Front matter
AN
INTO
THE PRINCIPLES AND POLICY
Declaration
DISTRICT OF VIRGINIA, To wit:
BE IT REMEMBERED, That on the fifteenth day of November, in the thirty-eighth year of the Independence of the United States of America, JOHN TAYLOR, of the said District, hath deposited in this Office, the Title of a Book, the right whereof he claims as Author, in the words following, to wit: …
"An Inquiry into the Principles and Policy of the Government of the United States, comprising nine sections, under the following heads: … I. Aristocracy. II. The Principles of the Policy of the United States, and of the English Policy. III. The Evil Moral Principles of the Government of the United States. IV. Funding. V. Banking. VI. The Good Moral Principles of the Government of the United States. VII. Authority. VIII. The Mode of infusing Aristocracy into the Policy of the United States. IX. The Legal Policy of the United States. By JOHN TAYLOR, of Caroline county, Virginia."
In conformity to the Act of the Congress of the United States, entitled "An Act for the encouragement of Learning, by securing the copies of Maps, Charts, and Books, to the Authors and Proprietors of such copies during the times therein mentioned;" and also to an Act, entitled "An act supplementary to an Act, entitled, 'An Act for the encouragement of Learning, by securing the copies of Maps, Charts, and Books, to the Authors and Proprietors of such copies, during the times therein mentioned;' and extending the benefits thereof to the arts of Designing, Engraving, and Etching historical and other prints."
WILLIAM MARSHALL,
Clerk of the District of Virginia.
To the Publick
TO THE PUBLICK.
THIS book being written for your use, and subject to your judgement, the means, motives and habits of the author ought to be disclosed, lest its imperfections should be ascribed to his cause, instead of his bias or inability.
Having arrived at manhood just before the commencement of the revolutionary war, the ardour of that controversy, a considerable intercourse with many of the chiefs who managed it, a service of three years in the continental army, of twelve in legislative bodies, and an experience of our policy both in poverty and afluence, inspired him with the opinions he has endeavoured to sustain. At the age of forty, his circumstances, which had been ruined by military expenses and the depreciation of paper money, having been repaired by the practice of the law, a desire of being- more useful, induced him to devote the residue of his life in a private station, to the' advancement of academical, agricultural, and political knowledge. These essays contain the result of his endeavours as to the last; and whatever may be their fate, he is not conscious of having written a single sentence from a bad motive.
Upon the appearance of Mr. Adams's defence of the American constitutions, and of the essays signed Publius, but entitled the Federalist, he imbibed an opinion, that both had paid too much respect to political skeletons, constructed with fragments torn from monarchy, aristocracy and democracy, called, in these essays, the numerical analysis; and too little to the ethereal moral principles, alone able to bind governments to the interest of nations. Subsequent occurrences induced him to conclude, that a confidence in that analysis, inspired by these books, had deadened the public attention to the only means for preserving a free and moderate government. And the following essays (in which the reader will not find Mr. Adams's erudition, nor the elegant style of Publius, because the author was not master of them) are the contemporaneous suggestions of these occurrences or of experience, designed to portray human nature in a political state, and to explain the moral principles capable of foretelling its actions, and controlling its vices.
Monarchy, aristocracy and democracy, appeared to the author to be inartificial, rude, and almost savage political fabricks ; and the idea of building a new one with the materials they could afford, seemed like that of erecting a palace with materials drawn from Indian cabins. He thought that these respectable commentators, in making the attempt, had allowed little or nothing new or pre-eminent to the policy of the United States ; had overlooked both the foundation and the beautiful entablature of its pillars; and had left mankind still enchanted within the magick circle of the numerical analysis.
Believing that the true value and real superiority of our policy consisted in its good moral principles ; that these principles were the only worthy object of national affection, and the only just solution of the ill success of other governmeiits and of the wonderful prosperity of our own ; that by transplanting it upon the British substratum, maxims and measures destructive to ours, however calculated for their political system, would be introduped; that the danger of this appiosimation was greatly augmented, by the respect which the English form of government attracts as the work of our gallant ancestors, the source of our affection for liberty, and the solitary rival of our own; that the belief of such an affinity, would enable legislation to draw the confines of the two forms of government so near together, that a step or even a stumble might pass from one to the other; and that a disclosure of the contrariety in their principles, might become a beacon against an exchange of good and lasting moral principles, for cobweb and fluctuating numerical balances; the author of these essays concluded, that the next age ought not to be deluded, by the silence of its predecessor, into a belief that this affinity was generally allowed.
Although the elevation of the British form of government, produced by a fetv moral n.inciplts, violently and of course clumsily thrust under it at different times, cnnsiituted the American observatory at the epoch of the revolution ; front whence, through the telescope, necessity, new principles wire discovered, now confirmed by the distinct experience of each state for periods, exceeding, when united, the duration of any one of the modifications of the British government: yet the non-existence of the supposed affinity is at once disclosed by the few words "balance "of orders and judicial independence." The first, indigenously implying a sovereignty of orders of men, and the second a judicial deptndence upon that sovereignty; transplanted, balance is applied to powers without sovereignty, and independence to confer a judicial powernever thought of in England By the Biitish policy, the nation and the government is considered as one, and the passive obedience denied to the king conceded to the government, whence it alters its form and its principles, without any other concurrence than that of its parts; whereas, by ours, the nation and the government are considered as distinct, and a claim of passive obedience by the latter, would of course be equivalent to the same claim by a British king. Instead of an affinity, a deep rooted contrariety appeared to the author of these essays to exist, in the reliance of one policy upon political law and national opinion, and of the other upon official power, for the control of official power. It seemed to him as unphilosophical to suppose that official power could be mixed with human nature without changing its qualities, as that alcohol would not change the qualities of water ; and that to moderate official power by official power, was something like weakening alcohol with alcohol. On the other hand, he could not discern how publick opinion could perform the office expected of it, unless it was well instructed in those good moral principles, capable of distinguishing between laws or measures consonant to the nature of our policy, and those flowing from avarice, party zeal, ambition, or the errour of its supposed affinity to the British.
The human mind, buoyed up to the zenith of hope upon the billows of the French revolution, sunk with its wreck into the gloom of despair; and philosophers seem inclined to abandon a successful experiment, because they have been obliged to disgorge extravagant theories. It is necessary for the happiness and safety of the people of the United States, to revive political discussion, both to enable them to defeat the frauds of factions, and lest it be inferred from the despotism of France, that the government of their rival is the. last refuge from oppression. The great danger of artisans and agriculturists lies in the legal depredations of the various parties actuated by exclusive interests. natural to the British policy, such as a court interest, a military interest, a stock interest, and various other separate interest, whose business it is to get what they can from the rest of the nation. Like the armies of Bonaparte, all such parties subsist upon contributions, and repay them with arrogance and contempt. By such parties, or by enlisting under some statesman or general, agriculture and arts have been universally degraded from political influence, and subjected to a tutelage formed to plunder them.
A few texts are selected from Mr. Adams's defence of the constitutions of the United States, because its candour furnished the best materials for a distinct exhibition of certain subjects; and the inviolable obligation of freely examining his doctrines, was not inconsistent with a high opinion of his virtue and talents.
The author has only to add, that he has nothing to plead in excuse of the imperfections of these essays, but his incapacity, and that a common sentinel may awaken an army. He has devoted to them the occasional spare time of a busy life, during twenty years. Their revision and publication was deferred, until age had abated temporal interests and diminished youthful prejudices; so that they are almost letters from the dead. And he offers them near the end of his life, as an oblation to those political principles, for which he was indebted for much happiness in his passage through it.
It is necessary to inform the publick that these essays were written before the 17th day of November, 1811, when the contract was made for printing them ; to disclose the reason, why no use has been made of any subsequent event.
THE AUTHOR.
Aristocracy
SECTION THE FIRST.
ARISTOCRACY.
Mr. Adams's political system, deduces government from a natural fate; the policy of the United States deduces it from moral liberty. Every event proceeding from a motive, may, in a moral sense, be termed natural. And in this view, "natural" is a term, which will cover all human qualities. Lest, therefore, the terms "natural and moral" may not suggest a correct idea of the opposite principles, which have produced rival political systems, it is a primary object to ascertain the sense in which they are here used.
Man, we suppose to be compounded of two qualities, distinguishable from each other; matter and mind. By mind, we analyze the powers of matter; by matter we cannot analyze the powers of mind. Matter being an agent of inferior power to mind, its powers may be ascertained by mind; but mind being an agent of sovereign power, there is no power able to limit its capacity. The subject cannot be an adequate menstruum for its own solution. Therefore, as we cannot analyze mind, it is generally allowed to be a supernatural quality.
To the human agencies, arising from the mind's power of abstraction, we apply the term "moral;" to such as are the direct and immediate effect of matter, independent of abstraction, the terms "natural or physical." Should Mr. Adams disallow the application of this distinction to his theory, by saying, that when he speaks of natural political systems, he refers both to man's mental and physical powers,
and includes whatever the term "moral" can reach; I answer, that it is incorrect to confound in one mass the powers of mind and body, in order to circumscribe those of mind, by applying to the compound, the term "natural," if it is impossible for mind to limit and ascertain its own powers.
Whether the human mind is able to circumscribe its own powers, is a question, between the two modern political parties. One (of which Mr. Adams is a disciple) asserts that man can ascertain his own moral capacity, deduces consequences from this postulate, and erects thereon schemes of government—right, say they, because natural. The other, observing that those who affirm the doctrine, have never been able to agree upon this natural form of government; and that human nature has been perpetually escaping from all forms; considers government as capable of unascertained modification and improvement, from moral causes.
To illustrate the question; let us confront Mr. Adams's opinion "that aristocracy is natural, and therefore unavoidable," with one "that it is artificial or factitious, and therefore avoidable." He seems to use the term "natural" to convey an idea distinct from moral, by coupling it with the idea of fatality. But moral causes, being capable of human modification, events flowing from them, possess the quality of freedom or evitation. As the moral efforts, by which ignorance or knowledge are produced, are subjects themselves of election, so ignorance and knowledge, the effects of these moral efforts, are also subjects of election; and ignorance and knowledge are powerful moral causes. If, therefore, by the term "natural" Mr. Adams intended to include "moral," the idea of "fatality" is inaccurately coupled with it; and if he resigns this idea, the infallibility of his system, as being natural, must also be resigned.
That he must resign his political predestination, and all its consequences, I shall attempt to prove, by shewing, that aristocracies, both ancient and modern, have been variable and artificial; that they have all proceeded from moral, not from natural causes; and that they are evitable and not inevitable.
An opinion "that nature makes kings or nobles" has been the creed of political fatalists, from the commencement of the sect; and confronts its rival creed "that liberty and slavery are regulated by political law." However lightly Mr. Adams may speak of Filmer, it is an opinion in which they are associated, and it is selected for discussion, because by its truth or falsehood, the folly or wisdom of the policy of the United States is determined.
In the prosecution of these objects, frequent use will be made of the word "aristocracy," because the ideas at present attached to it, malic it more significant than any other.
Mr. Adams rears his system upon two assertions: "That there are only three general forms of government; monarchy, aristocracy and democracy, of which all other forms are mixtures; and that every society naturally produces an order of men, which it is impossible to confine to an equality of rights." Political power in one man, without division or responsibility, is monarchy; the same power in a few, is aristocracy; and the same power in the whole nation, is democracy. And the resemblance of our system of government to either of these forms, depends upon the resemblance of a president or a governor to a monarch; of an American senate, to an hereditary order; and of a house of representatives, to a legislating nation.
Upon this threefold resemblance Mr. Adams has seized, to bring the political system of America within the pale of the English system of checks and balances, by following the analysis of antiquity; and in obedience to that authority, by modifying our temporary, elective, responsible governors, into monarchs; our senates into aristocratical orders; and our representatives, into a nation personally exercising the functions of government.
Whether the terms "monarchy, aristocracy and democracy," or the one, the few, and the many, are only numerical; or characteristic, like the calyx, petal and stamin
of plants; or complicated, with the idea of a balance; they have never yet singly or collectively been used to describe a government, deduced from good moral principles.
If we are unable to discover in our form of government, any resemblance of monarchy, aristocracy or democracy, as defined by ancient writers, and by Mr. Adams himself, it cannot be compounded of all, but must be rooted in some other political element; whence it follows, that the opinion which supposes monarchy, aristocracy and democracy, or mixtures of them, to consititute all the elements of government, is an error, which has produced a numerical or exterior classification, instead of one founded in moral principles.
By this error, the moral efforts of mankind, towards political improvement, have been restrained and disappointed. Under every modification of circumstances, these three general principles of government, or a mixture of them, have been universally allowed to comprise the whole extent of political volition; and whilst the liberty enjoyed by the other sciences, has produced a series of wonderful discoveries; polities, circumscribed by an universal opinion (as astronomy was for centuries) remained stationary from the earliest ages, to the American revolution.
It will be an effort of this essay to prove, that the United States have refuted the ancient axiom, "that monarchy, aristocracy and democracy, are the only elements of government," by planting theirs in moral principles, without any reference to those elements; and that by demolishing the barrier hitherto obstructing the progress of political science, they have cleared the way for improvement.
Mr. Adams's system promises nothing, it tells us that human nature is always the same: that the art of government can never change; that it is contracted into three simple principles; and that mankind must either suffer the evils of one of these simple principles; as at Athens, Venice, or Constantinople; or those of the same principles compounded, as at London, Rome, or Lacedemon. And it
gravely counts up several victims of democratic rage, as proofs, that democracy is more pernicious than monarchy or aristocracy. Such a computation is a spectre, calculated to arrest our efforts, and appal our hopes, in pursuit of political good. If it be correct, what motives of preference between forms of government remain ? On one hand, Mr. Adams calls our attention to hundreds of wise and virtuous patricians, mangled and bleeding victims of popular fury; on the other, he mi;^ht have exhibited millions of plebeians, sacrificed to the pride, folly and ambition of monarchy and aristocracy; and, to complete the picture, he ought to have placed right before us, the effects of these three principles commixed, in the wars, rebellious, persecution? and oppressions of the English form, celebrated by Mr. Adams as the most perfect of the mixed class of govenments. Is it possible to convince us, that we are compelled to elect one of these evils? After having discovered principles of government, distinct from monarchy, aristocracy or democracy, ill the experience of their efficacy, and the enjoyment of their benefits; can we be persuaded to renounce the discovery, to restore the old principles of political navigation, and to steer the commonwealth into the disasters, against which all past ages have pathetically warned us ? It is admitted, (hat man, physically, is "always the same;" but denied that he is so, morally. Upon the truth or error of this distinction, the truth or error of Mr. Adams's mode of reasoning and of this essay, will somewhat depend. If it is untrue, then the cloud of authorities collected by him from all ages, are inevitable evidence, to establish the fact, that political misery is unavoidable; because man is always the same. But if the moral qualities of human nature are not always the same, but arc different both in nations and individuals; and if government ought to be constructed in relation to these moral qualities, and not la relation to factitious orders; these authorities do not produce a conclusion so deplorable. The variety in the kinds and degrees of political misery, is alone conclusive evidence of distinct degrees of moral character, capable of unknown moral efforts.
Supposing that none of Mr. Adams's quotations had been taken from poetical and fabulous authors; that no doubt could exist of the truth of those furnished by ancient historians; and that they had not been dexterously selected to fit an hypothesis; yet their whole weight would have depended upon the similarity of moral circumstances, between the people of America, and those of Greece, Italy, Switzerland, England, and a multitude of countries, collected from all ages into our modern theatre.
Do the Americans recognize themselves in a group of Goths, Vandals, Italians, Turks and Chinese? If not, man is not always morally the same. If man is not always morally the same, it is not true that he requires the same political regimen. And thence a conclusion of considerable weight follows, to overthrow the ground-work of Mr. Adams's system; for by proving, if he had proved it, that his system was proper for those men, and those times, resorted to by him for its illustration, he proves that it is not proper for men and times of dissimilar moral characters and circumstances. The traces of intellectual originality and diversity; the shades and novelties of the human character, between the philosopher and the savage; between different countries, different governments, and different eras; exhibit a complexity, which the politician and philologist have never been able to unravel. Out of this intellectual variety, arises the impossibility of contriving one form of government, suitable for every nation; and also the fact, that human nature, instead of begetting one form constantly, demonstrates its moral capacity, in the vast variety of its political productions.
Having apprized the reader, by these general remarks, of the political principles to be vindicated or assailed in this essay; and that an effort will be made to prove, that the policy of the United States is rooted in moral or intellec fiial principles, and not in orders, clans or casts, natural or factitious; this effort must be postponed, until the way is opened to it, bj a more particular review of Mr. Adams's system. To this, therefore, I return.
He supposes "that every society must naturally produce an aristocratical order of men, which it will be impossible to confine to an equality of rights with other men." To determine the truth of this position, an inquiry must be made into the mode by which these orders have been produced in those countries, placed before ui by Mr. Adams, as objects of terror or imitation.
In order to understand the question correctly, it is proper to hear Mr. Adams state it himself. Throughout his book, it is constantly appearing, as constituting the great principle upon which his system is founded; but here it can only appear in a quotation, selected as concise, explicit and unequivocal.
"These sources of inequality," says he, "which are common to every people, and can never be altered by any, because they are founded in the constitution of nature; this natural aristocracy among mankind, has been dilated on, because it is a fact essential to be considered in the constitution of a government. It is a body of men which contains the greatest collection of virtues and abilities in a free government; the brightest ornament and glory of a nation; and may always be made the greatest blessing of society, if it he judiciously managed in the constitution. But if it is not, it is always the most dangerous; nay, it maybe added, it never fails to be the destruction of the commonwealth. What shall be done to guard against it? There is but one expedient yet discovered, to avail the society of all the benefits from this body of men, which they are capable of affording, and at the same time prevent them from undermining or invading the public liberty; and that is to throw them all, or at least the most remarkable of them, into one assembly together, in the legislature; to keep all the executive power entirely out of their hands, as a body; to erect a first magistrate over them, invested with the whole executive authority; to make them dependant on that executive magistrate for all public executive employments; to give that magistrate a negative on the legislature, by which he may defend both himself and the people from all their enterprises the other side of them, an impregnable barrier against them, in a house of commons fairly, fully, and adequately representing the people, who shall have the power of negativing all their attempts at encroachments in the legislature, and of withholding both from them and the crown all supplies, by which they may be paid for their services in executive offices, or even the public service carried on to the detriment of the nation."
This is the text on which it is proposed to comment; incidentally considering several of the arguments, by which its doctrine is defended, without the formality of frequent quotations. It contains the substance of Mr. Adams's system, and is evidently the English form of government, excepting an equal representation of the people, in the proposed house of commons.
The position first presenting itself is, "that an aristocracy is the work of nature." A position equivalent to the antiquated doctrine, “that a king is the work of God." A particular attention will be now paid to this point, because Mr. Adams's theory is entirely founded upon it.
Superior abilities constitutes one among the enumerated causes of a natural aristocracy. This cause is evidently as fluctuating as knowledge and ignorance; and its capacity to produce aristocracy, must depend upon this fluctuation. The aristocracy of superior abilities will be regulated by the extent of the space, between knowledge and ignorance. As the space contracts or widens, it will be diminished or increased; and if aristocracy may be thus diminished, it fellows that it may be thus destroyed.
No certain state of knowledge, is a natural of unavoidable quality of man. As an intellectual or moral quality, it may be created, destroyed and modified by human power. Can that which may be created, destroyed and modified by human power, be a natural and inevitable cause of aristocracy?
It has been modified in an extent, which Mr. Adams does not even compute, by the art of printing, discovered subsequently to almost the whole of the authorities which have convinced Mr. Adams, that knowledge, or as he might have more correctly asserted, ignorance, was a cause of aristocracy.
The peerage of knowledge or abilities, in consequence of its enlargement by the effects of printing, can no longer be collected and controlled in the shape of a noble order or a legislative department. The great body of this peerage must remain scattered throughout every nation, by the enjoyment of the benefit of the press. By endowing a small portion of it with exclusive rights and privileges, the indignation of this main body is excited. If this endowment should enable a nation to watch and control an inconsiderable number of that species of peerage produced by knowledge, it would also purchase the dissatisfaction of its numberless members unjustly excluded; and would be a system for defending a nation against imbecility, and inviting aggression from strength, equivalent to a project for defeating an army, by feasting its vanguard.
If this reasoning is correct, the collection of that species of natural aristocracy (as Mr. Adams calls it) produced by superior abilities, into a legislative department, for the purpose of watching and controlling it, is now rendered impracticable, however useful it might have been, at an era when the proportion between knowledge and ignorance was essentially different; and this impracticability is a strong indication of the radical inaccuracy of considering aristocracy as an inevitable natural law. The wisdom of uniting exclusive knowledge by exclusive privileges, that it may be controlled by disunited ignorance, is not considered as being an hypothetical question, since this aristocratical knowledge cannot now exist.
Similar reasoning applies still more forcibly to the idea of nature's constituting aristocracy, by means of exclusive virtue. Knowledge and virtue both fluctuate. A steady effect, from fluctuating causes, is morally and physically impossible. And yet Mr. Adams infers a natural aristocracy, from the error, that virtue and knowledge are in an uniform relation to vice and ignorance; sweeps away by it every human faculty, for the attainment of temporal or eternal happiness ; and overturns the efficacy of law, to produce private or public moral rectitude.
Had it been true, that knowledge and virtue were natural causes of aristocracy, no fact could more clearly have exploded Mr. Adams's system, or more unequivocally have dissented from the eulogy he bestows on the English form of government. Until knowledge and virtue shall become genealogical, they cannot be the causes of inheritable aristocracy; and its existence, without the aid of superior knowledge and virtue, is a positive refutation of the idea, what nature creates aristocracy with these tools. Mr. Adams has omitted a cause of aristocracy in the quotation, which he forgets not to urge in other places; namely, exclusive wealth. This,- by much the most formidable with which mankind have to contend, is necessarily omitted, whilst he is ascribing aristocracy to nature; and being both artificial and efficacious, it contributes to sustain the opinion, "that as aristocracy is thus artificially created, it may also be artificially destroyed."
Alienation is the remedy for an aristocracy founded on landed wealth; inhibitions upon monopoly and incorporation, for one founded on paper wealth. Knowledge, enlisted by Mr. Adams under the banner of aristocracy, deserted her associate by the invention of alienation, and became its natural enemy. Discovering its hostility to human happiness, like Brutus, she has applied the axe to the neck of what Mr. Adams calls her progeny; and instead of maintaining the exclusiveness of wealth, contributes to its division by inciting competition, and assailing perpetuities. How successfully, let England illustrate. She, no longer relying upon nature for an aristocracy, is perpetually obliged to repair the devastations it sustains from alienation; the weapon invented by knowledge; by resorting to the funds of paper systems, pillage, patronage and hierarchy, for fresh supplies.
The reader will be pleased to recollect the question in debate. Mr. Adams asserts, that an aristocratical body of men is necessary, as being natural. Having thus gotten it, he admits that it will be ambitious and dangerous to liberty. Being ambitious and dangerous, he infers, that it ought to be controlled. And this, he says, can only be effected by a king over it, and a house of commons under it; thus placing it bet ween two fires, on account of its strength. danger and ambition.
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