of the subject is E. Kloeti, Die Proportionalwahl in der Schweiz; Geschichte, Darstellung und Kritik (Bern, 1901). On the proposed introduction of proportional representation in the federal government see p. 433.]

*462. The Referendum: Origins and Operation.*--The most interesting if not the most characteristic, of Swiss political institutions is the referendum. The origins of the referendum in Switzerland may be traced to a period at least as early as the sixteenth century. The principle was applied first of all in the complicated governments of two territories--the Grisons and the Valais--which have since become cantons but which at the time mentioned were districts merely affiliated with the Confederation. In the later sixteenth century there were traces of the same principle in Bern and in Zuerich. And, in truth, the political arrangements of the early Confederation involved the employment of a device which at least closely resembled the referendum. Delegates sent by the cantons to the Diet were commissioned only ad audiendum et referendum; that is to say, they were authorized, not to agree finally to proposals, but simply to hear them and to refer them to the cantonal governments for ultimate decision.

In its present form, however, the Swiss referendum originated in the canton of St. Gall in 1830. It is distinctively a nineteenth century creation and is to be regarded as a product of the political philosophy of Rousseau, the fundamental tenet of which was that (p. 420) laws ought to be enacted, not through representatives, but by the people directly.[610] The principle of the referendum may be applied in two essentially distinct directions, i.e., to constitutions and constitutional amendments and to ordinary laws. The referendum as applied to constitutional instruments exists to-day in every one of the Swiss cantons.[611] It is in no sense, however, peculiar to Switzerland. The same principle obtains in several English-speaking countries, as well as upon occasion elsewhere. The referendum as applied to ordinary laws, on the other hand, is distinctively Swiss. In our own day it is being brought into use in certain of the American commonwealths and elsewhere, but it is Swiss in origin and spirit. Inaugurated in part to supply the need created by a defective system of representation and in part in deference to advanced democratic theory, the referendum for ordinary laws exists to-day in every canton of Switzerland save only that of Freiburg. In some cantons the referendum is obligatory, in others it is "facultative," or optional. Where the referendum is obligatory every legislative measure must be referred to popular vote; where it is optional, a measure is referred only upon demand of a specified number or proportion of voters. A petition calling for a referendum must be presented to the executive council of the canton, as a rule, within thirty days after the enactment of the measure upon which it is proposed that a vote be taken. The number of signers required to make the petition effective varies from 500 in Zug to 6,000 in St. Gall. Likewise, the proportion of voters which is competent to reject a measure is variable. In some cantons a majority of all enfranchised citizens is required; in others, a simple majority of those actually voting upon the proposition in hand. In the event of popular rejection of a measure which the cantonal legislature has passed, the executive council gives the proper notice to the legislature, which thereupon pronounces the measure void.[612]

[Footnote 610: Lowell, Governments and Parties, II., 243.]

[Footnote 611: It will be observed, of course, that in the cantons which maintain a Landesgemeinde there is no occasion for the employment of the referendum upon either constitutional or legislative questions. The people there act directly and necessarily upon every important proposition.]

[Footnote 612: Important treatises on the Swiss referendum are T. Curti, Geschichte der schweizerischen Volksgesetzgebung (Zuerich, 1885); ibid., Die Volksabstimmung in der schweizerischen Gesetzgebung (Zuerich, 1886). A French version of the former work, by J. Ronjat, has appeared under the title Le referendum: histoire de la legislation populaire en Suisse (Paris, 1905). Of large value is Curti, Die Resultate des schweizerischen Referendums (2d ed., Bern, 1911). An older account is J. A. Herzog, Das Referendum in der Schweiz (Berlin, 1885). An excellent book is S. Duploige, Le referendum en Suisse (Brussels, 1892), of which there is an English translation, by C. P. Trevelyan, under the title The Referendum in Switzerland (London, 1898). Of value also are Stuessi, Referendum und Initiative in den Schweizerkantonen (Zuerich, 1894), and J. Signorel, Etude de legislation comparee sur le referendum legislatif (Paris, 1896). Mention may be made of J. Delpech, Quelques observations a propos du referendum et des Landesgemeinde suisse, in Revue du Droit Public, April-June, 1906.]

*463. The Initiative.*--The complement of the referendum is the (p. 421) initiative. Through the exercise of the one the people may prevent the taking effect of a law or a constitutional amendment to which they object. Through the exercise of the other they may not merely bring desired measures to the attention of the legislature; they may secure the enactment of such measures despite the indifference or opposition of the legislative body. In current political discussion, and in their actual operation, the two are likely to be closely associated. They are, however, quite distinct, as is illustrated by the fact that the earliest adoptions of the initiative in Switzerland occurred in cantons (Vaud in 1845 and Aargau in 1852) in which as yet the referendum did not exist. Among the Swiss cantons the right of popular legislative initiative is now all but universal. It has been established in all of the cantons save Freiburg, Lucerne, and Valais. As a rule, measures may be proposed by the same proportion of voters as is competent to overthrow a measure referred from the legislature; and any measure proposed by the requisite number of voters must be taken under consideration by the legislature within a specified period. If the legislature desires to prepare a counter-project to be submitted to the voters along with the popularly initiated proposition, it may do so. But the original proposal must, in any case, go before the people, accompanied by the legislature's opinion upon it; and their verdict is decisive.[613]

[Footnote 613: A. Keller, Das Volksinitiativrecht nach den schweizerischen Kantonsverfassungen (Zuerich, 1889).]

IV. THE CANTONAL EXECUTIVE AND JUDICIARY

*464. The Council of State.*--Executive authority within the canton is vested regularly in an administrative council, variously designated as a Regierungsrath, a Standeskommission, or a Conseil d'Etat. The Council of State (employing this phrase to designate each body of the kind, however named) consists of from five to thirteen members, serving for from one to five years. In more than half of the cantons the members are chosen by popular vote; in the rest, they are elected by the Greater Council, or legislature. By the Council of State (in a few instances by the legislature) is chosen a chairman, or president, known in the German cantons as the Landammann.[614] The office of Landammann is one of dignity and honor, at least locally, but it (p. 422) is not one of large authority. The Landammann is the chief spokesman of the canton, but legally his status is scarcely superior to that of his fellow councillors. The functions of the Council embrace the execution of the laws, the preservation of order, the drawing up of fiscal statements, the drafting of proposed legislation, the rendering of decisions in cases on appeal, and, in general, the safeguarding of the interests of the canton. For purposes of convenience the functions of the Council are divided among departments, to each of which one of the councillors is assigned. All acts, however, are performed in the name of the Council as a whole. In those cantons which have full-fledged legislative chambers councillors may attend sessions and speak, though as a rule they may not vote.

[Footnote 614: In the Landesgemeinde cantons the Landammann is elected by the primary assembly.]

*465. Local Administration.*--For purposes of administration all cantons, save a few of the smaller ones, are divided into districts (187 in the aggregate), at the head of each of which is placed a prefect or Bezirksammann. This official, whether chosen by the Council of State, by the Greater Council, or even by the people of the district, is in every sense a representative of the cantonal government. Sometimes he is assisted by a Bezirksrath, or district council; frequently he is not. In Schwyz there is a Bezirksgemeinde, or popular assembly, in each of the six districts, but this is wholly exceptional.

Each canton is built up of communes, or Gemeinden, and these communes, 3,164 in number, comprise the most deeply rooted political units of the country. Legally, each is composed of all male Swiss citizens over twenty years of age resident within the communal bounds during a period of at least three months. The meeting of these persons is known as the Gemeindeversammlung, or the assemblee generale. By it are chosen an executive council (the Gemeinderath or conseil municipal) and a mayor (Gemeindepraesident). A principle adhered to by the cantonal governments generally is that in the work of local administration the largest possible use shall be made of the mayors of towns, the headmen of villages, and other minor local dignitaries.[615]

[Footnote 615: Vincent, Government in Switzerland, Chap. 10; Adams and Cunningham, The Swiss Confederation, Chap. 8; Lloyd, A Sovereign People, Chap. 3.]

*466. Justice.*--Each canton has a judicial system which is essentially complete within itself. Judges are elected by the people. The hierarchy of civil tribunals--the Vermittler, or justice of the peace, the Bezirksgericht, or district court, and the Kantonsgericht--is paralleled by a hierarchy of courts for the trial of criminal cases, a special committee or chamber of the Kantonsgericht serving as the criminal court of last resort. Only in few and wholly exceptional instances may appeal be carried from a cantonal to a federal tribunal.

XXIII. (p. 423)

THE FEDERAL GOVERNMENT

I. THE EXECUTIVE

*467. The Federal Council: the President.*--At the framing of the Swiss constitution, as at that of the American, there arose the question of a single or a plural executive. In the United States the disadvantages assumed to be inherent in an executive which should consist of a number of persons who were neither individually responsible nor likely to be altogether harmonious determined a decision in favor of a single president. In Switzerland, on the other hand, the cantonal tradition of a collegiate executive, combined with an exaggerated fear of the concentration of power, determined resort to the other alternative. There is a president of the Swiss Confederation. But, as will appear, his status is altogether different from that of the President of the United States, and likewise from that of the President of France. The Swiss executive consists rather of a Bundesrath, or Federal Council, in which the President is little more than chairman.

"The supreme directive and executive authority of the Confederation," says the constitution, "shall be exercised by a Federal Council, composed of seven members."[616] The members of the Federal Council are elected by the Federal Assembly, i.e., the National Council and the Council of the States in joint session, from among all citizens eligible to the National Council, or popular legislative body, with the condition simply that not more than one member may be chosen from the same canton. Nominally, the term of members is three years; practically, it is variable, for whenever the National Council is dissolved prior to the expiration of its triennial period the new Assembly proceeds forthwith to choose a new Federal Council. Two officials, designated respectively as President of the Confederation and Vice-President of the Federal Council, are elected annually by the Assembly from among the seven members of the Council. A retiring president may not be elected president or vice-president for the succeeding year; nor may any member occupy the vice-presidency during two consecutive years. By custom the vice-president regularly (p. 424) succeeds to the presidency. The function of the President, as such, is simply that of presiding over the deliberations of the Council. He has no more power than any one of his six colleagues. Like each of them, he assumes personal direction of some one of the principal executive departments.[617] The only peculiarity of his status is that he performs the ceremonial duties connected with the titular headship of the state and draws a salary of 13,500 francs instead of the 12,000 drawn by each of the other councillors. He is in no sense a "chief executive."

[Footnote 616: Art. 95. Dodd, Modern Constitutions, II., 281.]

[Footnote 617: No longer, as prior to 1888, necessarily that of foreign affairs.]

*468. The Executive Departments.*--The business of the Council is divided among the seven departments of Foreign Affairs, Interior, Justice and Police, Military Affairs, Imposts and Finance, Posts and Railways, and Commerce, Industry, and Agriculture. Each department is presided over by a member of the Council, and to each is assigned from time to time, by the President, such subjects for consideration as properly fall within its domain. It is stipulated by the constitution, however, that this distribution shall be made for the purpose only of facilitating the examination and despatch of business. All decisions are required to emanate from the Council as a body.[618] Ordinarily a councillor remains at the head of a department through a considerable number of years,[619] and it may be added that, by reason of an increase in the aggregate volume of governmental business, the departmental head enjoys to-day a larger measure of independence than formerly. A quorum of the Council consists of four members, and no member may absent himself from a session without excuse. Except in elections, voting is viva voce, and an abstract of proceedings is published regularly in the official gazette of the Republic.

[Footnote 618: Art. 103. Dodd, Modern Constitutions, II., 284. For a synopsis of the law of July 8, 1887, whereby an apportionment of functions was made among the various departments see Dupriez, Les Ministres, II., 239-246.]

[Footnote 619: Members of the Council are re-elected, almost as a matter of course, as long as they are willing to serve. Between 1848 and 1893 the average period of service exceeded ten years. Lowell, Governments and Parties, II., 203.]

*469. Actual Character of the Council.*--The Federal Council, although at certain points resembling a cabinet, is not a cabinet, and no such thing as cabinet government, or a parliamentary system, can be said to exist in Switzerland. The Council does, it is true, prepare measures and lay them before the Assembly. Its members even appear on the floor of the two chambers and defend these measures. But the councillors are not, and may not be, members of the Assembly; they do not, of necessity, represent a common political party, faith, or programme, they are not necessarily agreed among themselves upon the merits or demerits of a particular legislative proposal; and if overruled by (p. 425) a majority of the Assembly they do not so much as think of retiring from office, for each member has been elected by a separate ballot for a fixed term.[620] In other words, the Council is essentially what Swiss writers have themselves denominated it, i.e., an executive committee of the Federal Assembly. It possesses a large measure of solidarity, but only for the purposes of routine business. Quite superior to it in every way--so much so that even its most ordinary administrative measures may be set aside--is the Assembly, as against which the Council possesses not a shred of constitutional prerogative. In the Assembly is vested ultimate authority, and in the event of a clash of policies what the Assembly orders the Council performs. Between the executive and the legislative branches of the government the relation is quite as close as it is in a parliamentary system, but the relation is of a totally different sort.[621]

[Footnote 620: The resignation, in 1891, of M. Welti, a member of the Council since 1867, by reason of the fact that the people rejected his project for the governmental purchase of railway shares occasioned general consternation.]

[Footnote 621: For interesting observations upon the advantages and disadvantages of the Swiss system see Lowell, Governments and Parties, II., 204-208. See also Vincent, Government in Switzerland, Chap. 16; Dupriez, Les Ministres, II., 188-203.]

*470. The Council's Functions.*--The functions of the Council are at the same time executive, legislative, and judicial. On the executive side it is the duty of the body to "execute the laws and resolutions of the Confederation and the judgments of the Federal Court"; to watch over the external interests of the Confederation and to conduct foreign relations; to safeguard the welfare, external and internal, of the state; to make such appointments as are not intrusted to any other agency; to administer the finances of the Confederation, introduce the budget, and submit accounts of receipts and expenses; to supervise the conduct of all officers and employees of the Confederation; to enforce the observance of the federal constitution and the guaranty of the cantonal constitutions; and to manage the federal military establishment. In respect to legislation it is made the duty of the Council to introduce bills or resolutions into the Federal Assembly and to give its opinion upon the proposals submitted to it by the chambers or by the cantons; also to submit to the Assembly at each regular session an account of its own administration, together with a report upon the internal conditions and the foreign relations of the state.[622] The Council possesses no veto upon the Assembly's measures. The judicial functions of the Council are such as arise from the fact that there are in Switzerland no administrative courts, (p. 426) so that the varied kinds of administrative cases which have been withheld from the jurisdiction of the Federal Tribunal are in practice dealt with directly by the Federal Council, with appeal, as a rule, to the Assembly.[623]

[Footnote 622: Art. 102. Dodd, Modern Constitutions, II., 282-284; Dupriez, Les Ministres, II., 218-225.]

[Footnote 623: Art. 113. Dodd, Modern Constitutions, II., 286. The nature and functions of the Swiss executive are treated briefly in Vincent, Government in Switzerland, Chap. 17, and Adams and Cunningham, The Swiss Confederation, Chap. 4. An excellent account is that in Dupriez, Les Ministres, II., 182-246. Of value are Blumer and Morel, Handbuch des schweizerischen Bundesstaatsrechts, III., 34-92, and Dubs, Le droit public de la confederation suisse, II., 77-105.]

II. LEGISLATION: THE FEDERAL ASSEMBLY

With specific reservation of the sovereign rights of the people and of the cantons, the constitution vests the exercise of the supreme authority of the Confederation in the Bundesversammlung, or Federal Assembly. Unlike the cantonal legislatures, the Federal Assembly consists of two houses--a Nationalrath, or National Council, and a Staenderath, or Council of the States.[624] The one comprises essentially a house of representatives; the other, a senate. The adoption, in the constitution of 1848, of the hitherto untried bicameral principle came about as a compromise between conflicting demands of the same sort that were voiced in the Philadelphia convention of 1787--the demand, that is, of the smaller federated units for an equality of political power and that of the larger ones for a proportioning of such power to population.

[Footnote 624: In French, the Conseil National and the Conseil des Etats.]

*471. The National Council: Composition and Organization.*--The National Council is composed of deputies chosen at a general election, for a term of three years, by direct manhood suffrage. The constitution stipulates that there shall be one representative for every 20,000 inhabitants, or major fraction thereof, and a reapportionment is made consequent upon each decennial census. The electoral districts are so laid out that no one comprises portions of different cantons; but they are of varying sizes and are entitled to unequal numbers of representatives, according to their population. Within the district all representatives, if there are more than one, are chosen on a general ticket, and the individual elector has a right to vote for a number of candidates equal to the number of seats to be filled. The quota of representatives falling to the various cantons under this arrangement varies from one in Uri and in Zug to twenty-two in Zuerich and twenty-nine in Bern. Every canton and each of the six half-cantons is entitled to at least one deputy. The total number in 1911 was 189. The electorate consists of all male Swiss who have attained their (p. 427) twentieth year and who are in possession of the franchise within their respective cantons. The establishment of electoral districts, as well as the regulation of the conduct of federal elections, has been accomplished, under provision of the constitution, by federal statute. Voting is in all cases by secret ballot, and elections take place always on the same day (the last Sunday in October) throughout the entire country. An absolute majority of the votes cast is necessary for election, save that, following two unsuccessful attempts to procure such a majority within a district, at the third trial a simple plurality is sufficient. Except that no member of the clergy may be chosen, every citizen in possession of the federal franchise is eligible to a seat in the National Council.[625] Members receive a small salary, which is proportioned to days of actual attendance and paid out of the federal treasury.

[Footnote 625: This denial of clerical eligibility was inspired by fear of Catholic influences.]

At each regular or extraordinary session the National Council chooses from among its members a president, a vice-president, and four tellers, under the provision, however, that a member who during a regular session has held the office of president is ineligible either as president or vice-president at the ensuing regular session, and that the same member may not be vice-president during two consecutive regular sessions. In all elections within the National Council the president participates as any other member; in legislative matters he possesses a vote only in the event of a tie. The president, vice-president, and tellers together comprise the "bureau" of the Council, by which most of the committees are nominated, votes are counted, and routine business is transacted.[626]

[Footnote 626: Arts. 72-79. Dodd, Modern Constitutions, II., 277-278.]

*472. The Council of the States: Composition and Status.*--Superficially, the Swiss Council of the States resembles the American Senate, and it is commonly understood that the framers of the constitution of 1848 created the institution not merely by reason of an inevitable tendency to perpetuate in some measure the purely federal features of the old Diet, but also in consequence of a deliberate purpose to set up a legislative body which should fulfill essentially those complementary and restraining functions which in the United States were assigned to the upper chamber. In point of fact, however, the Swiss Council has little in common with its American counterpart. It consists of forty-four members, two chosen within each canton; and to this extent it indeed resembles the Senate. The manner of election and the qualifications of members, however, as well as tenure of office and the arrangements made for remuneration, are not regulated, as are similar matters in the United States, by the (p. 428) constitution, or by federal authority, but, on the contrary, are left entirely to be determined by the individual cantons. The consequence is a total lack of uniformity in these highly important matters. In some cantons members are elected by popular vote; in others, by the legislative assembly. In some they are chosen for one year; in others, for two; in still others, for three. The consequence is that the Council is commonly lacking in compactness and morale. More serious still is the fact that the functions of the upper chamber are in all respects identical with those of the lower. The American Senate has power and character of its own, quite apart from that of the House of Representatives; the Swiss Council has nothing of the kind. Its organization, even, is an almost exact replica of that of the lower chamber.[627] In the earlier days of the present constitutional system the Council enjoyed high prestige and influence; but by reason of the conditions that have been described the body in time fell into decline. Able and ambitious statesmen have preferred usually to be identified with the lower house. The upper chamber possesses large powers--powers nominally co-ordinate with those of the lower one--and it has acted not infrequently with sufficient independence to defeat measures advocated by the National Council. But, without being the feeble upper chamber that is commonly associated with a parliamentary system of government, it is yet essentially lacking in the initiative and independence of a true senate.[628]

[Footnote 627: "Neither the president nor the vice-president may be chosen at any session from the canton from which the president for the preceding session was chosen; and the vice-presidency may not be held during two successive regular sessions by representatives of the same canton." Art. 82.]

[Footnote 628: Arts. 80-83. Dodd, Modern Constitutions, II., 278.]

*473. Powers of the National Assembly.*--In the constitution it is stipulated that the National Council and the Council of the States shall have the right to consider all subjects placed within the competence of the Confederation and not assigned to any other federal authority.[629] The range of this competence is enormous. There are, in the first place, certain functions which the two houses perform while sitting jointly under the direction of the president of the National Council. These are electoral and judicial in character and comprise (1) the election of the Federal Council, or executive committee of the Confederation, the federal judges, the chancellor,[630] and the generals of the federal army; (2) the granting of pardons; (p. 429) and (3) the adjustment of jurisdictional conflicts between different branches of the federal governmental system.

[Footnote 629: Art. 84. Ibid., II., 278.]

[Footnote 630: The principal duty of the chancellor is the keeping of the minutes of the National Council. A vice-chancellor, appointed by the Federal Council, performs a similar function in the Council of States, under responsibility to the chancellor.]

Much more extensive are the powers which the houses, sitting separately, exercise concurrently. The constitution requires that the councils be assembled at least once annually. In practice, they meet in June and December of each year, regular sessions extending as a rule through four or five weeks. At the request of either one-fourth of the members of the National Council or of five cantons an extraordinary session must be held, and there is a probability of one such session each year, ordinarily in March. The powers assigned the chambers to be exercised in their concurrent capacities may be classified variously. The more important are: (1) the enactment of laws and ordinances upon the organization and election of federal authorities and upon all subjects which by the constitution are placed within the federal competence; (2) the conduct of foreign relations, particularly the concluding of treaties and alliances with foreign powers, the supervision of conventions entered into by the cantons (in the event that the Federal Council, or any canton, protests against such cantonal arrangements), the declaring of war and the concluding of peace, and the taking of measures for the safety, independence, and neutrality of the Confederation; (3) the control of the federal army; (4) the adoption of the annual budget, the authorizing of federal loans, and the auditing of public accounts; (5) the taking of measures for the enforcement of the provisions of the federal constitution, for the carrying out of the guaranty of the cantonal constitutions, for the fulfillment of federal obligations, and for the supervision of the federal administration and of the federal courts; and (6) the revision of the federal constitution.[631] It will be perceived that the powers exercised by the chambers are principally legislative, but also in no small degree executive and judicial; that, as has already been emphasized, the two councils comprise the real directive agency of the Confederation.

[Footnote 631: Art. 85, Secs. 1-14. Dodd, Modern Constitutions, II., 278-279.]

*474. The Assembly's Procedure.*--Federal laws, decrees, and resolutions are passed only by agreement of the two councils. Any measure may originate in either house and may be introduced by any member. There are committees upon various subjects, but bills are referred to them only by special vote. Committee members are chosen by the chamber directly or by the chamber's "bureau," as the chamber itself may determine. In each house a majority constitutes a quorum for the transaction of business, and measures are passed by a simple majority. Sittings, (p. 430) as a rule, are public. It is expressly forbidden that members shall receive from their constituents, or from the cantonal governments, instructions respecting the manner in which they shall vote.[632]

[Footnote 632: For a brief account of the procedure of the chambers see Vincent, Government in Switzerland, 181-187.]

III. LEGISLATION: THE REFERENDUM AND THE INITIATIVE

From the domain of cantonal legislative procedure there has been carried over into federal law-making the fundamental principle of the referendum. The federal referendum exists to-day in two forms, i.e., the optional and the obligatory. The one appeared for the first time in the revised constitution of 1874 and is applicable exclusively to projects of ordinary legislation. The other was established by the constitution of 1848 and is applicable solely to proposed amendments of that instrument.

*475. The Optional Referendum: Laws and Resolutions.*--After a law which has been enacted by the Federal Assembly has been published it enters regularly upon a probationary period of ninety days during which, under stipulated conditions, it may be referred directly to the people for ratification or rejection. The only exceptions are afforded by those measures which, by declaration of the councils, are of a private rather than a general character, and those which are "urgent." Such acts take effect at once. But all others are suspended until there shall have been adequate opportunity for the carrying through of a referendum. At any time within the ninety-day period a referendum may be demanded, either by the people directly or by the cantonal governments. Petitions signed by as many as 30,000 voters, or adopted by the legislatures of as many as eight cantons, render it obligatory upon the Federal Council to arrange for the submission of a measure to a referendum within four weeks after the announcement of the demand has been made. The method of the referendum is carefully prescribed by federal legislation. Every citizen in possession of unimpaired civil rights is entitled to vote, and the voting takes place under the supervision of the authorities of the commune and of the canton. If in a majority of the cantons a preponderance of votes is cast in favor of the measure in hand, the Federal Council proclaims the fact and the measure goes at once into operation. An adverse majority, on the other hand, renders the measure null. In the event that no referendum is demanded, the measure, of course, goes automatically into effect at the expiration of the ninety-day period. Since its introduction (p. 431) into the federal constitution the principle of the legislative referendum has been brought to bear upon a not inconsiderable number of legislative projects. The proportion, indeed, of laws falling within the range of the system which have been subjected to the popular vote, while varying widely from time to time, has been not far from ten per cent; and of the measures actually voted upon several of importance have been rejected. In all instances the demand has arisen directly from citizen petitioners, not from the cantonal governments.[633]

[Footnote 633: On the operation of the optional referendum see Lowell, Governments and Parties, II., 252-261. "From 1874 till 1908 the Federal Assembly passed 261 bills and resolutions which could constitutionally be subjected to the referendum. Thirty of these 261 were actually voted on by the people, who ratified eleven and rejected nineteen of them. The effect of the federal optional legislative referendum was, then, to hold up a little more than seven per cent of the statutory output of the Federal Assembly." W. E. Rappard, in American Political Science Review, Aug., 1912, 357. On the most recent exercise of the federal referendum (the adoption, February 4, 1912, of a national Accident and Sickness Insurance bill) see M. Turmann, Le referendum suisse du 4 fevrier--la loi federale sur l'assurance-maladie et l'assurance accident, in Le Correspondant, Feb. 10, 1912. This particular referendum was called for by 75,000 voters. The measure submitted was approved by a vote of 287,566 to 241,416, on a poll of 63.04 per cent of the registered electorate.]

*476. The Obligatory Referendum: Constitutional Amendments.*--In its application to laws and resolutions the referendum is optional; in application to constitutional amendments it is obligatory. Revision of the Swiss constitution may be accomplished at any time, in whole or in part, and in a variety of modes. In the event that the legislative councils are able to agree upon a scheme of revision they vote the adoption of the proposed amendment precisely as if it were an ordinary statute, and it is thereupon submitted to the people for acceptance or rejection. If, however, the two houses disagree upon the question of a total revision, or if as many as 50,000 voters make demand for a total revision, there must be put to the people the preliminary question as to whether there shall be a revision at all. If the will of the majority is affirmative, new legislative councils must be elected, and to them falls the obligation of executing the popular mandate.

When the question is one of but partial revision the procedure is somewhat different. Partial revision may be instituted either by the councils or by petition of 50,000 voters. When a popular petition is presented there are four possible courses of action: (1) if the project is presented in general terms and the councils are in agreement upon it, they reduce the proposal to specific form and submit it to the people; (2) if the councils are not in agreement (p. 432) upon the project they put to the people the preliminary question of whether an amendment of the general type proposed is desirable, and if the vote is affirmative they proceed with the revision; (3) if the petition is presented in a form that is specific and final and the councils are in agreement upon it, the project is submitted forthwith to the people; and (4) if the councils are not in agreement upon a specific project so advanced, they may prepare a project of their own, or recommend the rejection of the proposed amendment, and they may submit their counter-project or their recommendation at the same time that the initiative petition is presented to the people.[634] In no case may an amendment be put into effect until it has received the assent of a majority of those voting thereon in a majority of the cantons. Of seventeen constitutional amendments submitted by the Federal Assembly between 1874 and 1908 twelve were ratified and five were rejected.

[Footnote 634: Arts. 118-123. Dodd, Modern Constitutions, II., 287-289.]

*477. The Popular Initiative.*--The right of popular initiative in the revision of the constitution was established by an amendment of July 5, 1891, through the united efforts of all the anti-Radical parties and groups. The purpose underlying the amendment was to break the monopoly long enjoyed by the Radicals by placing within the hands of any fifty thousand citizens the power to compel the federal government to take under consideration proposed modifications of the constitution, to prepare projects relating to them, and to submit these projects to the ultimate decision of the people. When the system was established many persons seriously feared that the way had been thrown open for frequent, needless, and revolutionary change, by which the stability of the state would be impaired. Such apprehension, however, has been proved groundless. During a score of years only nine popularly-initiated amendments have been voted upon, and only three have been incorporated in the fundamental law. One of the three, adopted in 1893, prohibited the Jewish method of slaughtering animals, and was purely a product of the antisemitic movement. The other two were adopted in 1908. One authorized for the first time legislation by the federal authorities upon subjects relating to the trades and professions; the other prohibited the manufacture and sale of absinthe. A number of other more or less sweeping amendments, it is true, have been proposed, but all alike have failed of adoption. Thus, in 1894, perished a socialistic scheme whereby the state was to obligate itself to provide employment for every able-bodied man, and in the same year, a project to pay over to the cantons a bonus of two francs per capita from the rapidly increasing returns of the (p. 433) customs duties.[635] Similarly, in 1900, failed two interesting projected reforms relating to the federal electoral system. One of these provided for the introduction, in the various cantons, of the principle of proportional representation in the election of members of the National Council. The other provided for the election of the members of the Federal Council, not, as at present, by the General Assembly, but by direct popular vote, the whole mass of electors voting, not by cantons, but as one national constituency. In June, 1900, both of these electoral proposals were rejected by the legislative chambers, and in the ensuing November the people ratified the rejection. In 1903, there was defeated in the same way a proposal to base representation in the National Council, not upon the total population of the country, but upon the Swiss population alone. In 1909-10 the proportional representation project was revived, but with a negative result.[636]

[Footnote 635: C. Borgeaud, Le plebiscite du 4 novembre 1894, in Revue du Droit Public, Nov.-Dec., 1894. The adverse votes were decisive, i.e., 308,289 to 75,880 and 347,401 to 145,362 respectively.]

[Footnote 636: The introduction of proportional representation in Switzerland is advocated especially by the Socialists and the Clericals, to whom principally would accrue the benefits of the system. The Liberals are favorable to the principle, though they prefer to postpone the issue. The Radicals are solidly opposed. At the referendum of 1900 the project was rejected by 11-1/2 to 10-1/2 cantons, and by a popular majority of 75,000; at that of October 23, 1910, it was approved by 12 to 10 cantons, but was rejected popularly by a majority of less than 25,000 (265,194 negative, 240,305 affirmative). Rather curiously, the defeat arose largely from the defection of the Catholic canton of Freiburg, which in 1900 was favorable by a vote of 13,000 to 3,800. The canton's vote in 1910 was for rejection, by 11,200 to 3,900. By those best acquainted with the situation this astonishing reversal is explained by the influence which is exercised in the canton to-day by M. Python, a dictator who opposes any innovation whereby his own controlling position would be menaced. Not unnaturally, the friends of the project (and in 1910 all parties save the Radicals gave it their support) regard the outcome in 1910 as a certain forecast of eventual victory. In nine of the cantonal governments, beginning with that of Ticino in 1891, the principle has been already put in operation. In truth, the defeat of 1910 was followed promptly by a triumph in the important canton of St. Gall, where the proportional system was adopted for the first time, February 5, 1911, for elections of the cantonal council. See E. Secretan, Suisse, in Revue Politique et Parlementaire, Feb., 1911; G. Daneo, La rappresentanza proporzionale nella Svizzera, in Nuova Antologia, Sept. 16, 1910.]

Among reforms that have been much discussed in recent years has been the extension of the initiative and of the obligatory referendum to all federal legislation. Both apply as yet only to constitutional amendments. In 1906 the Federal Council went so far as to submit to the legislative councils a proposal intended to meet the first of these ends. The purport of the proposal was that fifty thousand voters, or eight cantons, should have the right at any time to (p. 434) demand the passage, modification, or repeal of any sort of federal law or federal decree. In December, 1906, the project was debated in the National Council; after which it was referred to the Federal Council for further consideration. The proposal is still pending, but its eventual adoption is probable.[637]

[Footnote 637: Dodd, Modern Constitutions, II., 280-281. For references on the initiative and the referendum see p. 420. A very satisfactory appraisal of the operation of these principles in Switzerland may be found in Lloyd, A Sovereign People, chaps. 14-15. See also W. E. Rappard, The Initiative and the Referendum in Switzerland, in American Political Science Review, Aug., 1912.]

IV. POLITICAL PARTIES

*478. Centralism vs. Federalism.*--Until the middle of the nineteenth century the most fundamental of political questions in modern Switzerland was that of centralization, and the most enduring of political cleavages among the people was that which marked off the "centralists" from the "federalists." There was a time when the annihilation of the cantons and the establishment of a thoroughly consolidated state was not only openly advocated but confidently predicted. With the establishment, however, of the reasonable compromise embodied in the constitution of 1848 the issue of centralization dropped pretty much into the background. There continued to be, and still are, "centralizers;" but the term has come long since to denote merely men who, with due regard for the susceptibilities of the cantons, direct their influence habitually to the strengthening of the central agencies of government.

The constitution of 1848 was the work of a combination of centralist elements which acquired the general designation of Radicals. Opposed to the Radicals were the federalist Moderates. Between 1848 and 1874 controlling influence was maintained steadily by the Radicals, although during the decade 1850-1860 there was a fusion of parties in consequence of which there existed through many years an extremely intricate political situation. Gradually there emerged a three-fold party grouping, which has survived uninterruptedly from the era of the constitutional revision of 1874 until our own day. The three parties, as aligned now through more than a generation in the National Council, are: (1) the Right, or Clericals; (2) the Left, or Radicals; and (3) the Centre, or Liberals. To these, in very recent times, must be added a small but growing group of the Extreme Left, comprising ultra-democrats and socialists.

*479. The Parties of To-day.*--The basis of segregation of the Right is primarily religious. The party is thoroughly clerical, and it has for its fundamental object the defense of the Catholic church and the (p. 435) interests of the Catholic population. In the Catholic cantons it occupies the field almost alone, and everywhere it is the most compact and zealous of the parties, although even it is not without a certain amount of division of opinion and of policy. The Left, or Radical party, has always represented a combination of widely varied shades of radicalism and democracy. Its greatest strength lies in the predominantly Protestant cantons, and it is distinctly anti-clerical. Large portions of the party have ceased long since to be really radical, although on one side there is an imperceptible shading off into the ranks of the advanced democrats and socialists. Through many years the party has been lacking notoriously in cohesion. Between the Conservative Right and the Radical Left stands the Centre, or the Liberal group, lacking most notably of all in unity, but preserving the traditional Swiss principles of personal freedom in defiance of the tendency of the state in the direction of paternalism. The Liberals are not strong numerically, but they comprise men of wealth and influence (largely conservative Protestants), and in the shaping of economic policies, in which they are interested principally, they sometimes exercise a powerful influence. During the years immediately following the constitutional revision of 1874 no one of these three parties possessed in the Federal Assembly a clear majority, with the consequence that the Centre was able to maintain a balance between the other two. Gradually, however, the Radicals regained their former ascendancy, and in subsequent years their preponderance, in especially the lower chamber, has tended steadily to be increased.

*480. Party Stability and Strength.*--Concerning the political parties of Switzerland two or three things are worthy of special observation. The first is the remarkable stability which these parties, despite their obvious lack of cohesion, exhibit from the point of view both of party identity and of party strength. Except the Socialists, who have ceased to vote and act with the Radicals, there has sprung into existence not one new political party since 1874. Numerous and varied as have been the political issues of these four decades, no one of them has given rise to a new party grouping. And, save for the gradual augmentation of Radical strength to which allusion has been made, there has been in this period no noteworthy change in the relative strength of the party groups. Sudden fluctuations, such as in other countries are common, are in Switzerland quite unknown. The reasons are varied and not wholly clear, but among them seem to be the brevity of national legislative sessions, the lack of federal patronage whereby party zeal may be whetted, the indirect method of electing the Federal Council, and the essentially non-partisan character of the (p. 436) referendum.[638] Party strength in the National Council following the election of 1878 was: Clericals, 35; Liberals, 31; Radicals, 69. After the election of 1881 it was: Clericals, 36; Liberals, 26; and Radicals, 83. In these proportions the six triennial elections between 1884 and 1902 produced no important change, although in 1890 the Socialists broke somewhat into the balance by winning six seats. After the census of 1900 the number of members of the Council was raised from 147 to 167, and the results of the election of 1902 were as follows: Clericals, 35; Liberals, 25; Radicals, 97; Socialists, 9; and Independents, 1. In 1905 the Radicals, who hitherto had co-operated with the Socialists in many constituencies, broke with them upon the question of military policy, with the result that the Socialist contingent in the Council was cut to two. In 1908 and 1911 the Socialists made, however, some recovery; so that, on the whole, the party situation in the Council remains to-day very nearly what it was ten years ago. By popular suffrage the Radicals are continued uninterruptedly in control, although the people do not hesitate again and again to reject measures framed by Radical administrators and law-makers and submitted to the vote of the nation.

[Footnote 638: Upon this subject, especially the effects of the referendum upon political parties, see Lowell, Governments and Parties, II., 314-332.]

*481. The Inactivity of Parties.*--A second important fact respecting the parties of Switzerland is their all but total lack of organization and machinery. Parties are little more than groups of people who hold similar views upon public questions. Of office-seekers there are few, and of professional politicians fewer still. Elections are not infrequently uncontested, and only at rare intervals do they serve to awaken any considerable public enthusiasm. There are no campaign managers and funds, no platforms, no national committees, no elaborate systems of caucuses or conventions. Candidates for seats in the National Council are nominated by political gatherings in the several districts, but the proceedings are frequently of an all but purely non-partisan character. Political congresses are held occasionally, and a few political associations exist, but their activities are limited and comparatively unimportant. So far as there is party vigor at all, it is expended principally upon local issues and contests within the cantons.

Finally, it must be observed that the Swiss government is not a government by party at all. The Federal Council regularly includes members of more than one party, and there is no attempt to preserve in the body a homogeneous partisan character. Even in the legislative councils considerations of party are but incidental. Upon by no means all public issues are party lines drawn, and where they are drawn (p. 437) there is seldom that compactness and discipline of party to which legislative assemblies in other nations are accustomed. An evidence of the secondary importance of party demarcation is afforded by the fact that, instead of being arranged in groups according to party affiliations, the members of the National Council are so placed, as a rule, that all of the deputies of a canton occupy contiguous seats. The Federal Council, being elected by the Federal Assembly, is practically certain to reflect the preponderating political complexion of that body. But, in the entire absence of the parliamentary system, there is no essential reason why politically the executive and legislative organs should be in accord.[639]

[Footnote 639: On Swiss political parties see Lowell, Governments and Parties, II., Chap. 13; Adams and Cunningham, The Swiss Confederation, Chap. 7.]

V. THE JUDICIARY

*482. The Federal Court: Civil Jurisdiction.*--In respect to organization, the Swiss federal judiciary is very simple; in respect to functions, it is extremely complex. It comprises but a single tribunal, the Bundesgericht, or Federal Court. The court, created originally in 1848, consists to-day of sixteen judges and nine alternates, all chosen by the Federal Assembly for a term of six years. Any citizen eligible to the National Council may be elected to the Federal Court, but it is incumbent upon the Assembly to take care that all of the three officially recognized languages--German, French, and Italian--are represented. The president and vice-president of the court are designated by the Assembly, for a two years' term, but the court is authorized to organize its own secretariat and to appoint the officials thereof. Judges are forbidden to sit in either house of the federal legislature, to occupy any other office, or to engage in any alien pursuit or profession. Their yearly salary is 12,000 francs. The seat of the Court is Lausanne, in the French province of Vaud.

The jurisdiction of the Federal Court extends not only to ordinary civil and criminal cases but also to cases arising under public law. The competence of the tribunal in civil cases is very considerable. It extends to all suits between the Confederation and the cantons; between the Confederation and corporations or individuals, when such corporations or individuals appear as plaintiffs, and when the amount involved exceeds 3,000 francs; between cantons; and between cantons and corporations or individuals, upon request of the parties, and when the amount involved exceeds 3,000 francs. The constitution authorizes the Confederation to enlarge, by legislation, the competence of (p. 438) the Court,[640] and from time to time a variety of specific fields of civil jurisdiction have been opened to it, such as those of transportation and bankruptcy. In addition to original jurisdiction in all matters that have been named, the Court is required by the constitution to exercise appellate jurisdiction in cases carried on appeal, by mutual consent of the parties, from the cantonal courts. For the adjudication of civil cases the Court divides itself into two chambers of seven members each, presided over respectively by the president and vice-president.

[Footnote 640: Art. 114. Dodd, Modern Constitutions, II., 287.]

*483. Criminal and Public Law Jurisdiction.*--The tribunal's criminal jurisdiction is less extensive. It covers, in the main, cases of high treason against the Confederation, crimes and misdemeanors against the law of nations, political crimes and misdemeanors of such seriousness as to occasion armed federal intervention, and charges against officers appointed by a federal authority, when such authority makes application to the Federal Court. In cases falling within any one of these categories the Court is required to employ a jury to decide questions of fact. With the consent of the Federal Assembly, criminal cases of other kinds may be referred to the Federal Court by the cantonal governments. For the trial of criminal cases the Court is divided each year into four chambers, each of three members, save the fourth and highest, the Kassationshof, or Court of Appeals, which has five. The Confederation is divided into three Assizenbezirke, or assize districts, and from time to time one of the criminal chambers sits in each.

Within the domain of public law the Court is given cognizance of conflicts of jurisdiction between federal and cantonal authorities, conflicts between cantons when arising out of questions of public law, complaints of violation of the constitutional rights of citizens, and complaints of individuals by reason of the violation of concordates or treaties. In actual operation, the range of powers which would appear thus to be conferred is much restricted by a clause which declares that "conflicts of administrative jurisdiction are reserved, and are to be settled in a manner prescribed by federal legislation."[641] Legislation in pursuance of this clause has withdrawn from the jurisdiction of the Court a long list of possible subjects of litigation. Like European courts generally, the Swiss Federal Court possesses no power to determine the constitutionality of law, federal or cantonal. On the contrary, it is obligated to apply all law, by whatever proper authority enacted.[642]

[Footnote 641: Art. 112. Ibid., II., 286.]

[Footnote 642: On the Swiss federal judiciary see Vincent, Government in Switzerland, Chap. 15; Adams and Cunningham, The Swiss Confederation, Chap. 5.]

*484. The Civil Code.*--In 1898 the nation, through the means of (p. 439) a referendum, adopted the principle of the unification of all cantonal legal systems, civil and criminal, in a set of federal codes. Through more than a decade the task has been in progress, drafts being prepared by experts and submitted from time to time for criticism to special commissions and to public opinion. Early in 1908 the Assembly adopted an elaborate Civil Code which in this way had been worked out, and January 1, 1912, this monumental body of law was put in operation. By it many long established practices within the individual cantons were abolished or modified; but the humane and progressive character of the Code won for it such a measure of public approval that there was not even demand that the instrument be submitted to a referendum.

XXIV. AUSTRIA-HUNGARY PRIOR TO THE AUSGLEICH

*485. The Dual Monarchy.*--The dual monarchy Austria-Hungary, comprising a sixteenth of the area, and containing an eighth of the population, of all Europe, is an anomaly among nations. It consists, strictly, of two sovereign states, each of which has a governmental system all but complete within itself. One of these is known officially as "The Kingdoms and Lands represented in the Reichsrath," but more familiarly as Cisleithania, or the Empire of Austria. The other, officially designated as "The Lands of St. Stephen's Crown," is commonly called Transleithania, or the Kingdom of Hungary. By certain historical and political ties the two are bound together under the official name of the Oesterreichisch-ungarische Monarchie, or Austro-Hungarian Monarchy.[643] In the one the common sovereign is Emperor; in the other, Apostolic King.

[Footnote 643: This designation was first employed in a diploma of the Emperor Francis Joseph I., November 14, 1868 (see p. 459).]

"If," says a modern writer, "France has been a laboratory for political experiments, Austria-Hungary is a museum of political curiosities, but it contains nothing so extraordinary as the relation between Austria and Hungary themselves."[644] In its present form this relation rests upon the memorable Ausgleich, or Compromise, of 1867. The historical phases of it, however, may be traced to a period as remote as the first half of the sixteenth century, when, in 1526, after the Hungarians had suffered overwhelming defeat by the Turks at the Battle of Mohacs, a Hapsburg prince, the later Emperor Ferdinand I., assumed, upon election by the Hungarian diet, the throne of the demoralized eastern kingdom.[645] Until the eighteenth century the union of the two monarchies was always precarious, much of the time practically non-existent. Set in the midst of a whirlpool of races and political powers, the ancient Hungarian state, recovered from its days of disaster, struggled unremittingly to preserve its identity, and even to regain its independence, as against the overshadowing (p. 442) Imperial authority of which Austria was the seat. The effort was fairly successful and as late as the Napoleonic period Hungary, while bound to her western neighbor by a personal union through the crown, maintained not only her essential autonomy but even the constitutional style of government which had been hers since at least the early portion of the thirteenth century. A rapid sketch of the earlier political development of the two states seems a necessary introduction to an examination of the institutions, joint and separate, which to-day enter into the texture of their governmental organization.

[Footnote 644: Lowell, Governments and Parties, II., 177.]

[Footnote 645: See p. 448.]

I. AUSTRIAN POLITICAL DEVELOPMENT TO 1815

*486. Origins.*--The original Austria was a mark, or border county, lying along the south bank of the Danube, east of the river Enns, and founded by Charlemagne as a bulwark of the Frankish kingdom against the Slavs. During the ninth century the territory was overrun successively by the Moravians and the Magyars, or Hungarians, and all traces of Frankish occupation were swept away. At the middle of the tenth century, however, following Otto the Great's signal triumph over the Hungarians on the Lech in 955, the mark was reconstituted; and from that point the development of modern Austria is to be traced continuously. The name Oesterreich, i.e., "eastern empire" or "dominion," appears in a charter as early as 996.

The first notable period of Austrian history was that covered by the rule of the house of Babenberg. The government of the mark was intrusted by the Emperor Otto II. to Leopold of Babenberg in 976, and from that date to the extinction of the family in 1246 the energies of the Babenbergs were absorbed principally in the enlargement of the boundaries of their dominion and in the consolidation of its administration. In 1156 the mark was raised by King Frederick I. to the dignity of a duchy, and such were the privileges conferred upon it that the duke's only obligation consisted in the attending of any Imperial diet which should be held in Bavaria and the sending of a contingent to the Imperial army for such campaigns as should be undertaken in countries adjoining the duchy.

*487. The Establishment of Hapsburg Dominion, 1276.*--In 1251--five years after the death of the last Babenberg--the estates of the duchy elected as duke Ottakar, son of Wenceslaus I., king of Bohemia. In 1276, however, Duke Ottakar was compelled to yield his three dominions of Austria, Styria, and Carinthia to Rudolph of Hapsburg, who, in 1273, upon the breaking of the Interregnum, had become German king and emperor; and at this point began in Austria the rule of the (p. 443) illustrious Hapsburg dynasty of which the present Emperor Francis Joseph is a representative. Under the adroit management of Rudolph the center of gravity of Hapsburg power was shifted permanently from the Rhine to the Danube, and throughout the remainder of the Middle Ages the history of Austria is a story largely of the varying fortunes of the Hapsburg interests. In 1453 the duchy was raised to the rank of an archduchy, and later in the century the Emperor Maximilian I. entertained plans for the establishment of an Austrian electorate, or even an Austrian kingdom. These plans were not carried into execution, but the Austrian lands were constituted one of the Imperial circles which were created in 1512, and in 1518 representatives of the various Austrian Landtage, or diets, were gathered for the first time in national assembly at Innsbrueck.

*488. Austro-Hungarian Consolidation.*--In 1519 Maximilian I. was succeeded in the archduchy of Austria, as well as in the Imperial office, by his grandson Charles of Spain, known thenceforth as the Emperor Charles V. To his brother Ferdinand, however. Charles resigned the whole of his Austrian possessions, and to Austrian affairs he gave throughout his reign but scant attention. Ferdinand, in turn, devoted himself principally to warfare with the Turks and to an attempt to secure the sovereignty of Hungary. His efforts met with a measure of success and there resulted that affiliation of Austria and Hungary which, though varying greatly from period to period in strength and in effect, has been maintained to the present day. During a century succeeding Ferdinand's accession to the Imperial throne in 1556, the affairs of Austria were inextricably intertwined with those of the Empire, and it was only with the virtual disintegration of the Empire in consequence of the Thirty Years' War that the Hapsburg sovereigns fell back upon the policy of devoting themselves more immediately to the interests of their Austrian dominion.

The fruits of this policy were manifest during the long reign of Leopold I., who ruled in Austria from 1655 to 1705 and was likewise emperor during the last forty-eight years of this period. At the close of a prolonged series of Turkish wars, the Peace of Karlowitz, January 26, 1699, added definitely to the Austrian dominion Slavonia, Transylvania, and all Hungary save the banat of Temesvar, and thus completed the edifice of the Austrian monarchy.[646] The period was likewise one of internal consolidation. The Diet continued to be (p. 444) summoned from time to time, but the powers of the crown were augmented enormously, and it is to these years that scholars have traced the origins of that thoroughgoing bureaucratic regime which, assuming more definite form under Maria Theresa, continued unimpaired until the revolution of 1848. It was in the same period that the Austrian standing army was established.

[Footnote 646: At the diet of Pressburg, in 1687-1688, the Hungarian crown had been declared hereditary in the house of Hapsburg, and the Austrian heir, Joseph, had been crowned hereditary king. In 1697 Transylvania was united to the Hungarian monarchy. The banat of Temesvar was acquired by the Hapsburgs in 1718. The term "banat" denotes a border district, or march.]

*489. Development of Autocracy Under Maria Theresa, 1740-1780.*--The principal threads in Austrian history in the eighteenth century are the foreign entanglements, including the war of the Spanish Succession, the war of the Austrian Succession, and the Seven Years' War, and the internal measures, of reform and otherwise, undertaken by the successive sovereigns, especially Maria Theresa (1740-1780) and Joseph II. (1780-1790). For Austria the net result of the wars was the loss of territory and also of influence, among the states of the Empire, if not among those of all Europe. On the side of internal affairs it may be observed simply that Maria Theresa became virtually the founder of the unified Austrian state, and that, in social conditions generally, the reign of this sovereign marks more largely than that of any other the transition in the Hapsburg dominions from mediaeval to modern times. Unlike her doctrinaire son and successor, Joseph, Maria Theresa was of an eminently practical turn of mind. She introduced innovations, but she clothed them with the vestments of ancient institutions. She made the government more than ever autocratic, but she did not interfere with the nominal privileges of the old estates. In Hungary the constitution was left untouched, but during the forty years of the reign the Diet was assembled only four times, and government was, in effect, by royal decree. Joseph II. assumed the throne in 1780 bent primarily upon a policy of "reform from above." Utterly unacquainted with the actual condition of his dominions and unappreciative of the difficulties inherent in their administration, the new sovereign set about the sweeping away of the entire existing order and the substituting of a governmental scheme which was logical enough, to be sure, but entirely impracticable. The attempt, as was inevitable, failed utterly.

*490. Austria and France, 1789-1815.*--Leopold II. inherited, in 1790, a dominion substantially as it was at the death of Maria Theresa. Prior to his accession Leopold had acquired a reputation for liberalism, but apprehension aroused by the revolution in France was of itself sufficient to turn him promptly into the traditional paths of Austrian autocracy. His reign was brief (1790-1792), but that of his son and successor, Francis II., which continued through the revolutionary epoch, was essentially a continuation of it, and from first to (p. 445) last there was maintained with complete success that relentless policy of "stability" so conspicuously associated later with the name of Metternich. Hardly any portion of Europe was less affected by the ideas and transformations of the Revolution than was Austria.

Having resisted by every means at her disposal, including resort to arms, the progress of revolution, Austria set herself firmly, likewise, in opposition to the ambitions of Napoleon. Of the many consequences of the prolonged combat between Napoleon and the Hapsburg power, one only need be mentioned here. August 11, 1804, Francis II., archduke of Austria and emperor of the Holy Roman Empire, assumed the name and title of Francis I., emperor of Austria. To the taking of this step the Hapsburg monarch was influenced in part by Napoleon's assumption, three months previously, of the title of emperor of the French, and in part by anticipation that the Holy Roman Empire would soon be subverted completely by the conqueror. The apprehension proved well-founded. Within two years it was made known definitely that the Napoleonic plan of international readjustment involved as one of its principal features the termination, once for all, of an institution which, as Voltaire had already said, was "no longer holy, Roman, or an empire." August 6, 1806, the title and functions of Holy Roman Emperor were relinquished formally by the Austrian monarch. The Austrian imperial title of to-day, dates, however, from 1804.

II. HUNGARIAN POLITICAL DEVELOPMENT TO 1815

*491. Beginnings.*--According to accounts which are but indifferently reliable, the Magyars, or Hungarians, lately come as invaders from Asia, made their first appearance in the land which now bears their name in the year 895. Certain it is that during the first half of the tenth century they terrorized repeatedly the populations of Germany and France, until, in 955, their signal defeat at the Lechfeld by the German king (the later Emperor Otto I.) checked effectually their onslaughts and re-enforced the disposition already in evidence among them to take on a settled mode of life. In the second half of the tenth century they occupied definitely the valleys of the Danube and the Theiss, wedging apart, as do their descendants to this day, the Slavs of the north and those of the Balkan regions.

*492. Institutional Growth Under Stephen I., 997-1038.*--The principal formative period in the history of the Hungarian nation is the long reign of Stephen I., or, as he is more commonly known, St. Stephen. In this reign were established firmly both the Hungarian state and (p. 446) the Hungarian church; and in the organization of both Stephen exhibited a measure of capacity which entitles him to high rank among the constructive statesmen of mediaeval Europe. Under his predecessor the court had accepted Roman Christianity, but during his reign the nation itself was Christianized and the machinery of the Church was for the first time put effectively in operation. In the year 1001 Pope Sylvester II. accorded formal recognition to Magyar nationality by bestowing upon Prince Stephen a kingly crown, and to this day the joint sovereign of Austria-Hungary is inducted into office as Hungarian monarch with the identical crown which Pope Sylvester transmitted to the missionary-king nine centuries ago. In the elaboration of a governmental system King Stephen and the advisers whom he gathered from foreign lands had virtually a free field. The nation possessed a traditional right to elect its sovereign and to gather in public assembly, and these privileges were left untouched. None the less, the system that was set up was based upon a conception of royal power unimpaired by those feudal relationships by which in western countries monarchy was being reduced to its lowest estate. The old Magyar tribal system was abolished and as a basis of administration there was adopted the Frankish system of counties. The central and western portions of the country, being more settled, were divided into forty-six counties, at the head of each of which was placed a count, or lord-lieutenant (foeispan), appointed by the crown and authorized in turn to designate his subordinates, the castellan (varnagy), the chief captain (hadnagy), and the hundredor (szazados). This transplantation of institutions is a matter of permanent importance, for, as will appear, the county is still the basal unit of the Hungarian administrative system.

*493. The Golden Bull, 1222.*--During the century and a half which followed the reign of Stephen the consolidation of the kingdom, despite frequent conflicts with the Eastern Empire, was continued. The court took on something of the brilliancy of the Byzantine model, and in the later twelfth century King Bela III. inaugurated a policy--that of crowning as successor the sovereign's eldest son while yet the sovereign lived--by which were introduced in effect the twin principles of heredity and primogeniture. In 1222 King Andrew II. (1204-1235) promulgated a famous instrument, the Bulla Aurea, or Golden Bull, which has been likened many times to the Great Charter conceded to his barons by King John of England seven years earlier. The precise purport of the Golden Bull is somewhat doubtful. By some the instrument has been understood to have comprised a virtual surrender on the part of the crown in the interest of a class of (p. 447) insolent and self-seeking nobles with which the country was cursed. By others it has been interpreted as a measure designed to strengthen the crown by winning the support of the mass of the lesser nobles against the few greater ones.[647] The exemption of all nobles from taxation was confirmed; all were exempted likewise from arbitrary arrest and punishment. On the other hand, it was forbidden expressly that the titles and holdings of lords-lieutenant should become hereditary. The most reasonable conclusion is that the instrument represents a compromise designed to afford a working arrangement in a period of unusual stress between crown and nobility. Although the document was amplified in 1231 and its guarantees were placed under the special guardianship of the Church, it does not appear that its positive effects in the period immediately following were pronounced. The Golden Bull, none the less, has ever been regarded as the foundation of Hungarian constitutional liberty. As such, it was confirmed specifically in the coronation oath of every Hapsburg sovereign from the sixteenth to the eighteenth century.

[Footnote 647: J. Andrassy, Development of Hungarian Constitutional Liberty (London, 1908), 93.]

*494. Three Centuries of Constitutional Unsettlement.*--The last century of the Arpad dynasty, which was ended in 1308, was a period of depression and of revolution. The weakness of the later Arpads, the ruin wrought by the Tatar invasion of 1241-1242, the infiltration of feudalism, and perennial civil discord subverted the splendid monarchical establishment of King Stephen and brought the country into virtual subjection to a small body of avaricious nobles. The Arpads were succeeded by two Angevin princes from the kingdom of Naples--Charles I. (1310-1342) and Louis I. (1342-1382)--under whom notable progress was made toward the rehabilitation of the royal power. Yet in the midst of their reforms appeared the first foreshadowings of that great Turkish onslaught by which eventually the independent Hungarian monarchy was destined to be annihilated completely. The long reign of Sigismund (1387-1437) was occupied almost wholly in resistance to the Ottoman advance. So urgent did this sovereign deem the pushing of military preparations that he fell into the custom of summoning the Diet once, and not infrequently twice, a year, and this body acquired rapidly a bulk of legislative and fiscal authority which never before had been accorded it. Persons entitled to membership were regularly the nobles and higher clergy. But in 1397 the free and royal towns were invited to send deputies, and this privilege seems to have been given statutory confirmation. By the ripening of the Hungarian feudal system, however, and the (p. 448) struggles for the throne which followed the death of King Albert V. (1439), much that was accomplished by Sigismund and his diets was undone. Ultimately, measures of vigilance were renewed under John Hunyadi,--by voice of the Diet "governor" of Hungary, 1446-1456,--and, under his son King Matthias I. (1458-1490). During the last-mentioned reign fifteen diets are known to have been held, and no fewer than 450 statutes to have been enacted. The Hungarian common law was codified afresh and the entire governmental system overhauled. But again succeeded a period, from the accession of Wladislaus II. to the battle of Mohacs, during which turbulence reigned supreme and national spirit all but disappeared.

*496. The Establishment of Austrian Dominion.*--In 1526 the long expected blow fell. Under the Sultan Suleiman the Magnificent the Turks invaded the Hungarian kingdom and at the battle of Mohacs, August 28, put to rout the entire Hungarian army. The invading hosts chose to return almost instantly to Constantinople, but when they withdrew they left one-quarter of the Hungarian dominion in utter desolation. It was at this point, as has been stated, that the Hapsburg rulers of Austria first acquired the throne of Hungary. The death of King Louis at Mohacs was followed by the election of John Zapolya as king. But the archduke Ferdinand, whose wife, Anne, was a sister of Louis, laid claim to the throne and, in November, 1527, contrived to procure an election thereto at the hand of the Diet. In 1529 the deposed Zapolya was reinstated at Buda by the Sultan. The upshot was civil war, which was terminated in 1538 by a treaty under whose terms the kingdom was divided between the two claimants. Zapolya retained approximately two-thirds of the country, while to Ferdinand was conceded the remaining portion, comprising Croatia-Slavonia and the five westernmost counties. The government which Zapolya maintained at Buda had rather the better claim to be considered the continuation of the old Hungarian monarchy; but from 1527 onwards some portion of Hungary, and eventually the whole, was attached regularly to the Hapsburg crown.

In 1540 Zapolya died and the Diet at Buda elected as king his infant son John Sigismund. On the basis of earlier pledges Ferdinand laid claim to Zapolya's possessions, but the Sultan intervened and in 1547 there was worked out a three-fold division of the kingdom, on the principle of uti possedetis, under which thirty-five counties (including Croatia and Slavonia) were assigned to Ferdinand, Transylvania and sixteen adjacent counties were retained by John Sigismund, while the remaining portions of the kingdom were annexed to the dominions of the Sultan. With frequent modifications in detail, this three-fold division persisted through the next century and a (p. 449) half. The period was marked by frequent wars, by political confusion, and by the assumption on the part of the Hapsburg sovereigns of an increasingly autocratic attitude in relation to their Hungarian dependencies. It was brought to a close by the Peace of Karlowitz, January 26, 1699, whereby the Hapsburg dynasty acquired dominion over the whole of Hungary, except the banat of Tamesvar, which was acquired nineteen years later.

*496. Austrian Encroachment: the Pragmatic Sanction.*--The immediate effect of the termination of the Turkish wars was to enhance yet further the despotism of the Hapsburgs in Hungary. In 1687 the Emperor Leopold I. induced a rump diet at Pressburg to abrogate that clause of the Golden Bull which authorized armed resistance to unconstitutional acts of the sovereign, and likewise to declare the Hungarian crown hereditary in the house of Hapsburg. After upwards of seven hundred years of existence, the elective Hungarian monarchy was brought thus to an end. In 1715 King Charles III.[648] persuaded the Diet to consent to the establishment of a standing army, recruited and supported under regulation of the Diet but controlled by the Austrian council of war. By the diet of 1722 there was established a Hungarian court of chancery at Vienna and the government of Hungary was committed to a stadtholder at Pressburg who was made independent of the Diet and responsible to the sovereign alone. The diet of 1722 likewise accepted formally the Pragmatic Sanction of 1713 by which the Emperor Charles settled the succession to his hereditary dominions, in default of male heirs, upon his daughter Maria Theresa and her heirs;[649] and in measures promulgated during the succeeding year the Emperor entered into a fresh compact with his Hungarian subjects which continued the basis of Hapsburg-Hungarian relations until 1848. On the one hand, Hungary was declared inseparable from the Hapsburg dominions, so long as there should be a legal heir; on the other, the crown was sworn to preserve the Hungarian constitution intact, with all the rights, privileges, laws, and customs of the kingdom. The net result of all of these measures, none the less, was to impair perceptibly the original autonomy of the Hungarian state.

[Footnote 648: Charles VI. as emperor.]

[Footnote 649: The Pragmatic Sanction was accepted at different dates by the various diets of the Austro-Hungarian lands: in 1713 by Croatia, and from 1720 to 1724 by the other diets. It was finally proclaimed a fundamental law in 1724.]

*497. The Later Eighteenth Century.*--Maria Theresa cherished a genuine interest in Hungarian affairs and was deeply solicitous concerning the welfare of her Hungarian subjects. It was never her intent, however, to encourage Hungarian self-government. The constitution of the (p. 450) kingdom was not subverted; it was simply ignored. The Diet was summoned but seldom, and after 1764 not at all. Reforms were introduced, especially in connection with education, but through the medium of royal decrees alone. Joseph II. continued nominally the policy of enlightened despotism, but in so tactless a manner that most of his projects were brought to nought. Approaching the problem of Hungarian administration with his accustomed idealism, he undertook deliberately to sweep away not only the constitution of the kingdom but the whole body of Hungarian institutions and traditions. He refused even to be crowned king of Hungary or to recognize in any manner the established status of the country. His purpose was clearly to build of Austria and Hungary one consolidated and absolute state--a purpose which, it need hardly be remarked, failed of realization. The statesmanship of Leopold II. averted the impending revolt. The constitution was restored, the ancient liberties of the kingdom were confirmed, and it was agreed that the Diet should be assembled regularly every three years. Through a quarter of a century the principal interest of Leopold's successor, Francis II. (1792-1835),[650] was the waging of war upon revolutionary France and upon Napoleon, and during this period circumstances conspired to cement more firmly the relations between the Hapsburg monarchy and the Hungarian people. In Hungary, as in Austria, the time was one of political stagnation. Prior to 1811 the Diet was several times convened, but never for any purpose other than that of obtaining war subsidies.

[Footnote 650: As emperor of Austria, Francis I. (1804-1835).]

III. THE ERA OF METTERNICH

In the thoroughgoing reaction which set in with the Congress of Vienna it fell to Austria to play the principal role. This was in part because the dominions of the Hapsburgs had emerged from the revolutionary epoch virtually unscathed, but rather more by reason of the remarkable position occupied during the period 1815-1848 by Emperor Francis I.'s minister and mentor, Prince Metternich. Easily the most commanding personality in Europe, Metternich was at the same time the moving spirit in international affairs and the autocrat of Austro-Hungarian politics. Within both spheres he was, as he declared himself to be, "the man of the status quo." Innovation he abhorred; immobility he glorified. The settlement at Vienna he regarded as essentially his own handiwork, and all that that settlement involved he proposed to safeguard relentlessly. Throughout a full generation he contrived, with consummate skill, to dam the stream of liberalism in more than half of Europe.

*498. Condition of the Monarchy in 1815.*--In the dominions of the (p. 451) Hapsburgs the situation was peculiarly such as to render all change, from the point of view of Metternich, revolutionary and ruinous. In respect to territory and prestige Austria emerged from the Napoleonic wars with a distinctly improved status. But the internal condition of the monarchy, now as ever, imparted a forbidding aspect to any policy or movement which should give promise of unsettling in the minutest degree the delicate, haphazard balance that had been arrived at among the multiplicity of races, religions, and interests represented in the Emperor's dominions. In the west were the duchies, essentially German, which comprised the ancestral possessions of the Hapsburg dynasty; in the north was Bohemia, comprising, besides Bohemia proper, Silesia, and Moravia, and containing a population largely Czech; to the south lay the lately acquired Italian kingdom of Lombardo-Venetia; to the east lay the kingdom of Hungary, including the kingdom of Croatia and the principality of Transylvania, with a population preponderantly Slavic but dominated politically by the Magyars. Several of these component states retained privileges which were peculiar to themselves and were bound to the Hapsburg monarchy by ties that were at best precarious. And the differences everywhere of race, religion, language, tradition, and interest were such as to create for the Vienna Government a seemingly impossible task.

So decadent and ineffective was the Austrian administrative system when Metternich entered, in 1809, upon his ministry that not even he could have supposed that change would not eventually have to come. Change, however, he dreaded, because when change begins it is not possible to foresee how far it will go, or to control altogether the course it shall follow. Change, therefore, Metternich resisted by every available means, putting off at least as long as might be the evil day. The spirit of liberalism, once disseminated throughout the conglomerate Empire, might be expected to prompt the various nationalities to demand constitutions; constitutions would mean autonomy; and autonomy might well mean the end of the Empire itself. Austria entered upon the post-Napoleonic period handicapped by the fact that the principle upon which Europe during the nineteenth century was to solve many of her problems--the principle of nationality--contained for her nought but the menace of disintegration. Conservatism, as one writer has put it, was imposed upon the Empire by the very conditions of its being.

*499. Metternich's System: the Rise of Liberalism.*--The key to Austrian history during the period 1815--1848 is, then, the maxim of the Emperor Francis, "Govern and change nothing." In Hungary government was nominally constitutional; elsewhere it was frankly absolute. (p. 452) The diets of the component parts of the Empire were not abolished, nor were the estates of the several Austrian provinces. But, constituted as they generally were on an aristocratic basis and convened but irregularly and for brief periods, their existence was a source neither of embarrassment to the Government nor of benefit to the people. "I also have my Estates," declared the Emperor upon one occasion. "I have maintained their constitution, and do not worry them; but if they go too far I snap my fingers at them or send them home." The Diet of Hungary was not once convened during the years 1812-1825. On the side of administration Metternich did propose that the various executive departments, hitherto gathered under no common management nor correlated in any degree whatsoever, should be brought under the supervision of a single minister. But not even this project was carried out effectively. Throughout the period the central government continued cumbersome, disjointed, and inefficient.

With every passing decade the difficulties of the Government were augmented. Despite a most extraordinary censorship of education and of the press, western liberalism crept slowly into the Empire and the spirit of disaffection laid hold of increasing numbers of people. The revolutions of 1820 passed without eliciting response; those of 1830 occasioned but a ripple. But during the decade 1830-1840, and especially after 1840, the growth of liberalism was rapid. In 1835 the aged Francis I. was succeeded by Ferdinand I., but as the new sovereign was mentally incapacitated the dominance of Metternich continued unimpaired.[651] In Bohemia, Hungary, and elsewhere there were revivals of racial enthusiasm and of nationalistic aspirations which grew increasingly ominous. The Hungarian diet of 1844 substituted as the official language of the chambers Magyar for Latin, and during the forties there was built up, under the leadership of Louis Kossuth and Francis Deak, a flourishing Liberal party, whose aim was the re-establishment of the autonomy of the kingdom and the thoroughgoing reform of the government. By 1847-1848 this party was insisting strenuously upon the adoption of its "Ten Points," in which were included a responsible ministry, the abolition of serfdom, equality of citizens before the law, complete religious liberty, fuller representation in the Diet, taxation of the nobles, and (p. 453) control by the Diet of all public expenditures.[652]

[Footnote 651: Technically the control of the government was vested in a small group of dignitaries known as the Staatskonferenz, or State Conference. The nominal president of this body was the Archduke Louis, representing the crown; but the actual direction of its proceedings fell to Metternich. H. von Sybel, Die Oesterreichische Staatskonferenz von 1836, in Historische Zeitschrift, 1877.]

[Footnote 652: On Austria during the period of Metternich see Cambridge Modern History, X., Chap. 11, XI., Chap. 3; Lavisse et Rambaud, Histoire Generale, X., Chap. 17; A. Stern, Geschichte Europas (Berlin, 1904-1911), I., Chap. 3; A. Springer, Geschichte Oesterreichs seit dem Wiener Frieden 1809 (Leipzig, 1863), I., 275-322; H. Meynert, Kaiser Franz I. (Vienna, 1872).]

IV. THE REVOLUTION OF 1848

*500. The Fall of Metternich.*--The crash came in 1848. Under the electrifying effect of the news of the fall of Louis Philippe at Paris (February 24), and of the eloquent fulminations of Kossuth, translated into German and scattered broadcast in the Austrian capital, there broke out at Vienna, March 12-13, an insurrection which instantly got quite beyond the Government's power to control. Hard fighting took place between the troops and the populace, and an infuriated mob, breaking into the royal palace, called with an insistence that would not be denied for the dismissal of Metternich. Recognizing the uselessness of resistance, the minister placed in the hands of the Emperor his resignation and, effecting an escape from the city, made his way out of the country and eventually to England. March 15 there was issued a hurriedly devised Imperial proclamation, designed to appease the populace, in which was promised the convocation of an assembly with a view to the drafting of a national constitution.

*501. Hungary: the March Laws.*--On the same day the Diet of Hungary, impelled by the oratory of Kossuth, began the enactment of an elaborate series of measures--the so-called March Laws--by which was carried rapidly toward completion a programme of modernization which, in the teeth of Austrian opposition, had been during some years under way. The March Laws fell into two principal categories. The first dealt with the internal government of the kingdom, the second with the relations which henceforth were to subsist between Hungary and the Austrian Empire. For the ancient aristocratic machinery of the monarchy was substituted a modern constitutional system of government, with a diet whose lower chamber, of 337 members, was to be elected by all Hungarians of the age of twenty who possessed property to the value of approximately $150. Meetings of this diet were to be annual and were to be held, no longer at Pressburg, near the Austrian border, but at the interior city of Budapest, the logical capital of the kingdom. Taxation was extended to all classes; feudal servitudes and titles payable by the peasantry were abolished; trial by jury, religious liberty, and freedom of the press were guaranteed. In the second place, it was stipulated that henceforth Hungary should (p. 454) have an entirely separate and a responsible ministry, thus ensuring the essential autonomy of the kingdom. The sole tie remaining between the two monarchies was to be the person of the sovereign. Impelled by the force of circumstances, the Government at Vienna designated Count Louis Batthyany premier of the first responsible Hungarian ministry and, April 10, accorded reluctant assent to the March Laws. These statutes, though later subverted, became thenceforth the Grundrechte of the Hungarian people.

*502. The Austrian Constitution of 1848.*--In the meantime, the Austrians were pressing their demand for constitutionalism. The framing of the instrument which had been promised was intrusted by the Emperor to the ministers, and early in April there was submitted to an informal gathering of thirty notables representing various portions of the Empire a draft based upon the Belgium constitution of 1831. This instrument was given some consideration in several of the provincial diets, but was never submitted, as it had been promised in the manifesto of March 15 it should be, to the Imperial Diet, or to any sort of national assembly. Instead it was promulgated, April 25, on the sole authority of the Emperor. The territories to which it was made applicable comprised the whole of the Emperor's dominions, save Hungary and the other Transleithanian lands and the Italian dependencies. By it the Empire was declared an indissoluble constitutional monarchy, and to all citizens were extended full rights of civil and religious liberty. There was instituted a Reichstag, or general diet, to consist of an upper house of princes of the royal family and nominees of the landlords, and a lower of 383 members, to be elected according to a system to be devised by the Reichstag itself. All ministers were to be responsible to this diet. July 22 there was convened at Vienna the first assembly of the new type, and the organization of constitutional government was put definitely under way.

*503. The Reaction.*--Recovery, however, on the part of the forces of reaction was rapid. In Hungary the same sort of nationalistic feeling that had inspired the Magyars to assert their rights as against Austria inspired the Serbs, the Croats, and the Roumanians to demand from the Magyar Government a recognition of their several traditions and interests. The purpose of the Magyars, however, was to maintain absolutely their own ascendancy in the kingdom, and every demand on the part of the subject nationalities met only with contemptuous refusal. Dissatisfaction bred dissension, and dissension broke speedily into civil war. With consummate skill the situation was exploited by the Vienna Government, while at the same time the armies of Radetzky and Windischgraetz were stamping out every trace of (p. 455) insurrection in Lombardo-Venetia, in Bohemia, and eventually in Vienna itself. December 2, 1848, the easy-going, incompetent Emperor Ferdinand was induced by the reactionaries to abdicate. His brother, Francis Charles, the heir-presumptive, renounced his claim to the throne, and the crown devolved upon the late Emperor's youthful nephew, Francis Joseph I., whose phenomenally prolonged reign has continued to the present day. Under the guidance of Schwarzenberg, who now became the dominating figure in Austrian politics, the Hungarian March Laws were abrogated and preparations were set on foot to reduce Hungary, as other portions of the Imperial dominions had been reduced, by force of arms. Pronouncing Francis Joseph a usurper, the Magyars rose en masse in defense of their constitution and of the deposed Ferdinand. In the conflict which ensued they were compelled to fight not only the Austrians but also their rebellious Roumanian, Croatian, and Slavonian subjects, and their chances of success were from the outset slender. In a moment of exultation, April 14, 1849, the Diet at Budapest went so far as to declare Hungary an independent nation and to elect Kossuth to the presidency of a supposititious republic. The only effect, however, was to impart to the contest an international character. Upon appeal from Francis Joseph, Tsar Nicholas I. intervened in behalf of the "legitimate" Austrian power; whereupon the Hungarians, seeking in vain for allies, were overcome by the weight of the odds against them, and by the middle of August, 1849, the war was ended.

*504. Restoration of Autocracy.*--In Austria and Hungary alike the reaction was complete. In the Empire there had been promulgated, March 4, 1849, a revised constitution; but at no time had it been intended by the sovereign or by those who surrounded him that constitutionalism should be established upon a permanent basis, and during 1850-1851 one step after another was taken in the direction of the revival of autocracy. December 31, 1851, "in the name of the unity of the Empire and of monarchical principles," the constitution was revoked by Imperial patent. At a stroke all of the peoples of the Empire were deprived of their representative rights. Yet so incompletely had the liberal regime struck root that its passing occasioned scarcely a murmur. Except that the abolition of feudal obligations was permanent, the Empire settled back into a status which was almost precisely that of the age of Metternich. Vienna became once more the seat of a government whose fundamental objects may be summarized as (1) to Germanize the Magyars and Slavs, (2) to restrain all agitation in behalf of constitutionalism; and (3) to prevent freedom of thought and the establishment of a free press. Hungary, by reason of her (p. 456) rebellion, was considered to have forfeited utterly the fundamental rights which for centuries had been more or less grudgingly conceded her. She not only lost every vestige of her constitutional system, her diet, her county assemblies, her local self-government; large territories were stripped from her, and she was herself cut into five districts, each to be administered separately, largely by German officials from Vienna. So far as possible, all traces of her historic nationality were obliterated.[653]

[Footnote 653: Brief accounts of the revolution of 1848-1849 in Austria-Hungary will be found in Cambridge Modern History, XI., Chaps. 6-7 (bibliography, pp. 887-893), and Lavisse et Rambaud, Histoire Generale, XI., Chap. 4. The most important treatise is H. Friedjung, Oesterreich von 1848 bis 1860 (2d ed., Stuttgart and Berlin, 1908), the first volume of which covers the period 1848-1851. There is a serviceable account in L. Leger, History of Austria-Hungary from the Beginning to the Year 1878, trans. by B. Hill (London, 1889), Chaps. 30-33. Older accounts in English include W. H. Stiles, Austria in 1848-9 (New York, 1852), and W. Coxe, History of the House of Austria (3d ed., London, 1907). The Hungarian phases of the subject are admirably presented in L. Eisenmann, Le compromis austro-hongroise (Paris, 1904).]

V. THE REVIVAL OF CONSTITUTIONALISM: THE AUSGLEICH

*505. Constitutional Experiments, 1860-1861.*--The decade 1850-1860 was in Austria-Hungary a period of political and intellectual torpor. Embarrassed by fiscal difficulties and by international complications, the Government at Vienna struggled with desperation to maintain the status quo as against the numerous forces that would have overthrown it. For a time the effort was successful, but toward the close of the decade a swift decline of Imperial prestige compelled the adoption of a more conciliatory policy. The Crimean War cost the Empire both allies and friends, and the disasters of the Italian campaigns of 1859 added to the seriousness of the Imperial position. By 1860 both the Emperor and his principal minister, Goluchowski, were prepared to undertake in all sincerity a reformation of the illiberal and unpopular governmental system. To this end the Emperor called together, March 5, 1860, representatives of the various provinces and instructed them, in conjunction with the Reichsrath, or Imperial Council, to take under consideration plans for the reorganization of the Empire. The majority of this "reinforced Reichsrath" recommended the establishment permanently of a broadly national Reichsrath, or Imperial assembly, together with the reconstitution of the old provincial diets. The upshot was the promulgation, October 20, 1860, of a "permanent and irrevocable" diploma in which the Emperor made known his intention thereafter to share all powers of legislation and finance with the diets of the various portions of the Empire, and (p. 457) with a central Reichsrath at Vienna, the latter to be made up of members chosen by the Emperor from triple lists of nominees presented by the provincial diets.

In Hungary this programme was received with favor by the conservative magnates, but the Liberals, led by Deak, refused absolutely to approve it, save on the condition that the constitutional regime of the kingdom, abrogated in 1849, should be regarded as completely restored. At Vienna there had been no intention that the proposed innovation should entail such consequences, and within four months of its promulgation the diploma of 1860 was superseded by a patent of February 26, 1861, whereby the terms demanded by the Deak party were specifically denied. In this patent--the handiwork principally of Anton von Schmerling, Goluchowski's successor in the office of Minister of the Interior--was elaborated further the plan of the new Reichsrath. Two chambers there were to be--an upper, or House of Lords, to be made up of members appointed by the Emperor in consideration of birth, station, or merits and a lower, or House of Representatives, to consist of 343 members (Hungary sending 85 and Bohemia 54), to be chosen by the provincial diets from their own membership. Sessions of the body were to be annual. The new instrument differed fundamentally from the old, not simply in that it substituted a bicameral for a unicameral parliamentary body, but also in that it diverted from the local diets to the Reichsrath a wide range of powers, being designed, indeed, specifically to facilitate the centralization of governmental authority.

*506. The Hungarian Opposition.*--By reason chiefly of the refusal of the Deak party to accept for Hungary anything short of the autonomy which had been enjoyed prior to 1849, the new scheme of government was for a time only partially successful. In one after another of the component parts of the Empire the provincial diets were called back to life, and the Reichsrath itself was started upon its career. But the Hungarians held aloof. The position which they assumed was that Hungary had always been a separate nation; that the union with Austria lay only through the person of the monarch, who, indeed, in Hungary was king only after he should have sworn to uphold the ancient laws of Hungary and should have been crowned in Hungary with the iron crown of St. Stephen; that no change in these ancient laws and practices could legally be effected by the emperor-king alone; that the constitution of 1861 was inadequate, not only because it had been "granted" and might as easily be revoked, but because it covered both Austria and Hungary; reduced Hungary to the position of a mere province, and was not at all identical with the Hungarian fundamental law abrogated in 1849. April 6, 1861, the Hungarian Diet was assembled for the first time since the termination of the revolution of 1848, and the (p. 458) patent of the preceding February 26 was laid forthwith before it. After four months of heated debate the body refused definitely to accept the instrument and, on the contrary, adopted unanimously an address drawn up by Deak calling upon the Vienna authorities to restore the political and territorial integrity of the Hungarian kingdom. The sovereign's reply was a dissolution of the Diet, August 21, and a levy of taxes by military execution. Hungary, in turn, refused to be represented in the Reichsrath, or in any way to recognize the new order.

*507. Influences toward Conciliation.*--Through four years the deadlock continued. During the period Hungary, regarded by the authorities at Vienna as having forfeited the last vestige of right to her ancient constitution, was kept perpetually in a stage of siege. As time went by, however, it was made increasingly apparent that the surrender by which concord might be restored would have to be made in the main by Austria, and at last the Emperor was brought to a point where he was willing, by an effectual recognition of Hungarian nationality, to supply the indispensable condition of reconciliation. In June, 1865, the sovereign paid a visit to the Hungarian capital, where he was received with unexpected enthusiasm, and September 20 the patent of 1861, which the Hungarians had refused to allow to be put into execution, was suspended. For the moment the whole of the Hapsburg dominion reverted to a state of absolutism; but negotiations were set on foot looking toward a revival of constitutionalism under such conditions that the demands of the Hungarians might be brought into harmony with the larger interests of the Empire. Proceedings were interrupted, in 1866, by the Austro-Prussian war, but in 1867 they were pushed to a conclusion. In anticipation of the international outbreak which came in June, 1866, Deak had reworked a programme of conciliation drawn up in the spring of 1865, holding it in readiness to be employed as a basis of negotiation in the event of an Austrian triumph, as an ultimatum in the event of an Austrian defeat. The Austrians, as it proved, were defeated swiftly and decisively, and by this development the Hungarians, as Deak had hoped would be the case, were given an enormously advantageous position. Humiliated by her expulsion from a confederation which she had been accustomed to dominate, Austria, after the Peace of Prague (August 20, 1866), was no longer in a position to defy the wishes of her disaffected sister state. On the contrary, the necessity of the consolidation of her resources was never more apparent.

*508. The Compromise Effected, 1867.*--July 3 occurred the disaster at Sadowa. July 15 the Emperor summoned Deak to Vienna and put to (p. 459) him directly the question, What does Hungary want? Two days later he accorded provisional assent to the fundamentals of the Deak projet and designated as premier of the first parliamentary ministry of Hungary Count Julius Andrassy. The working out of the precise settlement between the two states fell principally to two men--Deak, representing the Hungarian Liberals, and Baron Beust, formerly chief minister of the king of Saxony but in 1866 brought to Vienna and made Austrian chancellor and minister-president. After prolonged negotiation a projet, differing from the original one of Deak in few respects save that the unity of the monarchy was more carefully safeguarded, was made ready to be acted upon by the parliaments of the two states. February 17, 1867, the Andrassy ministry was formed at Budapest and May 29, by a vote of 209 to 89, the terms of the Ausgleich, or Compromise, were given formal approval by the Diet. At Vienna the Reichsrath would probably have been disposed to reject the proposed arrangement but for the fact that Beust held out as an inducement the re-establishment of constitutionalism in Austria. The upshot was that the Reichsrath added some features by which the projet was liberalized still further and made provision at the same time for the revision and rehabilitation of the Imperial patent of 1861. During the summer two deputations of fifteen members each, representing the respective parliaments, drew up a plan of financial adjustment between the two states; and by acts of December 21-24 final approval was accorded on both sides to the whole body of agreements. Already, June 8, in the great cathedral at Buda, Francis Joseph had been crowned Apostolic King of Hungary and the royal succession under the terms of the Pragmatic Sanction of 1713, after eighteen years of suspension, had been definitely resumed.[654]

[Footnote 654: On Austro-Hungarian affairs in the period 1860-1867 see Cambridge Modern History, XI., Chap. 15, XII., Chap. 7 (bibliography, pp. 876-882), and Lavisse et Rambaud, Histoire Generale, XI., Chap. 13. The best treatise is L. Eisenmann, Le compromis austro-hongroise (Paris, 1904). An account by an active participant is J. Andrassy, Ungarns Ausgleich mit Oesterreich von Jahre 1867 (Leipzig, 1897). The best detailed account in English is Leger, History of Austria-Hungary, Chaps. 34-35. Two important biographies are: A. Forster, Francis Deak, a Memoir (London, 1880), and E. Ebeling, F. F. Graf von Beust (Leipzig, 1870-71).]