Front matter
f
BT THE SAME AUTHOR
A DICTIONARY OF CHINESE-JAPANESE WORDS IN THE JAPANESE LANGUAGE. (3 Vols.)
Preface
THE Author’s thanks are due to His Excellency- Baron G. Hayashi, H.I.J.M.’s Ambassador in London, for most kindly referring to a competent authority in Japan, for confirmation, a doubtful point in feudal land tenure ; to Prince Iwakura, Marquis Okubo, and Marquis Kido for photographs of three of the eminent statesmen whose portraits appear ; to the Right Honorable Sir Ernest Satow for the trouble he took in reading the MS. of the book; to Sir E. F. Crowe, c.m.g., Commercial Counsellor of the British Embassy in Tokio, for very useful help given in various ways ; and to Miss Maud Oxenden for valuable assistance in proof-correcting.
Chapter XI
Changes and Reforms — Relations with China and Korea — Rupture in Ministry — Secession of Tosa and Hizen Leaders — Progress of Reforms — Annexation of Loochoo — Discontent of Former Military Class . . . . . . . . . 117
Weakening of Cordiality with America — Causes of Friction — Expansion and Emigration — Annexation of Korea — New Treaties . 265
Chapter XXVIII
Rise of Japan and Germany Compared — Renewal of Anglo-Japanese Alliance — Japan and the Great War — Military and Naval Expansion— Japan and China — The Twenty-one Demands — Agreement with Russia regarding China — Lansing-Ishii Agreement —
Effects of Great War on Situation in Far East .... 274
Chapter XXXI
The Makers of Modern Japan — How Japan is Governed . . . 300
Index 307
LIST OF ILLUSTRATIONS
Prince Iwakura ....
. Frontispiece
Okubo Ichizo ....
PAGE
. 72
Kido Junichiro ....
Marquis Inouye ....
IO4
Marquis Okuma ....
IO4
Prince Ito
Marquis Matsugata
Field-Marshal Prince Oyama
Field-Marshal Prince Yamagata .
Marquis Saionji ....
. 248
General Prince Katsura
. 248
The Making of Modern Japan
Chapter I
Early History — The Great Reform — Adoption of Chinese Culture.
THERE is much speculation, but no certainty, regarding the origin of the Japanese people. It is, however, generally held that the Japanese race is made up of two main elements — one Mongolian, which came to Japan from Northern Asia by way of Korea, and the other Malayan ; a third strain being possibly supplied to some small extent by the Ainu aborigines, whom the invaders found in occupation of the country. The prevailing type of feature is Mongolian, though scientific research claims to have discovered traces of the physical characteristics of other Asiatic races.
If the earliest Japanese records provide little trustworthy material for the historian, they show how the legendary heroes of oral tradition became in the hands of successive chroniclers the deified ancestors of the reigning dynasty, and indicate the process of transition by which the feelings of respect and admiration they inspired developed into a popular belief in the quasi-divinity of Japanese Sovereigns. It is in this no-man’s-land, where no clear boundaries divide fable from history, that we are from the first confronted with the primitive native religion, and realize its weakness as a civilizing influence. From these same records, nevertheless, as well as from scanty Chinese sources, we glean certain general facts bearing on the early development of Japan. Chinese culture is seen trickling in at a very early date ; we hear of the adoption at some time in the fifth century of Chinese ideographs, the Japanese following in this respect the example of their Korean neighbours, who, like themselves, had originally no written language of their own ; and we learn of the introduction of Buddhism a century later. The advent of Buddhism
B
1 8
The Great Reform
was a notable factor in Japan’s progress. Its missionaries assisted the spread of the Chinese written language, and thus paved the way for the introduction in a.d. 645 of what is known as the Great Reform.
The Great Reform gave its name to the first year-period of Japanese chronology, and to Japanese history its first certain date. It was the outcome of a movement having for its object the repair of the authority of the Throne, which had been weakened by the separatist tendencies of the Soga family. The new form of government then established, in imitation of changes made under the T’ang dynasty in China, was a centralized bureaucracy. The supreme control of affairs was vested in the Council of State. In this Council the Prime Minister presided, and with him were associated the two assistant Ministers of State and the President of the Privy Council. Of the eight Boards, or Departments of State, five dealt mainly, but by no means exclusively, with matters relating to Ceremonial, Religion, the Army, Finance and Taxation respectively ; the other three having the direction of business connected more immediately with the Imperial Court. There seems, however, to have been no very clear-cut division of business, Court interests being apparently mixed up with the affairs of every department. This change in the form of government was only one of many results caused by the inrush of Chinese ideas at this time. The influence of the wave of Chinese culture which swept over the country permeated every part of the national fabric, remodelling the social system, and laying the foundations of Japanese law, education, industries and art.
Later on provision was made for the establishment of a regency during the minority of a reigning Sovereign, the regent ( Sessho ) by virtue of his office ranking at the head of the official hierarchy. When the regency expired, the ex-regent assumed the title of Kwambaku (or Sessho-Kwambaku), retaining his official precedence. The two posts were subsequently separated, and, like all othet Court offices, became, as the authority of the Court declined, mere honorary titles. Both posts and honorary titles were hereditary in certain branches of the Fujiwara family, the only exception to this rule occurring in the sixteenth century.
It was not till the eighth century that the Japanese elaborated a written language of their own. The Koreans had done so already, but the two written languages thus superadded to what was borrowed from China have nothing in common. That of the Japanese consists of two different scripts, each adapted from Chinese characters. The Korean script bears no resemblance to Chinese. Both countries have good reason to regard as a very doubtful blessing the possession of two spoken and two written languages.
At this early stage in Japanese history three things stand out prominently : the welcome given to foreign ideas ; the duality of religion and language ; and the curious atmosphere of divinity surrounding the Throne, which by an easy process of transition came to be regarded by the people as a natural attribute of their country and of themselves. It is not surprising, therefore, to find in the development of Japan two opposite tendencies constantly at work — the assimilation of new ideas from abroad, and reaction in favour of native institutions. Together with the readiness to adopt foreign ideas, to which the seventh century bears such striking witness, there existed an intense national pride — a belief in the superiority of Japan, “ the country of the Gods,” to all other lands. The existence of these two contrary currents of popular feeling, in which religion, politics and language all play their part, may be traced through the whole course of Japanese history.
The strengthening of the Throne’s authority, which wfas effected by the Great Reform, lasted but a short time, the ruling power soon passing again into the hands of another powerful family, the House of Fujiwara. But the centralized bureaucratic form of government borrowed from China survived, and with it the fiction of direct Imperial rule.
During the long ascendancy, covering more than three centuries, of the House of Fujiwara the Sovereigns, despite their assumption of the recognized titles of Chinese Emperors, sank into the position of mere puppets, removable at the will of the patrician rulers. It is important to note, however, that neither the nominal authority of the occupant of the Throne nor the power of the de jacto Government during this period, and for many years after, extended much beyond the centre of Japan. The loyalty of district governors in the south and west was regulated by their distance from the seat of administration. To the north and east, again, the country was in the possession of the Ainu aborigines, with whom a desultory warfare was carried on until their eventual expulsion to the northern island of Yezo.
Early in the twelfth century the Fujiwara regime came to an end. The succeeding administrators were members of the Taira family, which had gradually risen to importance, and wielded the predominant influence in the country. Fifty years later their position was successfully challenged by the rival House of Minamoto, which, like its two predecessors, could claim royal descent. The long struggle between these two houses ended in the final overthrow of the Taira family in the sea battle of Dan-no-Ura (a.d. 1155) and the establishment of the feudal system, in other words, of a military government.
Yoritomo, the Minamoto leader, who then rose to power, received from the Court the title of Shogun (or General), a contraction of the fuller appellation Sei-i-T ai-Shogun. This may be rendered Barbarianquelling Generalissimo, and was the term originally applied to generals employed in fighting the Ainu aborigines in the North-Eastern marches. With the assumption of this title the term itself developed a new meaning, for it was not as the general of an army that he thenceforth figured, but as the virtual ruler of Japan. His advent to power marks a new phase in Japanese history, the inception of a dual system of government based on feudalism, which lasted, except for a short period in the sixteenth century, until modern times.
With the establishment of a military government the classification of society was changed. Thenceforth there were three recognized divisions of the people — the Kuge, or Court aristocracy, constituting the former official hierarchy, which, becoming more and more impoverished as the connection of its members with the land ceased, gradually sank into the position of a negligible factor in the nation ; the Buke , or military class, which included both daimios and their retainers, and out of which the new official hierarchy was formed ; and the Minke, or general public, which comprised farmers, artizans and tradesmen, or merchants, ranking in the order named.
Feudalism was no sudden apparition. It was no mushroom growth of a night. The importance of the military class had been growing steadily during the prolonged civil strife from which the Minamoto family had emerged victorious. This and the increasing weakness of the Government had brought about a change in provincial administration. Civil governors, dependent on the Capital, had gradually given place to military officials, with hereditary rights, who looked elsewhere for orders ; manorial estates were expanding into territories with castles to protect them ; and local revenues no longer flowed with regularity into State coffers. Thus in more than one manner the way had been prepared for feudalism.
The same may be said of the dual system of administration, though here the question is less simple. From all that history tells us, and from its even more eloquent silence, there is good reason to question the existence at any time of direct Imperial rule. We hear of no Mikado ever leading an army in the field, making laws or dispensing justice, or fulfilling, in fact, any of the various functions associated with sovereignty, save those connected with public worship. This absence of personal rule, this tendency to act by proxy, is in keeping with the atmosphere of impersonality which pervades everything Japanese, and is reflected in the language of the people. Everything tends to confirm the impression that the prestige of sovereignty in Japan thus lay rather in the institution itself than in the personality of the rulers. The casual manner in which succession was regulated ; the appearance on the Throne of Empresses in a country where little deference was paid to women ; the preference repeatedly shown for the reign of minors ; the laisser-aller methods of adoption and abdication ; the easy philosophy which saw nothing unusual in the association of three abdicated, or cloistered, monarchs with a reigning sovereign ; and the general indifference of the public to the misfortunes which from time to time befel the occupant of the Throne, all point in the same direction — the withdrawal of the Sovereign at an early date from all active participation in the work of government. In so far, therefore, as the personal rule of the Sovereign was concerned it seems not unreasonable to regard the dual system of government established at this time as the formal recognition of what already existed. Its association with feudalism, however, brought about an entirely new departure. Kioto, indeed, continued to be the national capital. There the former Ministers of State remained with all the empty paraphernalia of an officialdom which had ceased to govern. But a new seat of administration was set up at Kamakura, to which all men of ability were gradually attracted. Thenceforth the country was administered by a military government directed by the Shogun at Kamakura, while the Sovereign lived in seclusion in the Capital, surrounded by a phantom Court, and an idle official hierarchy.
In this question of government there is still something further to be explained. It should be understood that the Shogun did not personally rule any more than the Mikado. What for want of a better name may be termed the figurehead system of government is noticeable throughout the whole course of Japanese history. Real and nominal power are rarely seen combined either socially or politically. The family, which is the unit of society, is nominally controlled by the individual who is its head. But practically the latter is in most cases a figurehead, the real power being vested in the group of relatives who form the family council. The same principle applied to the administration of feudal territories. These were not administered by the feudal proprietors themselves. The control was entrusted to a special class of hereditary retainers. Here again, however, the authority was more nominal than real, the direction of affairs being left, as a rule, to the more active intelligence of retainers of inferior rank. Similarly the Shogun was usually a mere puppet in the hands of his Council, the members of which were in turn controlled by subordinate office-holders. This predilection for rule by proxy was encouraged by the customs of adoption and abdication, the effects of which, as regards Mikado and Shogun alike, were seen in shortness of reign, or administration, and the frequency of the rule of minors.
The highly artificial and, indeed, contradictory character which distinguished all Japanese administration had certain advantages. Abdication was found to be not incompatible in practice with an active, though unacknowledged, supervision of affairs. It also provided a convenient method of getting rid of persons whose presence in office was for any reason inconvenient. In a society, too, where adoption was the rule rather than the exception the failure of a direct heir to the Throne, or Shogunate, presented little difficulty. It was a thing to be arranged by the Council of State, just as in less exalted spheres such matters were referred to the family council. Questions of succession were thus greatly simplified. In this contradiction, moreover, between appearance and reality, in the retention of the shadow without the substance of power, lay the strength of both monarchy and Shogunate. It was, in fact, the secret of their stability, and explains the unbroken continuity of the dynasty on which the nation prides itself. Under such a system the weakness or incompetence of nominal rulers produced no violent convulsions in the body politic. The machinery of government worked smoothly on, unaffected by the personality of those theoretically responsible for its control ; and as time went by the tendency of office to divorce itself from the discharge of the duties nominally associated with it increased everywhere, with the result that in the last days of the Shogunate administrative policy was largely inspired at the seat of government by subordinate officials, and in the clans by retainers of inferior standing.
The question of dual government, which has led to this long digression, was more or less of a puzzle to foreigners from the time when Jesuit missionaries first mistook Shoguns for Mikados ; and it was not until after the negotiation of the first treaties with Western Powers that it was discovered that the title of Tycoon given to the Japanese ruler in these documents had been adopted for the occasion, in accordance with a precedent created many years before, in order to conceal the fact that the Shogun, though rulei, was not the Sovereign.
Chapter II
Establishment of Feudalism and Duarchy — The Shogunate and the Throne — Early Foreign Relations — Christian Persecution and Closure of Country.
THE fortunes of the first line of Kamakura Shoguns, so called from the seat of government being at that place, gave no indication of the permanence of duarchy, though it may have encouraged belief in the truth of the Japanese proverb that great men have no heirs. Neither of Yoritomo’s sons who succeeded him as Shogun showing any capacity for government, the direction of affairs fell into the hands of members of the Hojo family, who, by a further extension of the principle of ruling by proxy, were content to allow others to figure as Shoguns, while they held the real power with the title of regents ( Shikken ). Some of these puppet Shoguns were chosen from the Fujiwara family, which had governed the country for more than three centuries. Others were scions of the Imperial House. This connection of the Shogunate with the Imperial dynasty, though only temporary, is a point to be noted, since under other circumstances it would suggest a devolution rather than a usurpation of sovereign rights.
It was in the thirteenth century, during the rule of the Hojo regent Tokimune, that the Mongol invasions took place. The reigning Mikado was a youth of nineteen ; the Shogun an infant of four. The six centuries which had elapsed since the Great Reform had witnessed notable changes in the countries which were Japan’s nearest neighbours. In China the Mongol dynasty was established. In Korea the four states into which the peninsula had originally been divided had disappeared one after the other. In their place was a new kingdom, then called for the first time by its modern name. The new kingdom did not retain its independence long. It was attacked and overthrown by the armies of Kublai Khan, the third Mongol Emperor. By the middle of the thirteenth century the King of
Establishment of Feudalism §P Duarchy 25
Korea had acknowledged the suzerainty of China. Kublai Khan then turned his attention to Japan.
It was customary in those times for congratulatory missions to be sent by one country to another when a new dynasty was established or a new reign began, the presents exchanged on these occasions being usually termed gifts by the country offering them, and tribute by that which received them. The relations between Japan and the new Kingdom of Korea had been on the whole friendly, though disturbed from time to time by the piratical forays which seem to have been of frequent occurrence. But after Korea had lost her independence she was obliged to throw in her lot with China. When, therefore, in 1268, Kublai Khan sent an envoy to Japan to ask why since the beginning of his reign no congratulatory mission had reached Peking from the Japanese Court, the messenger naturally went by way of Korea, and was escorted by a suite of Koreans. The ports in the province of Chikuzen, on the north of Kiushiu, the southernmost of the Japanese islands, were the places through which communications between Japan and the mainland were then carried on ; and it was at Dazaifu in that province, the centre of local administration, that the envoy delivered his letter. This was in effect a demand for tribute, and the Regent’s refusal even to answer the communication was met by the despatch in the summer of 1275 of a Mongol force, accompanied by a Korean contingent. Having first occupied the islands of Tsushima and Iki, which form convenient stepping-stones between Korea and Japan, the invaders landed in Kiushiu in the north-west of the province already mentioned. After a few days’ fighting they were forced to re-embark. In their retreat they encountered a violent storm, and only the shattered remnants of the Armada returned to tell the tale. A second invasion, six years later, planned on a far larger scale, and supported, as before, by Korean auxiliaries, met with a similar fate. On this occasion severer fighting occurred. The positions captured at the place of landing in the province of Hizen were held by the invaders for some weeks. Thence, however, they could make no headway. When they at length withdrew in disorder a violent storm again came to the aid of the defenders and overwhelmed the hostile fleets. The preparations begun by Kublai Khan for a third invasion were abandoned at his death a few years later. From that time Japan was left undisturbed.
The circumstances attending the fall of the Hojo regents in 1333,
26 The Shogunate the Throne
and their replacement by the Ashikaga line of Shoguns, are noteworthy for the light they throw on the state of the country, and the unstable and, indeed, ludicrous conditions under which the government was carried on. It seemed for a moment as if the authority of the Court was about to be revived. But with the overthrow of the regents the movement in this direction stopped. The military class was naturally reluctant to surrender the power which had come into its hands ; the position of the Mikado was also weakened by a dispute regarding his rights to the Throne. He had just returned from banishment, and had been at once reinstated as Emperor. But during his absence another Emperor had been placed on the Throne, and there were those who thought the latter had a right to remain. In the previous century it had been arranged, in accordance with the will of a deceased Emperor, that the Throne should be occupied alternately by descendants of the senior and junior branches of the Imperial House. This rule had been followed in filling the vacancy caused by the banishment of the previous Mikado, and the branch of the Imperial House which suffered by his reinstatement refused to accept the decision. Each claimant to the Throne found partizans amongst the feudal chieftains. Thus were formed two rival Courts, the Northern and the Southern, which disputed the Crown for nearly sixty years. The contest ended in the triumph in 1393 of the Northern Court. Having the support of the powerful Ashikaga family, it had early in the course of the struggle asserted its superiority, the Ashikaga leader becoming Shogun in 1338.
The rule of the Ashikaga Shoguns lasted until the middle of the sixteenth century, though for several years before it ended the control of affairs was exercised by others in their name. During this period, which was favourable to the growth of art and literature, the seat of government kept changing from Kamakura to the Capital and back again. The former city shared the fate of the dynasty, and after its destruction was never rebuilt.
A break then occurred in the sequence of Shoguns. The chief power passed into the hands of two military leaders, Nobunaga and Hideyoshi, neither of whom founded a dynasty or bore the title of Shogun. By their efforts the country was gradually freed from the anarchy which had ensued during the last years of Ashikaga administration. Though here and there throughout the country there remained districts whose feudal lords insisted on settling their quarrels
Early Foreign Relations 27
themselves, a more stable condition of things was introduced, and the work of the founder of the next and last line of Shoguns was greatly facilitated.
Europe had long before heard of Japan through the writings of the Venetian traveller, Marco Polo, who had visited the Court of Kublai Khan and there learned the failure of the Mongol invasions. It was not, however, till the middle of the sixteenth century, during the ascendancy of the first of the two military leaders above mentioned, that intercourse with European countries was established. The Portuguese were the first to come, and for this reason. Portugal was then at the height of her greatness as a maritime powrer ; and by the Bulls of Pope Alexander VI, which divided the new lands discovered in Asia and America between her and Spain, those in Asia had fallen to her share. Some uncertainty exists as to the exact date at which the new Western intercourse began, and as to the identity of the first arrivals. Most authorities, however, agree in thinking that the first European discoverers of Japan were three Portuguese adventurers who, in the course of a voyage from Siam to China in the summer or autumn of 1542, were driven by a storm on the coast of Tanegashima, a small island lying midway between the southern point of the province of Satsuma and Loochoo. The adventurers who landed were successful in disposing of the cargo of their vessel, destined originally for Chinese ports. Their knowledge of firearms made a favourable impression, and the beginnings were thus laid of a trade with the Portuguese possessions and settlements in the East and with the mother country in Europe. Of greater interest and importance, however, than this early trade is the fact that to Portuguese enterprise Christianity owed its first introduction into Japan.
Seven years after the arrival of these involuntary traders, who had spread the new's of the strange country they had discovered, one of the numerous Portuguese trading vessels which were thus attracted to Japan landed at Kagoshima, the capital of the Satsuma province, three missionaries — Xavier, Torres and Fernandez. Thenceforth, until the closing of the country to all but the Chinese and Dutch, it was the propagation of the Christian faith, not the progress of trade, which was the important factor in Japan’s foreign relations.
The coming of the first missionaries took place at a time when the widespread disorder which marked the closing years of the Ashikaga
Early Foreign Relations
administration was at its height. Though Nobunaga was rapidly acquiring for himself a commanding position, the nation had not yet felt the full weight of the hand which twenty years later was to take the first steps towards the pacification of the country. The confusion of affairs assisted the spread of the new religion, the opposition offered by some of the leading daimios, such as the princes of Satsuma and Choshiu, being counterbalanced by the eagerness of others to profit by the foreign trade which came with the missionaries ; while Buddhist hostility lost much of its sting after the power of the militant priesthood had been crippled by Nobunaga.
The latter’s successor, Hideyoshi, wrhom the Japanese regard as their greatest military genius, shared neither his sympathy with Christianity nor his dislike of Buddhism. To matters of religion he seemed to be indifferent, his one aim being apparently to make himself master of Japan. In a series of campaigns conducted in different parts of the country he overcame the resistance of one feudal chief after another, the last to submit to his authority being the Daimio of Satsuma. His ascendancy deprived Christianity of the advantage it had previously derived from the unsettled condition of the country. His aim accomplished, Hideyoshi changed his attitude suddenly, and in 1587 issued an edict against Christianity. As a result of this edict the missionaries were expelled from the Capital and the Christian church there was pulled down. Though the Christian persecution dates from that time, it was not prosecuted at first with much energy. Doubtless Hideyoshi was aware of the connection between Christianity and foreign trade, and in his desire to profit by the latter was content not to push matters to extremities. There may also be some truth in the suggestion of the joint authors of A History of Japan (1542-61) that he was unwilling to incur the resentment of the numerous daimios in the south of Japan who had welcomed the new religion. Be this as it may, the initial stages of the persecution did not apparently affect missionary activity very seriously. We do not hear of any falling off in the number of converts, which is said to have attained about this time a total little short of a million.
For nearly half a century the Jesuits had the field of missionary enterprise in Japan to themselves. To this fact was largely due the spread of the new religion. In 1591, however, the state of things was altered by the arrival of members of other religious orders, who came in the train of a Spanish ambassador from the Philippines.
Christian Persecution 29
This intrusion — which later on received the formal sanction of the Pope — was resented by the Jesuits ; and the position of the Christian Church, already weakened by persecution, was not improved by the quarrels which soon broke out between them and the new-comers. What would have been the outcome of this change in the situation, if Hid6yoshi’s attention had not been directed elsewhere, it is impossible to say. At this moment, however, his ambition found a new outlet. Supreme now at home, he conceived the idea of gaining fresh glory by conquests abroad. With this object, he embarked on an invasion of Korea, intending ultimately to extend his operations to China. His pretext, it is said, for invading the neighbouring peninsula, like that of Kublai Khan in the case of Japan, was that Korea had refused or neglected to send the usual periodical missions. According to another, and perhaps more correct account, he demanded that Korea should assist him in the invasion of China in the same way as she had two centuries before aided the Mongols in their invasion of Japan, a request which, it is said, was scornfully refused.
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