Introduction by the Translator
The "Alexiad" of Anna Comnena has long been used as a source of information by historians of the Byzantine Empire and by writers on the First Crusade, and numerous extracts from it have been quoted and translated, yet a complete English translation of it has not been published before.
It was to supply what appeared to me a regrettable omission that I attempted to fill the gap and, as I proceeded with the work, I became more and more interested, for the book gives a picture of wonderful mental and physical energy in the person of its hero, the Emperor Alexius, and helps us to realize the enormous difficulties which confronted a Byzantine Emperor at this period.
Readers of Sir Walter Scott's Count Robert of Paris may also be glad to have a full translation of a work to which he so often alludes.
The present translation is not a free adaptation of the original but is as literal as a translation can well be; hence there is much repetition of words and phrases, for I have striven to reproduce Anna's style as far as possible.
The text on which I have based my version is that of Aug. Reifferscheid in the Teubner edition of 1884.
The proper names (with the exception of those which have acquired a definite English form) I have in most cases transliterated exactly and then added in a footnote the spelling of them as found in Bury's edition of Gibbon, e.g. Apelchasem = Abul-kassim.
I have dispensed with an historical introduction in view of the fact that the Oxford University Press is shortly publishing a book by Mrs. Georgina Buckler, Ph.D., entitled Anna Comnena : a Study, which deals exhaustively with the chief points of interest raised by the Alexiad.
In conclusion, I wish to acknowledge my deep indebtedness to Professor F. H. Marshall, for he looked over my work in manuscript, and gave me many valuable suggestions and kind help in the elucidation of difficulties. And I must also express my grateful thanks to my sister, Mary C. Dawes, M.A., for her patient help in the revision and in the perusal of the proof-sheets.
–Elizabeth A. S. Dawes.
Preface
Time in its irresistible and ceaseless flow carries along on its flood all created things, and drowns them in the depths of obscurity, no matter if they be quite unworthy of mention, or most noteworthy and important, and thus, as the tragedian says, "he brings from the darkness all things to the birth, and all things born envelops in the night."
But the tale of history forms a very strong bulwark against the stream of time, and to some extent checks its irresistible flow, and, of all things done in it, as many as history has taken over, it secures and binds together, and does not allow them to slip away into the abyss of oblivion.
Now, I recognized this fact. I, Anna, the daughter of two royal personages, Alexius and Irene, born and bred in the purple. I was not ignorant of letters, for I carried my study of Greek to the highest pitch, and was also not unpractised in rhetoric; I perused the works of Aristotle and the dialogues of Plato carefully, and enriched my mind by the "quaternion" of learning. (I must let this out and it is not bragging to state what nature and my zeal for learning have given me, and the gifts which God apportioned to me at birth and time has contributed).
However, to resume - I intend in this writing of mine to recount the deeds done by my father so they should certainly not be lost in silence, or swept away, as it were, on the current of time into the sea of forgetfulness, and I shall recount not only his achievements as Emperor, But also the services he rendered to various Emperors before he himself received the sceptre.
II These deeds I am going to relate, not in order to shew off my proficiency in letters, but that matters of such importance should not be left unattested for future generations. For even the greatest of deeds, if not haply preserved in written words and handed down to remembrance, become extinguished in the obscurity of silence.
Now, my father, as the actual facts prove, knew both how to command and how to obey the rulers within reasonable limits. And though I have chosen to narrate his doings, yet I fear that the tongues of suspicion and detraction will whisper that writing my father's history is only self laudation and that the historical facts and any praise I bestow on them, are mere falsehoods and empty panegyric. Again, on the other hand, if he himself were to supply the materials, and facts themselves force me to censure some of his actions, not because of him, but from the very nature of the deed, I dread the scoffers who will cast Noah's son. Ham, in my teeth, for they look at everything askew, and owing to their malice and envy, do not discern dearly what is right, but will " blame the blameless " as Homer says. But he who undertakes the "role" of an historian must sink his personal likes and dislikes, and often award the highest praise to his enemies when their actions demand it, and often, too, blame his nearest relations if their errors require it. He must never shirk either blaming his friends or praising his enemies. I should counsel both parties, those attacked by us and our partisans alike, to take comfort from the fact that I have sought the evidence of the actual deeds themselves, and the testimony of those who have seen the actions, and the men and their actions—the fathers of some of the men now living, and the grandfathers of others were actual eye-witnesses.
III The reason which finally determined me to write my father's history was the following. My lawful husband was the Caesar Nicephorus, a scion of the clan of the Bryennii, a man who far outshone his contemporaries by his surpassing beauty, his superior intelligence, and his accurate speech. To look at him, or to listen to him, was a pure delight. But I must not let my tale wander from its path, so for the present let us keep to the main story. My husband, as I said, was most remarkable in every way; he accompanied my brother John, the Emperor, on several other expeditions against the barbarians ... as well as on the one against . . . who held the city of Antioch. As Nicephorus could not abide neglecting his literary work, he wrote several excellent monographs even during times of stress and trouble. But his task of predilection was that enjoyed by the Queen, to wit, a compilation of the history of the reign of Alexius, Emperor of the Romans, and my father, and to set out the doings of his reign in books whenever opportunity granted him a short respite from strife and warfare, and the chance of turning his mind to his history, and literary studies. Moreover, he approached this subject from an earlier period (for in this detail too he obeyed the will of our mistress), and starting from Diogenes, Emperor of the Romans, he worked down to the man about whom he had himself purposed to write.
At the accession of Diogenes my father had just entered upon his brilliant youth and before this was not even a full-grown boy, and had done nothing worthy of recording, unless, forsooth, the deeds of his childhood were made the theme of a panegyric.
Such then was the Caesar's intention as his own writing shews; but his hopes were not fulfilled, and he did not complete his history. He brought it down to the Emperor Nicephorus (III) Botaniates, and opportunity forbade his carrying it further, thus causing loss to the events he meant to describe, and depriving his readers of a great pleasure. For this reason, I myself undertook to chronicle my father's doings, that the coming generations should not overlook deeds of such importance.
Now, the harmonious structure and great charm of the Caesar's writings are well-known to all who have chanced to take a look at his books. However, as I have already mentioned, when he had got as far as my father's reign, and sketched out a draft of it, and brought it back to us half-finished from abroad, he also, alas! brought back with him a fatal disease. This was induced, maybe, by the endless discomfort of a soldier's life, or by his over-many expeditions, or again, from his overwhelming anxiety about us, for worrying was innate in him, and his troubles were incessant. In addition to these causes, the varieties and severities of climate experienced, all contributed to mix the fatal draught for him. For he started hence on an expedition against the Syrians and Cilicians when seriously out of health; from Syria he went on ill to the Cilicians, from them to the Pamphylians, from the Pamphylians to the Lydians, and Lydia sent him on to Bithynia, who finally returned him to us and to the Queen of cities suffering from an internal tumour caused by his incessant sufferings. Yet, ill as he was, he was anxious to tell the tragic story of his adventures, but was unable to do so, partly because of his disease, and partly because we forbade it through fear that the effort of talking might cause the tumour to burst.
IV Having written so far, dizziness overwhelms my soul, and tears blind my eyes. Oh! what a counsellor the Roman Empire has lost! Oh, for his accurate understanding of affairs, all of which he had gained from experience! And his knowledge of literature, and his varied acquaintance with both native and foreign learning! Think, too, of the grace of his figure and beauty of face, which would have befitted not only a king, as the saying goes, but even a more powerful, nay, a divine person!
To turn to myself—I have been conversant with dangers ever since my birth "in the purple," so to say; and fortune has certainly not been kind to me, unless you were to count it a smile of kind fortune to have given me "emperors" as parents, and allowing me to be born "in the purple room," for all the rest of my life has been one long series of storms and revolutions. Orpheus, indeed, could move stones, trees, and all inanimate nature, by his singing; Timotheus, too, the flute-player, by piping an "orthian" tune to Alexander, incited the Macedonian thereby to snatch up his arms and sword; lout the tale of my woes would not cause a movement in place, nor rouse men to arms and war, but they would move the hearer to tears, and compel sympathy from animate, and even inanimate, nature. Verily, my grief for my Caesar and his unexpected death have touched my inmost soul, and the wound has pierced to the profoundest depths of my being. All previous misfortunes compared with this insatiable calamity I count literally as a single small drop compared with this Atlantic Ocean, this turbulent Adriatic Sea of trouble: they were, methinks, but preludes to this, mere smoke and heat to forewarn me of this fiery furnace and indescribable blaze; the small daily sparks foretold this terrible conflagration. Oh! thou fire which, though unfed, dost reduce my heart to ashes! Thou burnest and art ever kept alight in secret, yet dost not consume. Though thou scorchest my heart thou givest me the outward semblance of being unburnt, though thy fingers of fire have gripped me even to the marrow of my bones, and to the dividing of my soul! However, I see that I have let my feelings carry me away from my subject, but the mention of my Caesar and my grief for him have instilled devastating sorrow into me.
Now I will wipe away my tears and recover myself from my sorrow and continue my task, and thus in the words of the tragedian; "I shall have double cause for tears, as a woman who in misfortune remembers former misfortune." To have as my object the publication of the life of so great and virtuous a King will be a reminder of his wondrous achievements, and these force me to shed warm tears, and the whole world will weep with me. For to recall him, and make his reign known, will be a subject of lamentation to me, but will also serve to remind others of the loss they have sustained.
Now I must begin my father's history at some definite point, and the best point will be that from which my narrative can be absolutely clear and based on fact.
Notes
Book I
Chapter I
The Emperor Alexius, who was also my father, had been of great service to the Roman Empire even before he reached the throne, for he started campaigning as early as during the reign of Romanus Diogenes. Amongst his contemporaries he shewed himself remarkable, and a great lover of danger. In his fourteenth year he was anxious to join the Emperor Diogenes on the extremely arduous campaign he was conducting against the Persians, and by this very longing he declared his animosity against the barbarians, and shewed that, if he ever should come to blows with them, he would make his sword drunk with their blood; of such a warlike temper was the boy . However, on that occasion the Emperor Diogenes did not allow him to accompany him, as a heavy sorrow had befallen Alexius' mother, for she was then mourning the death of her firstborn son, Manuel, a man who had done great and admirable deeds for his country. In order that she might not be quite inconsolable, for she did not yet know where she had buried the elder of her sons, and if she sent the younger to the war, she would be afraid of something untoward happening to the lad, and might not even know in what part of the world he fell, for these reasons he compelled the boy Alexius to return to his mother. So on that occasion he was indeed parted from his fellow-soldiers, though sorely against his will, but the future opened out to him countless opportunities for valiant deeds; for under the Emperor Michael Ducas, after the deposition of the Emperor Diogenes, he shewed of what mettle he was made in his war against Ursel.
Now this man was a Frank by birth who had been enrolled in the Roman Army, reached a high pitch of prosperity, and after gathering a band, or rather quite a considerable army, of men from his own country, and also of other races, he immediately became a formidable tyrant. For when the hegemony of the Romans had received several checks, and the luck of the Turks was in the ascendancy, and the Romans had been driven back like dust shaken from their feet, at that moment this man too attacked the Empire. Apart from his tyrannical nature, what more especially incited him to openly establishing his tyranny just then was the depressed state of the imperial affairs, and he laid waste nearly all the Eastern provinces.
Although many were entrusted with the war against him, men of high reputation for bravery and of very great knowledge of war and fighting, yet he openly baffled even their long experience. For sometimes he would take the offensive himself and rout his opponents by his meteor-like attacks, and at others he obtained help from the Turks, and was quite irresistible in his onrushes, so that he actually overpowered some of the most powerful chieftains, and utterly confounded their phalanxes. I At that time, my father Alexius was under his brother, and openly served as lieutenant under this man, who was invested with the command of all the armies, both of the East and the West.
Then, just when the affairs of the Romans were in this critical condition, with this barbarian rushing upon everything like a thunderbolt, my brilliant father Alexius was thought of as the one man able to resist him, and appointed absolute commander by the Emperor Michael. Accordingly he summoned up all his shrewdness and the experience he had gained as general and soldier, and that too, by the way, he had not had much time to gather. (But thanks to his exceeding love of industry and ever alert intellect, the picked men among the Romans considered him to have reached the acme of military experience, and regarded him as that famous Roman Aemilius, or Scipio, or Hannibal the Carthaginian, for he was quite young, and had still "the first down on his cheeks" as the saying goes). This youngman captured Ursel as he rushed with might against the Romans and restored the affairs of the East within the space of a few days; for he was quick at discovering what was expedient, and still quicker in executing it. The manner of his capturing Ursel is told at length by the Caesar in the second book of his history of his own times; but I will relate it too in as far as it concerns my history.
Chapter II
The barbarian Tutach had just then come down with a considerable army from the depths of the East to ravage the Roman territory. Ursel was often hard pressed by the general, and losing one fortress after another in spite of his large army and his men being excellently and generously equipped, because in ingenuity he was far surpassed by my father Alexius, and he therefore determined to seek refuge for a time with Tutach.
Finally, in absolute despair, he arranged a meeting with Tutach, offered him friendship, and earnestly solicited him to form an alliance. However, the general Alexius met this by a counter-stratagem, and was the quicker in winning over the barbarian, and attracting him to his side by words and gifts and every means and device. For he was inventive beyond ordinary men, and could find a way out of the most impossible situations. Certainly the most effective of his methods for conciliating Tutach was, speaking broadly, a kind of offering the right hand of friendship; his words were these; "The two, your Sultan and my Emperor, are friends! This barbarian Ursel is lifting his hand against both, and he is a most dangerous foe to both, for he keeps on attacking the latter, and is always stealing away a bit here and there from the Roman Empire, and, on the other hand, he is robbing Persia of parts of Persia which might have been preserved to her. In all this he uses great art, for at present he is overshadowing me by your help, and then later, at a propitious moment, he will leave me when he thinks himself secure, and turn round again and attack you. So if you will listen to me, you should, when Ursel next comes to you, seize him with superior numbers and send him captive to us. If you do this," he continued, "you will gain three things: firstly, such a sum of money as no one ever gained before; secondly, you will win in addition the goodwill of the Emperor; and as a result you will quickly reach the acme of prosperity; and thirdly, your Sultan will be greatly pleased at the removal of so formidable a foe, who practised violence against Romans and Turks alike." This was the tenor of the despatch sent to the aforementioned Tutach by my father, at that time Commander-in-Chief of the Roman Army. Together with it he also sent some members of the noblest families as hostages; and at an agreed moment and for a sum of money, he persuaded Tutach's barbarian followers to seize Ursel; and this they did quickly, and after his capture he was forwarded to the General at Amaseia.
But in the meantime the money was slow to come in, for Alexius himself had no fund wherewith to pay it off, and the sums due from the Emperor did not arrive, consequently, it did not only "journey at slow speed," as the tragedian says, but it did not come at all! Tutach's followers meanwhile were insistent in their demands for the money promised or for the surrender of the man they had sold and said that he should be allowed to return to the place where he had been seized; and my father had no means of paying the purchase-price. After spending a whole night in the greatest perplexity, he decided to borrow the sum from the inhabitants of Amaseia. At the break of day, though it was a hard task, he summoned them all, especially the most influential and the richest men, and fixing his eyes on them chiefly, he said; "You all know how this barbarian has treated all the cities of the Armenian theme, how many villages he has sacked, upon how many persons he has inflicted intolerable atrocities, and how much money he has stolen from you. But now the moment has come for freeing yourselves from his ill-treatment if you wish. Accordingly we must not let him slip, for you see, I suppose, that, by the will of God above all and by our own energy, this barbarian is now our prisoner. But Tutach, his captor, is asking us for payment, and we are utterly penniless, for we are in a foreign country, have been fighting against the barbarian for a considerable time, and have spent all our income. If the Emperor had not been so far off, or the barbarian had granted us respite, I should have endeavoured to have the money fetched from the capital; but since, as you yourselves know, nothing of this is practicable, it is you who must contribute this money, and whatever you subscribe, shall be repaid you from the Emperor at my hands." No sooner had he said this than he was hooted and his words excited a terrible uproar, for the Amaseians were moved to rebellion. Certain evilly-disposed and daring fellows who were clever agitators stirred up this tumult.
A great confusion thereupon arose, for one part insisted that Ursel should be kept prisoner, and stirred up the multitude to lay hold of him, while the other party made a great noise (as is ever the case with a mixed rabble), and wished to seize Ursel, and free him from his chains. The General, seeing so large a mob raging, recognized that his affairs were indeed in a parlous state, yet he was in no wise cast down, but taking courage, quieted the multitude with his hand. After a long time and with difficulty he silenced them, and addressing the mob, he said: "I marvel, men of Amaseia, that you are so utterly blind to the machinations of these men who deceive you, and purchase their own safety with your blood, and continually cause you some hurt. For of what benefit is Ursel's tyranny to you, unless you count murders and mutilations and the maiming of limbs as such? Now these men, the authors of your calamities, have kept their own fortunes intact by paying court to the barbarian on the one hand, and on the other they have received a glut of gifts from the Emperor by representing to him that they had not surrendered you and the town to the barbarian; and that too though they have never yet taken any account of you. For this reason they wish to support Ursel's tyranny, so that by fawning upon him with good wishes they may preserve their own skins intact, and also demand honours and emoluments from the Emperor. Should, however, any revolt occur, they will again keep themselves out of the business, and kindle the Emperor's wrath against you. But if you will follow my advice, you will bid these stirrers-up of sedition now go hang. Return quietly to your respective homes, reflect on my proposition, and thus you will recognize who is counselling you to your best advantage."
Chapter III
On hearing these words, they changed their minds as quickly as "heads become tails," and went home. But the General, well aware that a crowd is wont to change its mind in a twinkling, especially if urged on by malicious men, feared that during the night they might come upon him with fell intent, fetch out Ursel from prison, release him from his bonds, and let him go. As his forces were insufficient to resist such an attack, he devised the following Palamedian plan: he pretended to have Ursel apparently blinded. Ursel was laid flat on the ground, the executioner applied the iron, while the victim howled and groaned like a lion roaring; but all this was only a feint of depriving him of his sight, for he who apparently was being blinded had been ordered to shout and shriek, and he who seemingly was gouging out the eyes, to stare harshly at his prisoner on the ground, and do everything savagely, and yet only to act the blinding. And so Ursel was blinded, yet not blinded, and the rabble clapped their hands, and the blinding of Ursel was buzzed about everywhere. This bit of play-acting persuaded the whole multitude, natives and foreigners alike, to swarm in like bees to pay their contributions, For the whole point of Alexius' device was that those who were disinclined to give money, and plotted to rescue Ursel from Alexius' my father's hands, should be foiled in their expectations, as he had now made their plot futile; and, in consequence, failing in their plan of the previous day, would adopt his plan, making him their friend, and averting the Emperor's wrath. Thus the; admirable commander, having got Ursel into his power, kept him like a lion in a cage, with bandages still over his eyes as symbol of his supposed blinding. Even so, he was not satisfied with what had been accomplished, nor did he relax over the rest of the business, as if he had gained sufficient glory, but he annexed several more cities and fortresses and placed under the protection of the Emperor those which had I fared badly during Ursel's regime. Then he turned his horse's head, and rode straight to the Royal City. But when he had reached his grandfather's city he allowed himself and the whole army a short rest from their many labours, and after that he manifested as marvellous a deed as Heracles did in the rescue of Admetus' wife, Alcestis.
For a certain Docianus nephew of the former Emperor, Isaac Comnenus and, cousin of this Alexius (a man too of good standing, both by birth and worth), seeing Ursel bearing the marks of blinding, and led by the hand, heaved a deep sigh, burst into tears over him and denounced the General's cruelty. Yea, he heaped blame upon him, and upbraided him for taking the sight of such a noble fellow and a downright hero, whom he ought to have left unpunished. To this Alexius answered; at the time, "My dear friend, wait a bit, and you shall hear the reasons for his blinding"; and in a little he took him; and Ursel into a small room, uncovered the latter's face and shewed him Ursel's eyes gleaming fierily. At this sight, Docianus was struck .dumb with amazement, and did not know what to make of this miracle. He repeatedly applied his hands to Ursel's eyes in case what he had seen was only a dream perchance, or a magic portent, or some other new invention of the kind; but when he grasped, the kindness his cousin had shewn to the man and the artfulness combined with the kindness he was overjoyed, and embraced and kissed him repeatedly, changing his wonder into joy. And the Emperor Michael, and his suite, and indeed everybody, felt just the same about it.
Chapter IV
Afterwards, the Emperor Nicephorus (Botaniates) who had now obtained the throne, sent him away again - to the West this time, against Nicephorus Bryennius, who was upseting the whole of the West by putting the crown on his own head, and proclaiming himself Emperor of the Romans. For scarcesly had Michael Ducas been deposed, and adopted the high-priestly alb and humeral in place of the imperial diadem and cloak, than Botaniates took his place on the imperial throne, married the princess Maria (as I will relate more circumstantially further on), and undertook the management of the Kingdom. But Nicephorus Bryennius, on the other hand, who had been appointed Duke of Dyrrachium in the time of the Emperor Michael, had designs on the throne even before Nicephorus became Emperor, and meditated a revolt against Michael. The "why" and "wherefore" of this I need not relate, as his revolt has previously been recounted in the Caesar's history. And yet it is absolutely necessary for me to narrate briefly how he used Dyrrachium as a jumping-off place for over-running all the Western provinces, how he brought them under his sway, and also the manner of his capture. But anyone who wishes for details of this revolt we refer to the Caesar. Bryennius was a very clever warrior, as well as of most illustrious descent, conspicuous by height of stature, and beauty of face, and preeminent among his fellows by the weightiness of his judgment, and the strength of his arms. He was, indeed, a man fit for kingship, and his persuasive powers, and his skill in conversation, were such as to draw all to him even at first sight; consequently, by unanimous consent both of soldiers and civilians, he was accorded the first place and deemed worthy to rule over both the Eastern and Western dominions. On his approaching any town, it would receive him with suppliant hands, and send him on to the next with acclaim. Not only Botaniates was disturbed by this news, but it also created a ferment in the home-army, and reduced the whole kingdom to despair; and, consequently, it was decided to dispatch my father, Alexius Comnenus, lately elected "Domestic of the Schools," against Bryennius with all available forces. In these regions the fortunes of the Roman Empire had sunk to their lowest ebb. For the armies of the East were dispersed in all directions, because the Turks had over-spread, and gained command of, nearly all the countries between the Euxine Sea and the Hellespont, and the Aegean and Syrian Seas, and the various bays, especially those which wash Pamphylia, Cilicia, and empty themselves into the Egyptian Sea. Such was the position of the Eastern armies, whilst in the West, so many legions had flocked to Bryennius' standard that the Roman Empire was left with quite a small and inadequate army. There still remained to her a few "Immortals" who had only recently grasped spear and sword, and a few soldiers from Coma, and a Celtic regiment, that had shrunk to a small number of men. These were given to Alexius, my father, and at the same time allied troops were called for from the Turks, and the Emperor's Council ordered Alexius to start and engage in battle with Bryennius, for he relied not so much on the army accompanying him as on the man's ingenuity and cleverness in military matters. Alexius did not wait for the allies as he heard that the enemy was pushing on fast, but armed himself and his army, marched out from the Royal City, and passing through Thrace, pitched his camp without palisades or trenches near the river Halmyrus. For learning that Bryennius was bivouacking in the plains of the Cedoctus, he determined to interpose a considerable distance between his own and the enemy's armies. For he was not able to face Bryennius, for fear that the state of his forces might be detected, and the enemy have an opportunity of observing of what numbers his army consisted. Because he was on the point of fighting with inexperienced against experienced warriors, and with few against many, he abandoned the idea of making a bold and open attack, and intended to win a victory by stealth.
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